CIK: 0001512805 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $2,628,431 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Altaba Inc. | 4,227,194 | $287,957 | 11.0% | $55.32 | — | COM | 021346101 |
| — | Twenty-First Century Fox, Inc. | 4,615,876 | $211,499 | 8.0% | $40.38 | — | CL B | 90130A200 |
| SPY | SPDR S&P 500 ETF TR | 700,000 | $203,504 | 7.7% | — | — | Put | 78462F103 |
| — | Rockwell Collins, Inc. | 1,217,049 | $170,959 | 6.5% | $133.88 | — | COM | 774341101 |
| — | Aetna Inc. NEW | 798,372 | $161,950 | 6.2% | $183.65 | — | COM | 00817Y108 |
| — | Andeavor | 905,285 | $137,060 | 5.2% | $137.62 | — | COM | 03349M105 |
| — | Pinnacle Foods Inc. DEL | 1,524,960 | $98,832 | 3.8% | $64.97 | — | COM | 72348P104 |
| — | Express Scripts Holding Company | 975,843 | $92,715 | 3.5% | $92.09 | — | COM | 30219G108 |
| DIS | Disney Walt Co | 734,700 | $85,916 | 3.3% | — | — | Put | 254687106 |
| SPY | SPDR S&P 500 ETF TR | 225,000 | $65,412 | 2.5% | — | — | Call | 78462F103 |
| NXPI | NXP Semiconductors NV | 764,488 | $65,364 | 2.5% | $91.54 | -6.9% | COM | N6596X109 |
| — | DowDuPont Inc. | 986,841 | $63,464 | 2.4% | $68.77 | — | COM | 26078J100 |
| — | KLX Inc. | 919,958 | $57,755 | 2.2% | $62.78 | — | COM | 482539103 |
| — | DowDuPont Inc. | 897,300 | $57,706 | 2.2% | $68.77 | — | Put | 26078J100 |
| — | Gramercy Property Trust | 2,088,454 | $57,307 | 2.2% | $27.33 | — | COM NEW | 385002308 |
| HUN | Huntsman Corporation | 1,968,500 | $53,603 | 2.0% | $25.92 | +17.5% | Put | 447011107 |
| — | Dell Technologies Inc. | 530,833 | $51,554 | 2.0% | $97.12 | — | COM CL V | 24703L103 |
| HUN | Huntsman Corporation | 1,869,467 | $50,906 | 1.9% | $25.92 | +17.5% | COM | 447011107 |
| — | Orbotech, Ltd. | 853,957 | $50,759 | 1.9% | $62.10 | — | ORD | M75253100 |
| — | Ocean Rig UDW, Inc. | 1,267,818 | $43,892 | 1.7% | $34.62 | — | COM CL A | G66964118 |
| — | Aspen Insurance Holdings Limited | 1,040,012 | $43,473 | 1.7% | $41.80 | — | SHS | G05384105 |
| — | NxStage Medical, Inc. | 1,147,413 | $32,001 | 1.2% | $27.89 | — | COM | 67072V103 |
| — | Envision Healthcare Corporation | 670,294 | $30,653 | 1.2% | $44.01 | — | COM | 29414D100 |
| — | USG Corporation | 652,908 | $28,277 | 1.1% | $43.31 | — | COM NEW | 903293405 |
| — | Shire PLC | 135,564 | $24,574 | 0.9% | $168.80 | — | SPONSORED ADR | 82481R106 |
| T | AT&T Inc. | 499,979 | $16,790 | 0.6% | $14.53 | -0.4% | COM | 00206R102 |
| — | Industrea Acquisition Corp. | 1,436,711 | $14,654 | 0.6% | $10.13 | — | CL A | 45579J104 |
| — | Mitel Networks Corp | 1,322,742 | $14,576 | 0.6% | $11.01 | — | COM | 60671Q104 |
| EQT | EQT Corporation | 320,400 | $14,171 | 0.5% | $25.52 | 0.0% | Put | 26884L109 |
| — | Constellation Alpha Capital Corp. | 1,387,159 | $14,038 | 0.5% | $10.05 | — | SHS | G2379F108 |
