Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value: $2.841B (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Allergan PLC | 1,117,009 | $214M | 7.5% | $172.43 | — | SHS | G0177J108 |
| — | The Stars Group Inc. | 4,732,841 | $122M | 4.3% | $25.83 | — | COM | 85570W100 |
| — | Zayo Group Holdings, Inc. | 3,462,140 | $120M | 4.2% | $33.29 | — | COM | 98919V105 |
| — | Tiffany & Co. NEW | 852,626 | $114M | 4.0% | $133.65 | — | COM | 886547108 |
| SPY | SPDR S&P 500 ETF TR | 350,000 | $113M | 4.0% | — | — | Put | 78462F103 |
| — | Cypress Semiconductor Corporation | 4,813,755 | $112M | 4.0% | $23.24 | — | COM | 232806109 |
| — | Wright Medical Group N.V. | 3,201,104 | $97.57M | 3.4% | $30.48 | — | ORD SHS | N96617118 |
| — | Caesars Entertainment Corporation | 6,522,502 | $88.71M | 3.1% | $11.25 | — | COM | 127686103 |
| — | IAC/InterActiveCorp | 354,400 | $88.28M | 3.1% | $245.92 | — | Put | 44919P508 |
| — | Liberty Property Trust | 1,467,201 | $88.11M | 3.1% | $60.05 | — | SH BEN INT | 531172104 |
| — | WellCare Health Plans, Inc. | 264,649 | $87.39M | 3.1% | $272.99 | — | COM | 94946T106 |
| — | IAC/InterActiveCorp | 300,608 | $74.88M | 2.6% | $245.92 | — | COM | 44919P508 |
| — | WABCO Holdings Inc. | 538,027 | $72.9M | 2.6% | $133.28 | — | COM | 92927K102 |
| — | TD Ameritrade Holding Corporation | 1,420,585 | $70.6M | 2.5% | $49.70 | — | COM | 87236Y108 |
| MSGS | Madison Square Garden Co NEW | 224,500 | $66.05M | 2.3% | $196.38 | -0.1% | Put | 55825T103 |
| MPC | Marathon Petroleum Corporation | 1,066,400 | $64.25M | 2.3% | $51.65 | 0.0% | Put | 56585A102 |
| MPC | Marathon Petroleum Corporation | 1,066,400 | $64.25M | 2.3% | $51.65 | 0.0% | COM | 56585A102 |
| — | Mellanox Technologies Ltd. | 487,754 | $57.16M | 2.0% | $116.56 | — | SHS | M51363113 |
| MSGS | Madison Square Garden Co NEW | 181,200 | $53.31M | 1.9% | $196.38 | -0.1% | CL A | 55825T103 |
| — | Tallgrass Energy, LP | 2,217,066 | $49.04M | 1.7% | $21.83 | — | CLASS A SHS | 874696107 |
| MAS | Masco Corporation | 943,000 | $45.26M | 1.6% | $39.87 | +3.0% | COM | 574599106 |
| MAS | Masco Corporation | 943,000 | $45.26M | 1.6% | $39.87 | +3.0% | Put | 574599106 |
| — | ViacomCBS Inc. | 1,067,500 | $44.8M | 1.6% | $41.97 | — | Put | 92556H206 |
| TMUS | T-Mobile US, Inc. | 561,454 | $44.03M | 1.5% | $76.01 | 0.0% | COM | 872590104 |
| — | United Technologies Corporation | 293,700 | $43.98M | 1.5% | $136.52 | — | Put | 913017109 |
| — | ViacomCBS Inc. | 962,124 | $40.38M | 1.4% | $41.97 | — | CL B | 92556H206 |
| — | United Technologies Corporation | 238,600 | $35.73M | 1.3% | $136.52 | — | COM | 913017109 |
| TMUS | T-Mobile US, Inc. | 431,100 | $33.81M | 1.2% | $76.01 | 0.0% | Put | 872590104 |
| — | Raytheon Company | 147,900 | $32.5M | 1.1% | $219.74 | — | Put | 755111507 |
| — | Raytheon Company | 147,900 | $32.5M | 1.1% | $219.74 | — | COM NEW | 755111507 |
| — | Advanced Disposal Services, Inc. DEL | 785,749 | $25.83M | 0.9% | $32.40 | — | COM | 00790X101 |
| SMH | VANECK VECTORS ETF TRUST | 145,000 | $20.5M | 0.7% | — | — | Put | 92189F676 |
| — | Legacy Acquisition Corp. | 1,966,372 | $20.2M | 0.7% | $10.00 | — | COM CL A | 524643103 |
