Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value: $2.266B (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Altaba Inc. | 5,481,641 | $318M | 14.0% | $57.94 | $55.92 | — | COM | 021346101 |
| — | Twenty-First Century Fox, Inc. | 4,829,449 | $231M | 10.2% | $47.78 | $40.71 | — | CL B | 90130A200 |
| — | Red Hat, Inc. | 994,764 | $175M | 7.7% | $175.64 | $175.64 | — | COM | 756577102 |
| DIS | Disney Walt Co. | 848,100 | $92.99M | 4.1% | $109.65 | — | — | Put | 254687106 |
| SPY | SPDR S&P 500 ETF TR | 370,000 | $92.47M | 4.1% | $249.92 | — | — | Put | 78462F103 |
| — | ARRIS International Inc. | 2,885,962 | $88.22M | 3.9% | $30.57 | $30.57 | — | SHS | G0551A103 |
| — | Dominion Energy Midstream Partners, LP | 4,780,375 | $86.24M | 3.8% | $18.04 | $18.04 | — | COM UT REP LTD | 257454108 |
| — | Aspen Insurance Holdings Limited | 2,001,137 | $84.03M | 3.7% | $41.99 | $41.89 | — | SHS | G05384105 |
| — | Valero Energy Partners LP | 1,533,178 | $64.65M | 2.9% | $42.17 | $42.17 | — | COM UNT REP LP | 91914J102 |
| — | NxStage Medical, Inc. | 2,250,824 | $64.42M | 2.8% | $28.62 | $28.25 | — | COM | 67072V103 |
| — | Esterline Technologies Corporation | 526,162 | $63.9M | 2.8% | $121.45 | $121.45 | — | COM | 297425100 |
| — | USG Corporation | 1,135,944 | $48.46M | 2.1% | $42.66 | $43.03 | — | COM NEW | 903293405 |
| — | SCANA Corporation NEW | 962,221 | $45.98M | 2.0% | $47.78 | $47.78 | — | COM | 80589M102 |
| — | Dun & Bradstreet Corporation DEL NEW | 320,640 | $45.77M | 2.0% | $142.74 | $142.72 | — | COM | 26483E100 |
| — | Pandora Media Inc. | 5,213,963 | $42.18M | 1.9% | $8.09 | $8.09 | — | COM | 698354107 |
| XLK | Select Sector SPDR Tr | 651,400 | $40.37M | 1.8% | $61.98 | — | — | Put | 81369Y803 |
| — | DowDuPont Inc. | 672,000 | $35.94M | 1.6% | $53.48 | $68.77 | — | Put | 26078J100 |
| — | DowDuPont Inc. | 665,159 | $35.57M | 1.6% | $53.48 | $68.77 | — | COM | 26078J100 |
| — | L3 Technologies, Inc. | 192,836 | $33.49M | 1.5% | $173.66 | $173.66 | — | COM | 502413107 |
| — | Orbotech, Ltd. | 581,204 | $32.86M | 1.4% | $56.54 | $62.10 | — | ORD | M75253100 |
| DELL | Dell Technologies Inc. | 552,318 | $26.99M | 1.2% | $48.87 * | $25.10 | 0.0% | CL C | 24703L202 |
| — | Shire PLC | 132,931 | $23.14M | 1.0% | $174.04 | $168.80 | — | SPONSORED ADR | 82481R106 |
| — | athenahealth, Inc. | 145,623 | $19.21M | 0.8% | $131.93 | $131.93 | — | COM | 04685W103 |
| — | Trinity Merger Corp. | 1,916,655 | $19.15M | 0.8% | $9.99 | $9.95 | — | COM CL A | 89653L106 |
| — | SPDR Series Trust | 691,800 | $18.35M | 0.8% | $26.53 | — | — | Put | 78464A730 |
| — | Twenty-First Century Fox, Inc. | 367,110 | $17.67M | 0.8% | $48.12 | $47.11 | — | CL A | 90130A101 |
| — | Randgold Resources Limited | 198,551 | $17M | 0.8% | $85.65 | $85.65 | — | ADR | 752344309 |
| — | Newfield Exploration Company | 981,835 | $14.39M | 0.6% | $14.66 | $14.66 | — | COM | 651290108 |
| T | AT&T Inc. | 498,479 | $14.23M | 0.6% | $28.54 * | $14.53 | -3.5% | COM | 00206R102 |
