Legion Partners Asset Management, LLC Diversified Active

CIK: 0001560207 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $471,541 (100.0% shares, 0.0% debt)

Holdings (13)

PZZA PAPA JOHNS INTL INC 18.8%

Value ($000) $88,514 Shares 1,726,086 Est. Cost $38.71 Unrealized 0.0%

— NUTRI SYS INC NEW 12.2%

Value ($000) $57,302 Shares 1,546,618 Est. Cost $38.18 Unrealized —

EPC EDGEWELL PERS CARE CO 11.0%

Value ($000) $51,876 Shares 1,122,136 Est. Cost $44.79 Unrealized +7.7%

— NEXEO SOLUTIONS INC 9.1%

Value ($000) $43,134 Shares 3,521,167 Est. Cost $9.35 Unrealized —

GCO GENESCO INC 8.6%

Value ($000) $40,729 Shares 864,744 Est. Cost $29.44 Unrealized +48.3%

OSPN ONESPAN INC 8.1%

Value ($000) $38,273 Shares 2,009,082 Est. Cost $17.93 Unrealized +0.9%

— PRIMO WTR CORP 8.0%

Value ($000) $37,805 Shares 2,094,447 Est. Cost $15.52 Unrealized —

— VONAGE HLDGS CORP 7.1%

Value ($000) $33,455 Shares 2,362,651 Est. Cost $6.85 Unrealized —

SPSC SPS COMM INC 6.9%

Value ($000) $32,399 Shares 326,471 Est. Cost $28.29 Unrealized +58.3%

FSTR FOSTER L B CO 4.6%

Value ($000) $21,619 Shares 1,052,002 Est. Cost $13.26 Unrealized +72.9%

NNBR NN INC 3.2%

Value ($000) $15,099 Shares 967,891 Est. Cost $18.03 Unrealized 0.0%

— NEXEO SOLUTIONS INC 2.2%

Value ($000) $10,405 Shares 849,383 Est. Cost $12.25 Unrealized —

— USA TECHNOLOGIES INC 0.2%

Value ($000) $931 Shares 44,250 Est. Cost $21.49 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PZZA	PAPA JOHNS INTL INC	1,726,086	$88,514	18.8%	$38.71	0.0%	COM	698813102
—	NUTRI SYS INC NEW	1,546,618	$57,302	12.2%	$38.18	—	COM	67069D108
EPC	EDGEWELL PERS CARE CO	1,122,136	$51,876	11.0%	$44.79	+7.7%	COM	28035Q102
—	NEXEO SOLUTIONS INC	3,521,167	$43,134	9.1%	$9.35	—	*W EXP 06/09/202	65342H110
GCO	GENESCO INC	864,744	$40,729	8.6%	$29.44	+48.3%	COM	371532102
OSPN	ONESPAN INC	2,009,082	$38,273	8.1%	$17.93	+0.9%	COM	68287N100
—	PRIMO WTR CORP	2,094,447	$37,805	8.0%	$15.52	—	COM	74165N105
—	VONAGE HLDGS CORP	2,362,651	$33,455	7.1%	$6.85	—	COM	92886T201
SPSC	SPS COMM INC	326,471	$32,399	6.9%	$28.29	+58.3%	COM	78463M107
FSTR	FOSTER L B CO	1,052,002	$21,619	4.6%	$13.26	+72.9%	COM	350060109
NNBR	NN INC	967,891	$15,099	3.2%	$18.03	0.0%	COM	629337106
—	NEXEO SOLUTIONS INC	849,383	$10,405	2.2%	$12.25	—	COM SHS	65342H102
—	USA TECHNOLOGIES INC	44,250	$931	0.2%	$21.49	—	CONV PFD SER A	90328S203