| — | Fitbit, Inc. | 3,042,822 | $19.99M | 0.7% | $6.57 | — | CL A | 33812L102 |
| — | ArQule Inc. | 925,862 | $18.48M | 0.7% | $19.96 | — | COM | 04269E107 |
| FOX | Fox Corporation | 504,777 | $18.37M | 0.6% | $30.82 | 0.0% | CL B COM | 35137L204 |
| — | Pure Acquisition Corp. | 1,683,843 | $17.46M | 0.6% | $9.98 | — | CL A | 74621Q106 |
| — | QIAGEN N.V. | 471,667 | $15.94M | 0.6% | $33.80 | — | SHS NEW | N72482123 |
| DD | DuPont de Nemours, Inc. | 243,100 | $15.61M | 0.5% | $27.24 | -10.0% | Put | 26614N102 |
| DD | DuPont de Nemours, Inc. | 240,887 | $15.46M | 0.5% | $27.24 | -10.0% | COM | 26614N102 |
| — | Graf Industrial Corp. | 1,494,467 | $15.23M | 0.5% | $9.98 | — | COM | 384278107 |
| — | Tech Data Corporation | 102,229 | $14.68M | 0.5% | $143.60 | — | COM | 878237106 |
| — | Juniper Industrial Holdings, Inc. | 1,400,000 | $14.3M | 0.5% | $10.21 | — | UNIT 11/13/2026 | 48205G205 |
| HGV | Hilton Grand Vacations Inc. | 390,700 | $13.44M | 0.5% | $31.45 | +9.3% | Put | 43283X105 |
| — | Leo Holdings Corp. | 1,206,905 | $12.49M | 0.4% | $10.24 | — | COM CL A | G5463L105 |
| — | Broadmark Realty Capital Inc. | 955,531 | $12.18M | 0.4% | $12.75 | — | COM | 11135B100 |
| — | Mosaic Acquisition Corp. | 1,113,329 | $11.45M | 0.4% | $10.29 | — | COM CL A | 61946M100 |
| AXTA | Axalta Coating Systems Ltd. | 365,200 | $11.1M | 0.4% | $29.51 | -0.1% | Put | G0750C108 |
| ALAC | Alberton Acquisition Corporation | 1,070,006 | $11.07M | 0.4% | $9.87 | — | ORD SHS | G35006108 |
| — | Act II Global Acquisition Corp. | 999,998 | $10.12M | 0.4% | $9.75 | — | CL A SHS | G0080J104 |
| — | Haymaker Acquisition Corp. II | 999,996 | $10.05M | 0.4% | $10.05 | — | COM CL A | 42087L101 |
| — | VectoIQ Acquisition Corp. | 918,404 | $9.478M | 0.3% | $9.70 | — | COM | 92243N103 |
| — | Tuscan Holdings Corp. II | 950,000 | $9.367M | 0.3% | $9.86 | — | COM | 90070A103 |
| — | CF Finance Acquisition Corp. | 885,252 | $9.074M | 0.3% | $10.02 | — | COM CL A | 12528N107 |
| — | Mylan NV | 433,600 | $8.715M | 0.3% | $19.78 | — | Put | N59465109 |
| — | Trident Acquisitions Corp. | 786,267 | $8.287M | 0.3% | $10.04 | — | COM | 89615T106 |
| THBR | Thunder Bridge Acquisition II, Ltd. | 799,992 | $7.96M | 0.3% | $9.95 | — | CL A SHS | G8857S116 |
| — | Tuscan Holdings Corp. | 799,100 | $7.959M | 0.3% | $9.88 | — | COM | 90069K104 |
| — | Apex Technology Acquisition Corporation | 799,998 | $7.932M | 0.3% | $9.92 | — | COM CL A | 03768F102 |
| — | Nebula Acquisition Corporation | 750,000 | $7.905M | 0.3% | $10.54 | — | COM CLASS A | 629076100 |
| — | TKK Symphony Acquisition Corporation | 755,113 | $7.732M | 0.3% | $9.83 | — | ORD SHS | G88950103 |
| — | CIIG Merger Corp. | 750,000 | $7.62M | 0.3% | $10.16 | — | UNIT 12/31/2026 | 12559C202 |
| — | Spartan Energy Acquisition Corp. | 705,800 | $7.177M | 0.3% | $10.17 | — | CL A COM STK | 846784106 |
| — | Software Acquisition Group Inc. | 700,000 | $7.112M | 0.3% | $10.16 | — | UNIT 10/01/2026 | 83406B200 |
| — | Andina Acquisition Corp. III | 691,100 | $7.015M | 0.2% | $10.10 | — | SHS | G04415108 |
| — | Apollo Global Management Inc. | 142,800 | $6.813M | 0.2% | $37.82 | — | Put | 03768E105 |
| — | Opes Acquisition Corp. | 624,381 | $6.572M | 0.2% | $10.24 | — | COM | 68373P100 |