| — | Constellation Alpha Capital Corp. | 1,387,159 | $14.16M | 0.6% | $10.21 | $10.05 | — | SHS | G2379F108 |
| — | Pensare Acquisition Corp. | 1,375,796 | $13.94M | 0.6% | $10.13 | $9.79 | — | COM | 70957E105 |
| — | Encana Corporation | 2,362,616 | $13.66M | 0.6% | $5.78 | $5.78 | — | COM | 292505104 |
| — | CM Seven Star Acquisition Corp. | 1,325,353 | $13.39M | 0.6% | $10.10 | $9.94 | — | SHS | G2345N102 |
| — | Modern Media Acquisition Corp. | 1,280,396 | $13.06M | 0.6% | $10.20 | $9.88 | — | COM | 60765P103 |
| — | Trident Acquisitions Corp. | 1,303,102 | $12.99M | 0.6% | $9.97 | $9.97 | — | COM | 89615T106 |
| — | Federal Street Acquisition Corp. | 1,250,000 | $12.79M | 0.6% | $10.23 | $10.23 | — | CL A | 31421V107 |
| FCG | First Trust Exchange Traded Fund | 810,700 | $11.92M | 0.5% | $14.70 | — | — | Put | 33733E807 |
| — | Brookfield Property REIT Inc. | 650,507 | $10.47M | 0.5% | $16.10 | $20.93 | — | CL A | 11282X103 |
| — | GigCapital, Inc. | 952,916 | $9.625M | 0.4% | $10.10 | $9.86 | — | COM | 37518N106 |
| — | Graf Industrial Corp. | 894,467 | $8.945M | 0.4% | $10.00 | $10.00 | — | UNIT 12/31/2025 | 384278206 |
| — | VectoIQ Acquisition Corp. | 918,404 | $8.908M | 0.4% | $9.70 | $9.70 | — | COM | 92243N103 |
| — | CF Finance Acquisition Corp. | 885,259 | $8.853M | 0.4% | $10.00 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | Union Acquisition Corp. | 876,725 | $8.828M | 0.4% | $10.07 | $10.07 | — | SHS | G9366W101 |
| — | Pure Acquisition Corp. | 884,114 | $8.7M | 0.4% | $9.84 | $9.70 | — | CL A | 74621Q106 |
| — | The Blackstone Group L.P. | 275,600 | $8.216M | 0.4% | $29.81 | $34.58 | — | COM UNIT LTD | 09253U108 |
| — | The Blackstone Group L.P. | 275,600 | $8.215M | 0.4% | $29.81 | $34.58 | — | Put | 09253U108 |
| ALAC | Alberton Acquisition Corporation | 830,014 | $8.134M | 0.4% | $9.80 | $9.80 | — | ORD SHS | G35006108 |
| — | Legacy Acquisition Corp. | 828,107 | $8.132M | 0.4% | $9.82 | $9.63 | — | COM CL A | 524643103 |
| — | United Technologies Corporation | 74,273 | $7.908M | 0.3% | $106.47 | $106.47 | — | COM | 913017109 |
| HUN | Huntsman Corporation | 383,000 | $7.388M | 0.3% | $19.29 * | $25.92 | -17.3% | Put | 447011107 |
| HUN | Huntsman Corporation | 382,700 | $7.383M | 0.3% | $19.29 * | $25.92 | -17.3% | COM | 447011107 |
| — | Thunder Bridge Acquisition, Ltd. | 700,000 | $6.93M | 0.3% | $9.90 | $9.90 | — | SHS CLASS A | G8857R100 |
| — | Nevsun Resources Ltd. | 1,326,938 | $5.822M | 0.3% | $4.39 | $4.44 | — | COM | 64156L101 |
| — | FinTech Acquisition Corp. III | 568,514 | $5.685M | 0.3% | $10.00 | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | United Technologies Corporation | 52,200 | $5.558M | 0.2% | $106.48 | $106.47 | — | Put | 913017109 |
| — | Travelport Worldwide Limited | 347,500 | $5.428M | 0.2% | $15.62 | $15.62 | — | SHS | G9019D104 |
| — | ChaSerg Technology Acquisition Corp. | 530,162 | $5.296M | 0.2% | $9.99 | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| — | Discovery Inc. | 225,109 | $5.196M | 0.2% | $23.08 | $19.52 | — | COM SER C | 25470F302 |