| — | Energy Transfer Partners LP | 615,887 | $13,710 | 0.5% | $22.26 | — | UNIT LTD PRT INT | 29278N103 |
| — | Brookfield Property REIT Inc. | 650,507 | $13,615 | 0.5% | $20.93 | — | CL A | 11282X103 |
| — | Integrated Device Technology, Inc. | 281,164 | $13,218 | 0.5% | $47.01 | — | COM | 458118106 |
| TRN | Trinity Industries Inc. | 330,400 | $12,106 | 0.5% | — | — | Put | 896522109 |
| — | Avista Healthcare Public Acquisition Corp | 1,053,000 | $10,666 | 0.4% | $9.92 | — | CL A | G0726L125 |
| — | Tenneco Inc. | 246,500 | $10,388 | 0.4% | $43.61 | — | COM | 880349105 |
| — | Pensare Acquisition Corp. | 1,029,998 | $10,259 | 0.4% | $9.67 | — | COM | 70957E105 |
| — | Modern Media Acquisition Corp. | 980,396 | $9,902 | 0.4% | $9.78 | — | COM | 60765P103 |
| — | Twenty-First Century Fox, Inc. | 206,946 | $9,588 | 0.4% | $46.33 | — | CL A | 90130A101 |
| — | Tenneco Inc. | 208,300 | $8,777 | 0.3% | $43.61 | — | Put | 880349105 |
| — | Pure Acquisition Corp. | 884,114 | $8,580 | 0.3% | $9.70 | — | CL A | 74621Q106 |
| — | Legacy Acquisition Corp. | 828,107 | $8,042 | 0.3% | $9.63 | — | COM CL A | 524643103 |
| — | KapStone Paper and Packaging Corporation | 233,770 | $7,928 | 0.3% | $34.31 | — | COM | 48562P103 |
| — | Shire PLC | 40,100 | $7,269 | 0.3% | $168.80 | — | Put | 82481R106 |
| VAC | Marriott Vacations Worldwide Corporation | 63,100 | $7,051 | 0.3% | $118.20 | 0.0% | Put | 57164Y107 |
| — | Discovery Inc. | 225,107 | $6,659 | 0.3% | $19.52 | — | COM SER C | 25470F302 |
| — | GigCapital, Inc. | 652,916 | $6,497 | 0.2% | $9.74 | — | COM | 37518N106 |
| — | ServiceMaster Global Holdings Inc. | 99,400 | $6,165 | 0.2% | $62.02 | — | COM | 81761R109 |
| — | ServiceMaster Global Holdings Inc. | 99,400 | $6,165 | 0.2% | $62.02 | — | Put | 81761R109 |
| — | The Blackstone Group L.P. | 158,800 | $6,047 | 0.2% | $38.08 | — | Put | 09253U108 |
| — | The Blackstone Group L.P. | 158,800 | $6,047 | 0.2% | $38.08 | — | COM UNIT LTD | 09253U108 |
| — | Nevsun Resources Ltd. | 1,326,938 | $5,887 | 0.2% | $4.44 | — | COM | 64156L101 |
| — | Easterly Acquisition Corp. | 549,249 | $5,740 | 0.2% | $10.45 | — | COM | 27616L102 |
| VAC | Marriott Vacations Worldwide Corporation | 49,300 | $5,509 | 0.2% | $118.20 | 0.0% | COM | 57164Y107 |
| — | CA, Inc. | 123,400 | $5,449 | 0.2% | $44.16 | — | COM | 12673P105 |
| CSCO | Cisco Systems, Inc. | 111,100 | $5,405 | 0.2% | — | — | Put | 17275R102 |
| — | Mudrick Capital Acquisition Corp. | 498,050 | $4,839 | 0.2% | $9.72 | — | COM CLASS A | 624745105 |
| — | CM Seven Star Acquisition Corp. | 474,998 | $4,788 | 0.2% | $9.65 | — | SHS | G2345N102 |
| — | Twelve Seas Investment Company | 475,000 | $4,588 | 0.2% | $9.66 | — | SHS | G9145A107 |
| — | Black Ridge Acquisition Corp. | 460,000 | $4,517 | 0.2% | $9.68 | — | COM | 09216T107 |
| — | Trinity Merger Corp. | 450,727 | $4,431 | 0.2% | $9.83 | — | COM CL A | 89653L106 |