| — | Leisure Acquisition Corp. | 606,900 | $6.324M | 0.2% | $9.92 | — | COM | 52539T107 |
| — | Pivotal Investment Corporation II | 599,994 | $5.964M | 0.2% | $9.94 | — | COM CL A | 72582K100 |
| — | FinTech Acquisition Corp. III | 568,514 | $5.753M | 0.2% | $9.75 | — | COM CL A | 31811A101 |
| — | ChaSerg Technology Acquisition Corp. | 530,160 | $5.752M | 0.2% | $9.87 | — | CLASS A | 16166A103 |
| — | Merida Merger Corp. I | 546,428 | $5.322M | 0.2% | $9.74 | — | COM | 58953M106 |
| — | Ra Pharmaceuticals, Inc. | 111,316 | $5.224M | 0.2% | $46.93 | — | COM | 74933V108 |
| EBAY | eBay Inc. | 144,000 | $5.2M | 0.2% | $32.64 | 0.0% | Put | 278642103 |
| EBAY | eBay Inc. | 144,000 | $5.2M | 0.2% | $32.64 | 0.0% | COM | 278642103 |
| — | PropTech Acquisition Corporation | 500,000 | $5.17M | 0.2% | $10.34 | — | UNIT 10/01/2026 | 74349F200 |
| — | Mudrick Capital Acquisition | 500,000 | $5.162M | 0.2% | $9.72 | — | COM CLASS A | 624745105 |
| — | Hennessy Capital Acquisition Corp. IV | 499,996 | $5.08M | 0.2% | $9.90 | — | CL A COM | 42589C104 |
| — | New Providence Aquisition Corp. | 500,000 | $4.937M | 0.2% | $9.87 | — | COM CL A | 64822P106 |
| — | Gordon Pointe Acquisition Corp. | 458,496 | $4.855M | 0.2% | $9.97 | — | COM CLASS A | 382788107 |
| — | Tiberius Acquisition Corporation | 450,000 | $4.714M | 0.2% | $9.67 | — | COM | 88633A107 |
| — | Discovery Inc. | 150,121 | $4.577M | 0.2% | $19.52 | — | COM SER C | 25470F302 |
| — | The Medicines Company | 51,100 | $4.34M | 0.2% | $84.93 | — | COM | 584688105 |
| — | InterXion Holding N.V. | 48,104 | $4.031M | 0.1% | $83.80 | — | SHS | N47279109 |
| HGV | Hilton Grand Vacations Inc. | 112,017 | $3.852M | 0.1% | $31.45 | +9.3% | COM | 43283X105 |
| — | Megalith Financial Acquisition Corp. | 359,749 | $3.691M | 0.1% | $9.70 | — | CL A COM | 58518F109 |
| — | Churchill Capital Corp II | 349,998 | $3.614M | 0.1% | $10.33 | — | CL A | 17143G106 |
| — | Western Asset High Income Opportunity Fun | 707,954 | $3.589M | 0.1% | $5.06 | — | COM | 95766K109 |
| — | Forum Merger II Corporation | 338,100 | $3.452M | 0.1% | $9.65 | — | CL A | 34986F103 |
| — | Collier Creek Holdings | 329,997 | $3.396M | 0.1% | $9.94 | — | COM CL A | G22707106 |
| — | Apollo Global Management Inc. | 69,039 | $3.294M | 0.1% | $37.82 | — | COM CL A | 03768E105 |
| — | Galileo Acquisition Corp. | 300,000 | $3.082M | 0.1% | $10.27 | — | UNIT 99/99/9999 | G3770A128 |
| VOD | Vodafone Group Plc NEW | 144,500 | $2.793M | 0.1% | $20.00 | — | Put | 92857W308 |
| — | Monocle Acquisition Corporation | 273,608 | $2.785M | 0.1% | $9.91 | — | COM | 609754106 |
| LOAC | Longevity Acquisition Corporation | 262,500 | $2.743M | 0.1% | $9.99 | — | ORD SHS | G56372132 |
| — | LGL Systems Acquisition Corporation | 250,000 | $2.55M | 0.1% | $10.20 | — | UNIT 10/24/2024 | 50201G205 |
| — | Sprint Corporation | 483,882 | $2.521M | 0.1% | $6.57 | — | COM | 85207U105 |
| — | Nuveen Int. Dur. Muni Term Fund | 175,555 | $2.442M | 0.1% | $13.91 | — | COM | 670671106 |
| — | Nuveen AMT-Free Qty Muni Inc Fd | 168,670 | $2.426M | 0.1% | $14.38 | — | COM | 670657105 |
| — | Nuveen NY AMT-Free Muni Inc | 178,285 | $2.419M | 0.1% | $13.57 | — | COM | 670656107 |
