Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value: $2.628B (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Altaba Inc. | 4,227,194 | $288M | 11.0% | $68.12 | $55.32 | — | COM | 021346101 |
| — | Twenty-First Century Fox, Inc. | 4,615,876 | $211M | 8.0% | $45.82 | $40.38 | — | CL B | 90130A200 |
| SPY | SPDR S&P 500 ETF TR | 700,000 | $204M | 7.7% | $290.72 | — | — | Put | 78462F103 |
| — | Rockwell Collins, Inc. | 1,217,049 | $171M | 6.5% | $140.47 | $133.88 | — | COM | 774341101 |
| — | Aetna Inc. NEW | 798,372 | $162M | 6.2% | $202.85 | $183.65 | — | COM | 00817Y108 |
| — | Andeavor | 905,285 | $137M | 5.2% | $151.40 | $137.62 | — | COM | 03349M105 |
| — | Pinnacle Foods Inc. DEL | 1,524,960 | $98.83M | 3.8% | $64.81 | $64.97 | — | COM | 72348P104 |
| — | Express Scripts Holding Company | 975,843 | $92.72M | 3.5% | $95.01 | $92.09 | — | COM | 30219G108 |
| DIS | Disney Walt Co | 734,700 | $85.92M | 3.3% | $116.94 | — | — | Put | 254687106 |
| SPY | SPDR S&P 500 ETF TR | 225,000 | $65.41M | 2.5% | $290.72 | — | — | Call | 78462F103 |
| NXPI | NXP Semiconductors NV | 764,488 | $65.36M | 2.5% | $85.50 | $91.54 | -6.9% | COM | N6596X109 |
| — | DowDuPont Inc. | 986,841 | $63.46M | 2.4% | $64.31 | $68.77 | — | COM | 26078J100 |
| — | KLX Inc. | 919,958 | $57.76M | 2.2% | $62.78 | $62.78 | — | COM | 482539103 |
| — | DowDuPont Inc. | 897,300 | $57.71M | 2.2% | $64.31 | $68.77 | — | Put | 26078J100 |
| — | Gramercy Property Trust | 2,088,454 | $57.31M | 2.2% | $27.44 | $27.33 | — | COM NEW | 385002308 |
| HUN | Huntsman Corporation | 1,968,500 | $53.6M | 2.0% | $27.23 * | $25.92 | +17.5% | Put | 447011107 |
| — | Dell Technologies Inc. | 530,833 | $51.55M | 2.0% | $97.12 | $97.12 | — | COM CL V | 24703L103 |
| HUN | Huntsman Corporation | 1,869,467 | $50.91M | 1.9% | $27.23 * | $25.92 | +17.5% | COM | 447011107 |
| — | Orbotech, Ltd. | 853,957 | $50.76M | 1.9% | $59.44 | $62.10 | — | ORD | M75253100 |
| — | Ocean Rig UDW, Inc. | 1,267,818 | $43.89M | 1.7% | $34.62 | $34.62 | — | COM CL A | G66964118 |
| — | Aspen Insurance Holdings Limited | 1,040,012 | $43.47M | 1.7% | $41.80 | $41.80 | — | SHS | G05384105 |
| — | NxStage Medical, Inc. | 1,147,413 | $32M | 1.2% | $27.89 | $27.89 | — | COM | 67072V103 |
| — | Envision Healthcare Corporation | 670,294 | $30.65M | 1.2% | $45.73 | $44.01 | — | COM | 29414D100 |
| — | USG Corporation | 652,908 | $28.28M | 1.1% | $43.31 | $43.31 | — | COM NEW | 903293405 |
| — | Shire PLC | 135,564 | $24.57M | 0.9% | $181.27 | $168.80 | — | SPONSORED ADR | 82481R106 |
| T | AT&T Inc. | 499,979 | $16.79M | 0.6% | $33.58 * | $14.53 | -0.4% | COM | 00206R102 |
| — | Industrea Acquisition Corp. | 1,436,711 | $14.65M | 0.6% | $10.20 | $10.13 | — | CL A | 45579J104 |
| — | Mitel Networks Corp | 1,322,742 | $14.58M | 0.6% | $11.02 | $11.01 | — | COM | 60671Q104 |
| EQT | EQT Corporation | 320,400 | $14.17M | 0.5% | $44.23 * | $25.52 | 0.0% | Put | 26884L109 |
| — | Constellation Alpha Capital Corp. | 1,387,159 | $14.04M | 0.5% | $10.12 | $10.05 | — | SHS | G2379F108 |
