Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $2.57B (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SunTrust Banks, Inc. | 3,004,235 | $207M | 8.0% | $61.14 | — | COM | 867914103 |
| — | Celgene Corporation | 1,682,439 | $167M | 6.5% | $95.10 | — | COM | 151020104 |
| — | Oaktree Capital Group LLC | 2,966,681 | $159M | 6.2% | $50.23 | — | UNIT CL A | 674001201 |
| — | Allergan PLC | 910,507 | $153M | 6.0% | $168.18 | — | SHS | G0177J108 |
| — | Altaba Inc. | 7,320,432 | $143M | 5.5% | $46.50 | — | COM | 021346101 |
| — | Versum Materials, Inc. | 2,580,394 | $137M | 5.3% | $52.08 | — | COM | 92532W103 |
| — | Zayo Group Holdings, Inc. | 3,176,818 | $108M | 4.2% | $33.17 | — | COM | 98919V105 |
| — | Cypress Semiconductor Corporation | 4,133,331 | $96.47M | 3.8% | $23.23 | — | COM | 232806109 |
| SPY | SPDR S&P 500 ETF TR | 325,000 | $96.45M | 3.8% | — | — | Put | 78462F103 |
| — | Caesars Entertainment Corporation | 6,914,955 | $80.63M | 3.1% | $11.25 | — | COM | 127686103 |
| — | Genesee & Wyoming Inc. | 628,728 | $69.48M | 2.7% | $110.51 | — | CL A | 371559105 |
| — | WABCO Holdings Inc. | 491,571 | $65.75M | 2.6% | $133.07 | — | COM | 92927K102 |
| — | WellCare Health Plans, Inc. | 252,388 | $65.41M | 2.5% | $270.21 | — | COM | 94946T106 |
| — | United Technologies Corporation | 410,700 | $56.07M | 2.2% | $136.52 | — | Put | 913017109 |
| — | CBS Corporation NEW | 1,188,900 | $48M | 1.9% | $48.32 | — | Put | 124857202 |
| — | Viacom Inc. | 1,980,593 | $47.59M | 1.9% | $24.03 | — | CL B | 92553P201 |
| — | Milacron Holdings Corporation | 2,840,537 | $47.35M | 1.8% | $16.67 | — | COM | 59870L106 |
| — | Mellanox Technologies Ltd. | 414,420 | $45.42M | 1.8% | $116.45 | — | SHS | M51363113 |
| — | United Technologies Corporation | 295,400 | $40.33M | 1.6% | $136.52 | — | COM | 913017109 |
| — | Buckeye Partners, L.P. | 979,521 | $40.25M | 1.6% | $41.06 | — | UNIT LTD PARTN | 118230101 |
| — | Sprint Corporation | 4,765,322 | $29.4M | 1.1% | $6.57 | — | COM | 85207U105 |
| SMH | VanEck Vectors ETF TR | 186,100 | $22.17M | 0.9% | — | — | Put | 92189F676 |
| — | Trinity Merger Corp. | 1,924,233 | $20.09M | 0.8% | $9.95 | — | COM CL A | 89653L106 |
| — | Advanced Disposal Services, Inc. | 608,693 | $19.82M | 0.8% | $32.27 | — | COM | 00790X101 |
| MAS | Masco Corporation | 445,900 | $18.59M | 0.7% | $34.59 | +4.3% | Put | 574599106 |
| DD | DuPont de Nemours, Inc. | 243,100 | $17.34M | 0.7% | $27.24 | -4.9% | Put | 26614N102 |
| DD | DuPont de Nemours, Inc. | 240,887 | $17.18M | 0.7% | $27.24 | -4.9% | COM | 26614N102 |
| — | Trident Acquisitions Corp. | 1,586,267 | $16.5M | 0.6% | $10.04 | — | COM | 89615T106 |
| — | Medidata Solutions, Inc. | 175,000 | $16.01M | 0.6% | $91.50 | — | COM | 58471A105 |
| FOXA | Fox Corporation | 504,577 | $15.91M | 0.6% | $31.78 | 0.0% | CL A COM | 35137L105 |
| — | Pure Acquisition Corp. | 1,451,096 | $14.87M | 0.6% | $9.92 | — | CL A | 74621Q106 |
| — | Twelve Seas Investment Company | 1,375,000 | $14.08M | 0.5% | $10.04 | — | SHS | G9145A107 |
| — | Alder Biopharmaceuticals, Inc. | 733,600 | $13.84M | 0.5% | $18.86 | — | Put | 014339105 |
| — | Alder Biopharmaceuticals, Inc. | 733,600 | $13.84M | 0.5% | $18.86 | — | COM | 014339105 |