| — | Tiberius Acquisition Corporation | 450,000 | $4,351 | 0.2% | $9.67 | — | COM | 88633A107 |
| — | Kayne Anderson Acquisition Corp. | 404,956 | $4,114 | 0.2% | $9.81 | — | COM CL A | 48661U102 |
| VFC | VF Corp. | 42,700 | $3,990 | 0.2% | — | — | Call | 918204108 |
| — | Dun & Bradstreet Corporation DEL NEW | 27,310 | $3,892 | 0.1% | $142.51 | — | COM | 26483E100 |
| — | TKK Symphony Acquisition Corporation | 405,113 | $3,849 | 0.1% | $9.50 | — | ORD SHS | G88950103 |
| — | Thunder Bridge Acquisition, Ltd. | 369,089 | $3,750 | 0.1% | $10.03 | — | UNIT 01/01/202 | G8857R118 |
| RWGE | Regalwood Global Energy Ltd. | 337,752 | $3,302 | 0.1% | $9.78 | — | COM CL A | G74760102 |
| — | Western Asset High Income Opportunity Fun | 677,529 | $3,225 | 0.1% | $5.09 | — | COM | 95766K109 |
| T | AT&T Inc. | 90,000 | $3,022 | 0.1% | $14.53 | -0.4% | Put | 00206R102 |
| — | Enbridge Energy Partners L.P. | 262,107 | $2,881 | 0.1% | $10.99 | — | COM | 29250R106 |
| — | Spectra Energy Partners LP | 80,078 | $2,860 | 0.1% | $35.72 | — | COM | 84756N109 |
| — | Blackrock Debt Strategies Fund, Inc. | 256,279 | $2,855 | 0.1% | $11.35 | — | COM NEW | 09255R202 |
| — | Churchill Capital Corp | 275,858 | $2,794 | 0.1% | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| HPQ | HP Inc. | 106,200 | $2,737 | 0.1% | — | — | Put | 40434L105 |
| — | Haymaker Acquisition Corp. | 277,300 | $2,706 | 0.1% | $9.76 | — | COM CLASS A | 420870107 |
| — | Forest City Realty Trust, Inc. | 105,008 | $2,635 | 0.1% | $25.09 | — | COM CL A | 345605109 |
| — | Big Rock Partners Acquisition Corp. | 244,758 | $2,453 | 0.1% | $9.82 | — | COM | 089482103 |
| — | Voya Prime Rate Trust | 456,729 | $2,275 | 0.1% | $5.03 | — | SH BEN INT | 92913A100 |
| — | Draper Oakwood Technology | 217,868 | $2,222 | 0.1% | $9.91 | — | COM CL A | 26146L103 |
| — | Invesco Senior Income Trust | 477,119 | $2,052 | 0.1% | $4.35 | — | COM | 46131H107 |
| — | Bison Capital Acquisition Corp. | 199,998 | $2,042 | 0.1% | $9.88 | — | ORD SHS | G1142P104 |
| — | Hennessy Capital Acquisition Corp. II | 200,000 | $2,038 | 0.1% | $10.14 | — | COM | 42588L105 |
| — | CBS Corporation | 35,306 | $2,028 | 0.1% | $59.93 | — | CL B | 124857202 |
| EQT | EQT Corporation | 39,800 | $1,760 | 0.1% | $25.52 | 0.0% | COM | 26884L109 |
| — | Caesars Entertainment Corp | 1,079,299 | $1,760 | 0.1% | $1.94 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | Gordon Pointe Acquisition Corp. | 158,496 | $1,565 | 0.1% | $9.87 | — | COM CLASS A | 382788107 |
| — | Invesco Dynamic Credit Opportunities Fund | 109,967 | $1,261 | 0.0% | $11.71 | — | COM | 46132R104 |
| — | Apollo Senior Floating Rate Fund Inc. | 77,852 | $1,244 | 0.0% | $16.22 | — | COM | 037636107 |