| — | Energy Transfer Partners LP | 615,887 | $13.71M | 0.5% | $22.26 | $22.26 | — | UNIT LTD PRT INT | 29278N103 |
| — | Brookfield Property REIT Inc. | 650,507 | $13.62M | 0.5% | $20.93 | $20.93 | — | CL A | 11282X103 |
| — | Integrated Device Technology, Inc. | 281,164 | $13.22M | 0.5% | $47.01 | $47.01 | — | COM | 458118106 |
| TRN | Trinity Industries Inc. | 330,400 | $12.11M | 0.5% | $36.64 | — | — | Put | 896522109 |
| — | Avista Healthcare Public Acquisition Corp | 1,053,000 | $10.67M | 0.4% | $10.13 | $9.92 | — | CL A | G0726L125 |
| — | Tenneco Inc. | 246,500 | $10.39M | 0.4% | $42.14 | $43.61 | — | COM | 880349105 |
| — | Pensare Acquisition Corp. | 1,029,998 | $10.26M | 0.4% | $9.96 | $9.67 | — | COM | 70957E105 |
| — | Modern Media Acquisition Corp. | 980,396 | $9.902M | 0.4% | $10.10 | $9.78 | — | COM | 60765P103 |
| — | Twenty-First Century Fox, Inc. | 206,946 | $9.588M | 0.4% | $46.33 | $46.33 | — | CL A | 90130A101 |
| — | Tenneco Inc. | 208,300 | $8.777M | 0.3% | $42.14 | $43.61 | — | Put | 880349105 |
| — | Pure Acquisition Corp. | 884,114 | $8.58M | 0.3% | $9.70 | $9.70 | — | CL A | 74621Q106 |
| — | Legacy Acquisition Corp. | 828,107 | $8.042M | 0.3% | $9.71 | $9.63 | — | COM CL A | 524643103 |
| — | KapStone Paper and Packaging Corporation | 233,770 | $7.928M | 0.3% | $33.91 | $34.31 | — | COM | 48562P103 |
| — | Shire PLC | 40,100 | $7.269M | 0.3% | $181.27 | $168.80 | — | Put | 82481R106 |
| VAC | Marriott Vacations Worldwide Corporation | 63,100 | $7.051M | 0.3% | $111.74 * | $118.20 | 0.0% | Put | 57164Y107 |
| — | Discovery Inc. | 225,107 | $6.659M | 0.3% | $29.58 | $19.52 | — | COM SER C | 25470F302 |
| — | GigCapital, Inc. | 652,916 | $6.497M | 0.2% | $9.95 | $9.74 | — | COM | 37518N106 |
| — | ServiceMaster Global Holdings Inc. | 99,400 | $6.165M | 0.2% | $62.02 | $62.02 | — | COM | 81761R109 |
| — | ServiceMaster Global Holdings Inc. | 99,400 | $6.165M | 0.2% | $62.02 | $62.02 | — | Put | 81761R109 |
| — | The Blackstone Group L.P. | 158,800 | $6.047M | 0.2% | $38.08 | $38.08 | — | COM UNIT LTD | 09253U108 |
| — | The Blackstone Group L.P. | 158,800 | $6.047M | 0.2% | $38.08 | $38.08 | — | Put | 09253U108 |
| — | Nevsun Resources Ltd. | 1,326,938 | $5.887M | 0.2% | $4.44 | $4.44 | — | COM | 64156L101 |
| — | Easterly Acquisition Corp. | 549,249 | $5.74M | 0.2% | $10.45 | $10.45 | — | COM | 27616L102 |
| VAC | Marriott Vacations Worldwide Corporation | 49,300 | $5.509M | 0.2% | $111.74 * | $118.20 | 0.0% | COM | 57164Y107 |
| — | CA, Inc. | 123,400 | $5.449M | 0.2% | $44.16 | $44.16 | — | COM | 12673P105 |
| CSCO | Cisco Systems, Inc. | 111,100 | $5.405M | 0.2% | $48.65 | — | — | Put | 17275R102 |
| — | Mudrick Capital Acquisition Corp. | 498,050 | $4.839M | 0.2% | $9.72 | $9.72 | — | COM CLASS A | 624745105 |
| — | CM Seven Star Acquisition Corp. | 474,998 | $4.788M | 0.2% | $10.08 | $9.65 | — | SHS | G2345N102 |
| — | Twelve Seas Investment Company | 475,000 | $4.588M | 0.2% | $9.66 | $9.66 | — | SHS | G9145A107 |
| — | Black Ridge Acquisition Corp. | 460,000 | $4.517M | 0.2% | $9.82 | $9.68 | — | COM | 09216T107 |
| — | Trinity Merger Corp. | 450,727 | $4.431M | 0.2% | $9.83 | $9.83 | — | COM CL A | 89653L106 |