| — | Brookfield Property REIT Inc. | 640,912 | $13.07M | 0.5% | $20.93 | — | CL A | 11282X103 |
| — | Spark Therapeutics, Inc. | 127,876 | $12.4M | 0.5% | $102.38 | — | COM | 84652J103 |
| — | Leo Holdings Corp. | 1,206,905 | $12.36M | 0.5% | $10.24 | — | COM CL A | G5463L105 |
| MSGS | Madison Square Garden Co NEW | 46,200 | $12.18M | 0.5% | $198.06 | -1.0% | Put | 55825T103 |
| DOW | Dow Inc. | 244,500 | $11.65M | 0.5% | $36.37 | -10.0% | Put | 260557103 |
| — | Mylan NV | 588,200 | $11.63M | 0.5% | $19.78 | — | Put | N59465109 |
| DOW | Dow Inc. | 242,461 | $11.55M | 0.4% | $36.37 | -10.0% | COM | 260557103 |
| ALAC | Alberton Acquisition Corporation | 1,070,006 | $10.97M | 0.4% | $9.87 | — | ORD SHS | G35006108 |
| — | IAC/InterActiveCorp | 48,500 | $10.57M | 0.4% | $217.98 | — | Put | 44919P508 |
| — | Haymaker Acquisition Corp. II | 1,000,000 | $10.33M | 0.4% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | GigCapital, Inc. | 952,916 | $9.934M | 0.4% | $9.86 | — | COM | 37518N106 |
| — | Act II Global Acquisition Corp. | 999,998 | $9.85M | 0.4% | $9.75 | — | CL A SHS | G0080J104 |
| — | Tuscan Holdings Corp. | 950,000 | $9.547M | 0.4% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| AXTA | Axalta Coating Systems Ltd. | 315,200 | $9.503M | 0.4% | $29.51 | 0.0% | Put | G0750C108 |
| — | VectoIQ Acquisition Corp. | 918,404 | $9.386M | 0.4% | $9.70 | — | COM | 92243N103 |
| — | CF Finance Acquisition Corp. | 900,692 | $9.119M | 0.4% | $10.02 | — | COM CL A | 12528N107 |
| — | Graf Industrial Corp. | 894,467 | $8.985M | 0.3% | $9.84 | — | COM | 384278107 |
| — | Legacy Acquisition Corp. | 836,352 | $8.531M | 0.3% | $9.63 | — | COM CL A | 524643103 |
| — | Apex Technology Acquisition Corporation | 800,000 | $8.152M | 0.3% | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | Thunder Bridge Acquisition II, Ltd. | 800,000 | $8.144M | 0.3% | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| — | Sentinel Energy Services Inc. | 771,101 | $7.927M | 0.3% | $10.28 | — | CL A | 81728P105 |
| — | Tuscan Holdings Corp. | 799,100 | $7.831M | 0.3% | $9.88 | — | COM | 90069K104 |
| HGV | Hilton Grand Vacations Inc. | 229,800 | $7.353M | 0.3% | $31.45 | 0.0% | Put | 43283X105 |
| MAS | Masco Corporation | 172,500 | $7.19M | 0.3% | $34.59 | +4.3% | COM | 574599106 |
| BX | The Blackstone Group Inc. | 145,300 | $7.096M | 0.3% | $31.77 | +23.5% | Put | 09260D107 |
| — | IAC/InterActiveCorp | 30,769 | $6.707M | 0.3% | $217.98 | — | COM | 44919P508 |
| — | New Frontier Corporation | 655,000 | $6.671M | 0.3% | $10.17 | — | COM CL A | G6485P108 |
| — | Tallgrass Energy, LP | 328,558 | $6.617M | 0.3% | $20.14 | — | CLASS A SHS | 874696107 |
| CTVA | Corteva, Inc. | 235,884 | $6.605M | 0.3% | $25.02 | +6.6% | COM | 22052L104 |
| — | Pivotal Investment Corporation II | 600,000 | $6.108M | 0.2% | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | Pivotal Acquisition Corp | 600,000 | $6.108M | 0.2% | $10.15 | — | CL A COM | 72583A101 |
| — | FinTech Acquisition Corp. III | 583,620 | $5.877M | 0.2% | $9.75 | — | COM CL A | 31811A101 |
| MGM | MGM Resorts International | 204,000 | $5.655M | 0.2% | $26.78 | +5.5% | Put | 552953101 |
| MGM | MGM Resorts International | 204,000 | $5.655M | 0.2% | $26.78 | +5.5% | COM | 552953101 |