| — | Longevity Acquisition Corporation | 119,999 | $1,229 | 0.0% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | Eaton Vance Floating-Rate Income Trust | 79,084 | $1,155 | 0.0% | $14.50 | — | COM | 278279104 |
| CAG | Conagra Brands Inc. | 29,800 | $1,012 | 0.0% | — | — | Put | 205887102 |
| — | Matlin & Partners Acquisition Corp. | 100,000 | $1,001 | 0.0% | $9.76 | — | CL A | 57682V106 |
| — | First Trust Senior Fltg. Rate Income Fd.I | 77,069 | $980 | 0.0% | $12.90 | — | COM | 33733U108 |
| — | Blackrock Fltg Rate OME Strategies Fund | 66,381 | $915 | 0.0% | $13.78 | — | COM | 09255X100 |
| — | NXP Semiconductors NV | 809,000 | $844 | 0.0% | $1.24 | — | NOTE 1.000%12/0 | 62952QAB6 |
| — | Pure Acquisition Corp. | 442,057 | $597 | 0.0% | $1.35 | — | *W EXP 04/17/202 | 74621Q114 |
| — | Rite Aid Corp. | 319,100 | $408 | 0.0% | $3.97 | — | COM | 767754104 |
| — | Mudrick Capital Acquisition Corp. | 498,050 | $329 | 0.0% | $0.66 | — | *W EXP 02/12/202 | 624745113 |
| — | Modern Media Acquisition Corp. | 490,198 | $281 | 0.0% | $0.54 | — | *W EXP 05/17/202 | 60765P111 |
| — | Alta Mesa Resources, Inc. | 64,858 | $271 | 0.0% | $8.00 | — | CL A | 02133L109 |
| — | Pensare Acquisition Corp. | 514,999 | $268 | 0.0% | $0.55 | — | *W EXP 07/27/202 | 70957E113 |
| — | Tiberius Acquisition Corporation | 450,000 | $265 | 0.0% | $0.59 | — | *W EXP 02/28/202 | 88633A115 |
| — | Liberty Media Corp Delaware | 5,959 | $259 | 0.0% | $31.36 | — | COM A SIRIUSXM | 531229409 |
| — | Legacy Acquisition Corp. | 580,000 | $258 | 0.0% | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | GigCapital, Inc. | 489,687 | $244 | 0.0% | $0.47 | — | *W EXP 06/08/202 | 37518N122 |
| — | Ares Dynamic Credit Allocation Fund | 15,388 | $239 | 0.0% | $16.25 | — | COM | 04014F102 |
| — | Trinity Merger Corp. | 450,727 | $225 | 0.0% | $0.50 | — | *W EXP 05/11/202 | 89653L114 |
| — | Black Ridge Acquisition Corp. | 460,000 | $202 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | Regalwood Global Energy Ltd. | 112,584 | $164 | 0.0% | $1.46 | — | *W EXP 12/05/202 | G74760128 |
| — | Federal Steet Acquisition Corp. | 92,499 | $134 | 0.0% | $1.16 | — | *W EXP 07/24/202 | 31421V115 |
| — | CM Seven Star Acquisition Corp. | 237,499 | $115 | 0.0% | $0.29 | — | *W EXP 08/21/2022 | G2345N110 |
| — | Bison Capital Acquisition Corp. | 99,999 | $51 | 0.0% | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | Big Rock Partners Acquisition Corp. | 122,379 | $51 | 0.0% | $0.38 | — | *W EXP 12/01/2022 | 089482111 |
| — | Draper Oakwood Technology | 75,000 | $44 | 0.0% | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | Nuveen Credit Strategies Income Fund | 5,170 | $41 | 0.0% | $7.93 | — | COM SHS | 67073D102 |
| — | Apollo Tactical Income Fund Inc. | 2,019 | $31 | 0.0% | $15.85 | — | COM | 037638103 |
| — | Caesars Entertainment Corporation | 143 | $2 | 0.0% | $12.65 | — | COM | 127686103 |