| — | Tiberius Acquisition Corporation | 450,000 | $4.351M | 0.2% | $9.67 | $9.67 | — | COM | 88633A107 |
| — | Kayne Anderson Acquisition Corp. | 404,956 | $4.114M | 0.2% | $10.16 | $9.81 | — | COM CL A | 48661U102 |
| VFC | VF Corp. | 42,700 | $3.99M | 0.2% | $93.44 | — | — | Call | 918204108 |
| — | Dun & Bradstreet Corporation DEL NEW | 27,310 | $3.892M | 0.1% | $142.51 | $142.51 | — | COM | 26483E100 |
| — | TKK Symphony Acquisition Corporation | 405,113 | $3.849M | 0.1% | $9.50 | $9.50 | — | ORD SHS | G88950103 |
| — | Thunder Bridge Acquisition, Ltd. | 369,089 | $3.75M | 0.1% | $10.16 | $10.03 | — | UNIT 01/01/202 | G8857R118 |
| RWGE | Regalwood Global Energy Ltd. | 337,752 | $3.302M | 0.1% | $9.78 | $9.78 | — | COM CL A | G74760102 |
| — | Western Asset High Income Opportunity Fun | 677,529 | $3.225M | 0.1% | $4.76 | $5.09 | — | COM | 95766K109 |
| T | AT&T Inc. | 90,000 | $3.022M | 0.1% | $33.58 * | $14.53 | -0.4% | Put | 00206R102 |
| — | Enbridge Energy Partners L.P. | 262,107 | $2.881M | 0.1% | $10.99 | $10.99 | — | COM | 29250R106 |
| — | Spectra Energy Partners LP | 80,078 | $2.86M | 0.1% | $35.72 | $35.72 | — | COM | 84756N109 |
| — | Blackrock Debt Strategies Fund, Inc. | 256,279 | $2.855M | 0.1% | $11.14 | $11.35 | — | COM NEW | 09255R202 |
| — | Churchill Capital Corp | 275,858 | $2.794M | 0.1% | $10.13 | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| HPQ | HP Inc. | 106,200 | $2.737M | 0.1% | $25.77 | — | — | Put | 40434L105 |
| — | Haymaker Acquisition Corp. | 277,300 | $2.706M | 0.1% | $9.76 | $9.76 | — | COM CLASS A | 420870107 |
| — | Forest City Realty Trust, Inc. | 105,008 | $2.635M | 0.1% | $25.09 | $25.09 | — | COM CL A | 345605109 |
| — | Big Rock Partners Acquisition Corp. | 244,758 | $2.453M | 0.1% | $10.02 | $9.82 | — | COM | 089482103 |
| — | Voya Prime Rate Trust | 456,729 | $2.275M | 0.1% | $4.98 | $5.03 | — | SH BEN INT | 92913A100 |
| — | Draper Oakwood Technology | 217,868 | $2.222M | 0.1% | $10.20 | $9.91 | — | COM CL A | 26146L103 |
| — | Invesco Senior Income Trust | 477,119 | $2.052M | 0.1% | $4.30 | $4.35 | — | COM | 46131H107 |
| — | Bison Capital Acquisition Corp. | 199,998 | $2.042M | 0.1% | $10.21 | $9.88 | — | ORD SHS | G1142P104 |
| — | Hennessy Capital Acquisition Corp. II | 200,000 | $2.038M | 0.1% | $10.19 | $10.14 | — | COM | 42588L105 |
| — | CBS Corporation | 35,306 | $2.028M | 0.1% | $57.44 | $59.93 | — | CL B | 124857202 |
| — | Caesars Entertainment Corp | 1,079,299 | $1.76M | 0.1% | $1.63 | $1.94 | — | NOTE 5.000%10/0 | 127686AA1 |
| EQT | EQT Corporation | 39,800 | $1.76M | 0.1% | $44.22 * | $25.52 | 0.0% | COM | 26884L109 |
| — | Gordon Pointe Acquisition Corp. | 158,496 | $1.565M | 0.1% | $9.87 | $9.87 | — | COM CLASS A | 382788107 |
| — | Invesco Dynamic Credit Opportunities Fund | 109,967 | $1.261M | 0.0% | $11.47 | $11.71 | — | COM | 46132R104 |
| — | Apollo Senior Floating Rate Fund Inc. | 77,852 | $1.244M | 0.0% | $15.98 | $16.22 | — | COM | 037636107 |