| — | TKK Symphony Acquisition Corporation | 555,113 | $5.64M | 0.2% | $9.68 | — | ORD SHS | G88950103 |
| — | ChaSerg Technology Acquisition Corp. | 530,160 | $5.365M | 0.2% | $9.87 | — | CLASS A | 16166A103 |
| AXTA | Axalta Coating Systems Ltd. | 177,791 | $5.36M | 0.2% | $29.51 | 0.0% | COM | G0750C108 |
| — | Leisure Acquisition Corp. | 506,900 | $5.196M | 0.2% | $9.82 | — | COM | 52539T107 |
| CNC | Centene Corp. DEL | 118,500 | $5.126M | 0.2% | — | — | Put | 15135B101 |
| — | Mudrick Capital Acquisition | 500,000 | $5.122M | 0.2% | $9.72 | — | COM CLASS A | 624745105 |
| MSGS | Madison Square Garden Co NEW | 19,200 | $5.06M | 0.2% | $198.06 | -1.0% | CL A | 55825T103 |
| — | New Providence Aquisition Corp. | 500,000 | $5.046M | 0.2% | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| — | Hennessy Capital Acquisition Corp. | 499,996 | $5.025M | 0.2% | $9.90 | — | CL A COM | 42589C104 |
| — | Gordon Pointe Acquisition Corp. | 458,496 | $4.801M | 0.2% | $9.97 | — | COM CLASS A | 382788107 |
| — | Tiberius Acquisition Corporation | 450,000 | $4.615M | 0.2% | $9.67 | — | COM | 88633A107 |
| — | Apollo Global Management Inc. | 120,789 | $4.568M | 0.2% | $37.82 | — | COM CL A | 03768E105 |
| — | Apollo Global Management Inc. | 118,400 | $4.478M | 0.2% | $37.82 | — | Put | 03768E105 |
| HGV | Hilton Grand Vacations Inc. | 127,465 | $4.079M | 0.2% | $31.45 | 0.0% | COM | 43283X105 |
| — | Discovery Inc. | 150,121 | $3.696M | 0.1% | $19.52 | — | COM SER C | 25470F302 |
| — | Churchill Capital Corp II | 350,000 | $3.678M | 0.1% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | Megalith Financial Acquisition Corp. | 359,749 | $3.657M | 0.1% | $9.70 | — | CL A COM | 58518F109 |
| T | AT&T Inc. | 96,595 | $3.655M | 0.1% | $14.53 | +17.0% | COM | 00206R102 |
| — | Western Asset High Income Opportunity Fun | 707,954 | $3.575M | 0.1% | $5.06 | — | COM | 95766K109 |
| RWGE | Regalwood Global Energy Ltd. | 337,752 | $3.486M | 0.1% | $9.78 | — | COM CL A | G74760102 |
| — | Forum Merger II Corporation | 338,100 | $3.425M | 0.1% | $9.65 | — | CL A | 34986F103 |
| — | Collier Creek Holdings | 329,997 | $3.363M | 0.1% | $9.94 | — | COM CL A | G22707106 |
| CTVA | Corteva, Inc. | 120,000 | $3.36M | 0.1% | $25.02 | +6.6% | Put | 22052L104 |
| — | Opes Acquisition Corp. | 303,381 | $3.145M | 0.1% | $9.93 | — | COM | 68373P100 |
| — | Blackrock Debt Strategies Fund, Inc. | 257,397 | $2.767M | 0.1% | $11.15 | — | COM NEW | 09255R202 |
| — | Monocle Acquisition Corporation | 273,608 | $2.737M | 0.1% | $9.91 | — | COM | 609754106 |
| LOAC | Longevity Acquisition Corporation | 262,500 | $2.718M | 0.1% | $9.99 | — | ORD SHS | G56372132 |
| — | Big Rock Partners Acquisition Corp. | 244,658 | $2.589M | 0.1% | $9.82 | — | COM | 089482103 |
| — | Greenland Acquisition Corporation | 235,118 | $2.434M | 0.1% | $10.35 | — | SHS | G40981139 |
| — | Andina Acquisition Corp. III | 226,100 | $2.259M | 0.1% | $9.99 | — | SHS | G04415108 |
| — | Voya (ING) Prime Rate Trust | 456,729 | $2.151M | 0.1% | $5.03 | — | SH BEN INT | 92913A100 |
| — | Invesco Senior Income Trust | 477,119 | $2.004M | 0.1% | $4.35 | — | COM | 46131H107 |
| — | Caesars Entertainment Corporation | 1,150,299 | $1.956M | 0.1% | $1.93 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | Eaton Vance Floating-Rate Income Trust | 147,131 | $1.945M | 0.1% | $13.65 | — | COM | 278279104 |