| MSGS | Madison Square Garden CO NEW | 19,300 | $5.167M | 0.2% | $267.72 * | $194.56 | 0.0% | CL A | 55825T103 |
| MSGS | Madison Square Garden CO NEW | 19,300 | $5.167M | 0.2% | $267.72 * | $194.56 | 0.0% | Put | 55825T103 |
| — | Leisure Acquisition Corp. | 506,900 | $4.978M | 0.2% | $9.82 | $9.82 | — | COM | 52539T107 |
| — | Mudrick Capital Acquisition | 498,050 | $4.921M | 0.2% | $9.88 | $9.72 | — | COM CLASS A | 624745105 |
| — | Twelve Seas Investment Company | 475,000 | $4.664M | 0.2% | $9.82 | $9.66 | — | SHS | G9145A107 |
| — | Black Ridge Acquisition Corp. | 460,000 | $4.618M | 0.2% | $10.04 | $9.68 | — | COM | 09216T107 |
| — | Gordon Pointe Acquisition Corp. | 458,496 | $4.596M | 0.2% | $10.02 | $9.97 | — | COM CLASS A | 382788107 |
| — | Tiberius Acquisition Corporation | 450,000 | $4.41M | 0.2% | $9.80 | $9.67 | — | COM | 88633A107 |
| — | CBS CORP NEW | 95,706 | $4.185M | 0.2% | $43.73 | $49.70 | — | CL B | 124857202 |
| — | TKK Symphony Acquisition Corporation | 405,113 | $3.909M | 0.2% | $9.65 | $9.50 | — | ORD SHS | G88950103 |
| — | CBS CORP NEW | 88,600 | $3.874M | 0.2% | $43.72 | $49.70 | — | Put | 124857202 |
| — | SendGrid, Inc. | 89,395 | $3.859M | 0.2% | $43.17 | $43.17 | — | COM | 816883102 |
| — | Haymaker Acquisition Corp. | 375,527 | $3.759M | 0.2% | $10.01 | $9.82 | — | COM CLASS A | 420870107 |
| — | Thunder Bridge Acquisition, Ltd. | 369,089 | $3.757M | 0.2% | $10.18 | $10.03 | — | UNIT 01/01/2025 | G8857R118 |
| — | Megalith Financial Acquisition Corp. | 359,749 | $3.489M | 0.2% | $9.70 | $9.70 | — | CL A COM | 58518F109 |
| RWGE | Regalwood Global Energy Ltd. | 337,752 | $3.317M | 0.1% | $9.82 | $9.78 | — | COM CL A | G74760102 |
| — | Collier Creek Holdings | 330,000 | $3.313M | 0.1% | $10.04 | $10.04 | — | UNIT 99/99/9999 | G22707122 |
| — | Forum Merger II Corporation | 338,100 | $3.263M | 0.1% | $9.65 | $9.65 | — | CL A | 34986F103 |
| — | Western Asset High Income Opportunity Fun | 707,954 | $3.101M | 0.1% | $4.38 | $5.06 | — | COM | 95766K109 |
| — | Opes Acquisition Corp. | 303,381 | $3.013M | 0.1% | $9.93 | $9.93 | — | COM | 68373P100 |
| — | Blackrock Debt Strategies Fund, Inc. | 292,739 | $2.86M | 0.1% | $9.77 | $11.15 | — | COM NEW | 09255R202 |
| — | Churchill Capital Corp | 275,858 | $2.789M | 0.1% | $10.11 | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| — | Big Rock Partners Acquisition Corp. | 244,758 | $2.497M | 0.1% | $10.20 | $9.82 | — | COM | 089482103 |
| — | Bison Capital Acquisition Corp. | 199,998 | $2.08M | 0.1% | $10.40 | $9.88 | — | ORD SHS | G1142P104 |
| — | Voya (ING) Prime Rate Trust | 456,729 | $2.051M | 0.1% | $4.49 | $5.03 | — | SH BEN INT | 92913A100 |
| — | Invesco Senior Income Trust | 477,119 | $1.866M | 0.1% | $3.91 | $4.35 | — | COM | 46131H107 |
| — | Eaton Vance Floating-Rate Income Trust | 147,131 | $1.863M | 0.1% | $12.66 | $13.65 | — | COM | 278279104 |
| GNW | Genworth Financial, Inc. | 372,802 | $1.737M | 0.1% | $4.66 * | $4.32 | 0.0% | COM CL A | 37247D106 |
| — | Invesco Dynamic Credit Opportunities Fund | 164,848 | $1.693M | 0.1% | $10.27 | $11.23 | — | COM | 46132R104 |