| — | Longevity Acquisition Corporation | 119,999 | $1.229M | 0.0% | $10.24 | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | Eaton Vance Floating-Rate Income Trust | 79,084 | $1.155M | 0.0% | $14.60 | $14.50 | — | COM | 278279104 |
| CAG | Conagra Brands Inc. | 29,800 | $1.012M | 0.0% | $33.96 | — | — | Put | 205887102 |
| — | Matlin & Partners Acquisition Corp. | 100,000 | $1.001M | 0.0% | $10.01 | $9.76 | — | CL A | 57682V106 |
| — | First Trust Senior Fltg. Rate Income Fd.I | 77,069 | $980K | 0.0% | $12.72 | $12.90 | — | COM | 33733U108 |
| — | Blackrock Fltg Rate OME Strategies Fund | 66,381 | $915K | 0.0% | $13.78 | $13.78 | — | COM | 09255X100 |
| — | NXP Semiconductors NV | 809,000 | $844K | 0.0% | $1.04 | $1.24 | — | NOTE 1.000%12/0 | 62952QAB6 |
| — | Pure Acquisition Corp. | 442,057 | $597K | 0.0% | $1.35 | $1.35 | — | *W EXP 04/17/202 | 74621Q114 |
| — | Rite Aid Corp. | 319,100 | $408K | 0.0% | $1.28 | $3.97 | — | COM | 767754104 |
| — | Mudrick Capital Acquisition Corp. | 498,050 | $329K | 0.0% | $0.66 | $0.66 | — | *W EXP 02/12/202 | 624745113 |
| — | Modern Media Acquisition Corp. | 490,198 | $281K | 0.0% | $0.57 | $0.54 | — | *W EXP 05/17/202 | 60765P111 |
| — | Alta Mesa Resources, Inc. | 64,858 | $271K | 0.0% | $4.18 | $8.00 | — | CL A | 02133L109 |
| — | Pensare Acquisition Corp. | 514,999 | $268K | 0.0% | $0.52 | $0.55 | — | *W EXP 07/27/202 | 70957E113 |
| — | Tiberius Acquisition Corporation | 450,000 | $265K | 0.0% | $0.59 | $0.59 | — | *W EXP 02/28/202 | 88633A115 |
| — | Liberty Media Corp Delaware | 5,959 | $259K | 0.0% | $43.46 | $31.36 | — | COM A SIRIUSXM | 531229409 |
| — | Legacy Acquisition Corp. | 580,000 | $258K | 0.0% | $0.44 | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | GigCapital, Inc. | 489,687 | $244K | 0.0% | $0.50 | $0.47 | — | *W EXP 06/08/202 | 37518N122 |
| — | Ares Dynamic Credit Allocation Fund | 15,388 | $239K | 0.0% | $15.53 | $16.25 | — | COM | 04014F102 |
| — | Trinity Merger Corp. | 450,727 | $225K | 0.0% | $0.50 | $0.50 | — | *W EXP 05/11/202 | 89653L114 |
| — | Black Ridge Acquisition Corp. | 460,000 | $202K | 0.0% | $0.44 | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | Regalwood Global Energy Ltd. | 112,584 | $164K | 0.0% | $1.46 | $1.46 | — | *W EXP 12/05/202 | G74760128 |
| — | Federal Steet Acquisition Corp. | 92,499 | $134K | 0.0% | $1.45 | $1.16 | — | *W EXP 07/24/202 | 31421V115 |
| — | CM Seven Star Acquisition Corp. | 237,499 | $115K | 0.0% | $0.48 | $0.29 | — | *W EXP 08/21/2022 | G2345N110 |
| — | Big Rock Partners Acquisition Corp. | 122,379 | $51,000 | 0.0% | $0.42 | $0.38 | — | *W EXP 12/01/2022 | 089482111 |
| — | Bison Capital Acquisition Corp. | 99,999 | $51,000 | 0.0% | $0.51 | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | Draper Oakwood Technology | 75,000 | $44,000 | 0.0% | $0.59 | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | Nuveen Credit Strategies Income Fund | 5,170 | $41,000 | 0.0% | $7.93 | $7.93 | — | COM SHS | 67073D102 |
| — | Apollo Tactical Income Fund Inc. | 2,019 | $31,000 | 0.0% | $15.35 | $15.85 | — | COM | 037638103 |
| — | Caesars Entertainment Corporation | 143 | $2,000 | 0.0% | $13.99 | $12.65 | — | COM | 127686103 |