| — | Invesco Dynamic Credit Opportunities Fund | 164,848 | $1.815M | 0.1% | $11.23 | — | COM | 46132R104 |
| GNW | Genworth Financial, Inc. | 372,802 | $1.64M | 0.1% | $4.32 | -3.4% | COM CL A | 37247D106 |
| — | Gigcapital2, Inc. | 135,000 | $1.39M | 0.1% | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | Pivotal Acquisition Corp | 975,847 | $1.279M | 0.0% | $1.33 | — | *W EXP 12/01/202 | 72583A119 |
| — | Apollo Senior Floating Rate Fund Inc. | 77,852 | $1.155M | 0.0% | $16.22 | — | COM | 037636107 |
| — | Mylan NV | 54,700 | $1.082M | 0.0% | $19.78 | — | SHS EURO | N59465109 |
| — | First Trust Senior Fltg. Rate Income Fd.I | 77,069 | $925K | 0.0% | $12.90 | — | COM | 33733U108 |
| — | Apollo Tactical Income Fund Inc. | 56,628 | $858K | 0.0% | $13.84 | — | COM | 037638103 |
| — | Blackrock Fltg Rate Inc. Strategies Fund | 66,381 | $838K | 0.0% | $13.78 | — | COM | 09255X100 |
| — | CBS Corporation NEW | 20,167 | $814K | 0.0% | $48.32 | — | CL B | 124857202 |
| — | Akazoo S.A. | 98,040 | $621K | 0.0% | $6.33 | — | SHS | L0164E108 |
| OXY | Occidental Petroleum Corporation | 13,873 | $617K | 0.0% | $41.72 | 0.0% | COM | 674599105 |
| — | Tuscan Holdings Corp. | 799,100 | $607K | 0.0% | $0.78 | — | *W EXP 04/01/202 | 90069K112 |
| — | Pure Acquisition Corp. | 447,898 | $470K | 0.0% | $1.35 | — | *W EXP 04/17/202 | 74621Q114 |
| — | Act II Global Acquisition Corp. | 499,999 | $465K | 0.0% | $0.68 | — | *W EXP 04/30/202 | G0080J120 |
| — | CF Finance Acquisition Corp. | 675,519 | $439K | 0.0% | $0.60 | — | *W EXP 04/30/202 | 12528N115 |
| — | Akazoo S.A. | 490,198 | $377K | 0.0% | $0.77 | — | *W EXP 09/11/202 | L0164E116 |
| — | FinTech Acquisition Corp. III | 291,810 | $356K | 0.0% | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| — | Graf Industrial Corp. | 894,467 | $349K | 0.0% | $0.33 | — | *W EXP 12/31/202 | 384278115 |
| — | Mudrick Capital Acquisition | 500,000 | $312K | 0.0% | $0.66 | — | *W EXP 02/12/202 | 624745113 |
| — | Hennessy Capital Acquisition Corp. | 374,997 | $292K | 0.0% | $0.60 | — | *W EXP 09/05/202 | 42589C112 |
| — | ChaSerg Technology Acquisition Corp. | 265,080 | $265K | 0.0% | $0.65 | — | *W EXP 04/10/202 | 16166A111 |
| — | Tiberius Acquisition Corporation | 450,000 | $265K | 0.0% | $0.59 | — | *W EXP 02/28/202 | 88633A115 |
| — | Liberty Media Corp Delaware | 5,959 | $248K | 0.0% | $31.36 | — | COM A SIRIUSXM | 531229409 |
| — | Ares Dynamic Credit Allocation Fund | 15,561 | $232K | 0.0% | $16.23 | — | COM | 04014F102 |
| — | Encana Corporation | 45,227 | $208K | 0.0% | $6.21 | — | COM | 292505104 |
| — | Legacy Acquisition Corp. | 580,000 | $203K | 0.0% | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | Collier Creek Holdings | 109,999 | $154K | 0.0% | $1.25 | — | *W EXP 99/99/999 | G22707114 |
| — | Monocle Acquisition Corporation | 273,608 | $126K | 0.0% | $0.34 | — | *W EXP 12/06/202 | 609754114 |
| — | Kaixin Auto Holdings | 47,499 | $86,000 | 0.0% | $2.19 | — | SHS | G5223X100 |
| — | Nuveen Credit Strategies Income Fund | 5,228 | $39,000 | 0.0% | $7.93 | — | COM SHS | 67073D102 |
| RBZHF | Reebonz Holding Limited | 1,875 | $2,000 | 0.0% | $11.46 | -80.5% | SHS | G7457R122 |