| — | Caesars Entertainment Corp | 1,079,299 | $1.342M | 0.1% | $1.24 | $1.94 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | Apollo Senior Floating Rate Fund Inc. | 77,852 | $1.12M | 0.0% | $14.39 | $16.22 | — | COM | 037636107 |
| — | Antero Midstream Partners LP | 48,171 | $1.03M | 0.0% | $21.38 | $21.38 | — | UNT LTD PARTN | 03673L103 |
| — | First Trust Senior Fltg. Rate Income Fd.I | 77,069 | $863K | 0.0% | $11.20 | $12.90 | — | COM | 33733U108 |
| — | Blackrock Fltg Rate OME Strategies Fund | 66,381 | $790K | 0.0% | $11.90 | $13.78 | — | COM | 09255X100 |
| — | Apollo Tactical Income Fund Inc. | 56,605 | $779K | 0.0% | $13.76 | $13.84 | — | COM | 037638103 |
| — | EnLink Midstream Partners, LP | 70,527 | $777K | 0.0% | $11.02 | $11.02 | — | COM UNIT REP LTD | 29336U107 |
| — | Pure Acquisition Corp. | 439,995 | $502K | 0.0% | $1.14 | $1.35 | — | *W EXP 04/17/202 | 74621Q114 |
| — | Mudrick Capital Acquisition | 498,050 | $224K | 0.0% | $0.45 | $0.66 | — | *W EXP 02/12/202 | 624745113 |
| — | Liberty Media Corp Delaware | 5,959 | $219K | 0.0% | $36.75 | $31.36 | — | COM A SIRIUSXM | 531229409 |
| — | Ares Dynamic Credit Allocation Fund | 15,388 | $212K | 0.0% | $13.78 | $16.25 | — | COM | 04014F102 |
| — | Legacy Acquisition Corp. | 580,000 | $191K | 0.0% | $0.33 | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | Trinity Merger Corp. | 450,727 | $178K | 0.0% | $0.39 | $0.50 | — | *W EXP 05/11/202 | 89653L114 |
| — | Tiberius Acquisition Corporation | 450,000 | $175K | 0.0% | $0.39 | $0.59 | — | *W EXP 02/28/202 | 88633A115 |
| — | Black Ridge Acquisition Corp. | 460,000 | $147K | 0.0% | $0.32 | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | Modern Media Acquisition Corp. | 490,198 | $132K | 0.0% | $0.27 | $0.54 | — | *W EXP 05/17/202 | 60765P111 |
| — | GigCapital, Inc. | 489,687 | $122K | 0.0% | $0.25 | $0.47 | — | *W EXP 06/08/202 | 37518N122 |
| — | Regalwood Global Energy Ltd. | 112,584 | $120K | 0.0% | $1.07 | $1.46 | — | *W EXP 12/05/202 | G74760128 |
| — | Pensare Acquisition Corp. | 514,999 | $103K | 0.0% | $0.20 | $0.55 | — | *W EXP 07/27/202 | 70957E113 |
| — | Federal Steet Acquisition Corp. | 92,499 | $69,000 | 0.0% | $0.75 | $1.16 | — | *W EXP 07/24/202 | 31421V115 |
| — | CM Seven Star Acquisition Corp. warrants | 237,499 | $59,000 | 0.0% | $0.25 | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | Big Rock Partners Acquisition Corp. | 122,379 | $47,000 | 0.0% | $0.38 | $0.38 | — | *W EXP 12/01/202 | 089482111 |
| — | Nuveen Credit Strategies Income Fund | 5,170 | $38,000 | 0.0% | $7.35 | $7.93 | — | COM SHS | 67073D102 |
| — | Reebonz Holding Limited | 14,999 | $31,000 | 0.0% | $2.07 | $2.07 | — | ORD SHS | G7457R106 |
| — | Bison Capital Acquisition Corp. | 99,999 | $20,000 | 0.0% | $0.20 | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | Reebonz Holding Limited | 75,000 | $14,000 | 0.0% | $0.19 | $0.19 | — | *W EXP 12/19/202 | G7457R114 |
| CI | Cigna Corporation | 1 | $0 | 0.0% | $0.00 | $190.77 | 0.0% | COM | 125523100 |