| — | Nuveen Municipal Credit Income | 147,677 | $2.418M | 0.1% | $16.37 | — | COM SH BEN INT | 67070X101 |
| — | BlackRock MuniYield Quality Fd | 176,326 | $2.381M | 0.1% | $13.50 | — | COM | 09254E103 |
| — | Caesars Entertainment Corporation | 1,150,299 | $2.216M | 0.1% | $1.93 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | Fellazo Inc. | 201,008 | $2.002M | 0.1% | $9.96 | — | SHS | G3362K112 |
| GNW | Genworth Financial, Inc. | 372,802 | $1.64M | 0.1% | $4.32 | -2.6% | COM CL A | 37247D106 |
| — | Continental Building Products, Inc. | 43,497 | $1.585M | 0.1% | $36.44 | — | COM | 211171103 |
| — | Callon Petroleum Company DEL | 318,147 | $1.536M | 0.1% | $4.83 | — | COM | 13123X102 |
| — | Orisun Acquisition Corp. | 150,000 | $1.493M | 0.1% | $9.95 | — | COM | 68632T109 |
| — | Blackrock Debt Strategies Fund, Inc. | 127,995 | $1.434M | 0.1% | $11.15 | — | COM NEW | 09255R202 |
| — | Gigcapital2, Inc. | 135,000 | $1.345M | 0.0% | $9.96 | — | COM | 375036100 |
| AXTA | Axalta Coating Systems Ltd. | 39,336 | $1.196M | 0.0% | $29.51 | -0.1% | COM | G0750C108 |
| — | Voya (ING) Prime Rate Trust | 228,365 | $1.144M | 0.0% | $5.03 | — | SH BEN INT | 92913A100 |
| — | LF Capital Acquisition Corp. | 100,000 | $1.034M | 0.0% | $10.34 | — | CL A | 50200K108 |
| — | CHP Merger Corp. | 100,000 | $1.017M | 0.0% | $10.17 | — | UNIT 11/22/2024 | 12558Y205 |
| — | Eaton Vance Floating-Rate Income Trust | 73,565 | $1.009M | 0.0% | $13.65 | — | COM | 278279104 |
| — | Anixter International Inc. | 10,769 | $991K | 0.0% | $92.02 | — | COM | 035290105 |
| — | Mylan NV | 42,200 | $848K | 0.0% | $19.78 | — | SHS EURO | N59465109 |
| — | B.Riley Principal Merger Corp. | 79,448 | $795K | 0.0% | $10.01 | — | CL A | 05586Y106 |
| — | Invesco Senior Income Trust | 177,272 | $760K | 0.0% | $4.35 | — | COM | 46131H107 |
| — | Invesco Dynamic Credit Opportunities Fund | 57,771 | $656K | 0.0% | $11.23 | — | COM | 46132R104 |
| — | CF Finance Acquisition Corp. | 675,519 | $597K | 0.0% | $0.60 | — | *W EXP 04/30/202 | 12528N115 |
| — | Apollo Senior Floating Rate Fund Inc. | 38,655 | $585K | 0.0% | $16.22 | — | COM | 037636107 |
| — | Pivotal Acquisition Corp | 975,847 | $585K | 0.0% | $1.33 | — | *W EXP 12/01/202 | 72583A119 |
| — | ChaSerg Technology Acquisition Corp. | 265,080 | $583K | 0.0% | $0.65 | — | *W EXP 04/10/202 | 16166A111 |
| — | Tiberius Acquisition Corporation | 508,286 | $579K | 0.0% | $0.65 | — | *W EXP 02/28/202 | 88633A115 |
| — | Akazoo S.A. | 98,040 | $517K | 0.0% | $6.33 | — | SHS | L0164E108 |
| — | Act II Global Acquisition Corp. | 499,999 | $500K | 0.0% | $0.68 | — | *W EXP 04/30/202 | G0080J120 |
| — | Haymaker Acquisition Corp. II | 333,332 | $470K | 0.0% | $1.41 | — | *W EXP 10/31/202 | 42087L119 |
| — | Apex Technology Acquisition Corporation | 399,999 | $460K | 0.0% | $1.15 | — | *W EXP 09/18/202 | 03768F110 |
| — | Tuscan Holdings Corp. | 799,100 | $459K | 0.0% | $0.78 | — | *W EXP 04/01/202 | 90069K112 |
| — | Blackrock Fltg Rate Inc. Strategies Fund | 33,190 | $446K | 0.0% | $13.78 | — | COM | 09255X100 |
| — | Pure Acquisition Corp. | 447,898 | $442K | 0.0% | $1.35 | — | *W EXP 04/17/202 | 74621Q114 |
| — | Apollo Tactical Income Fund Inc. | 28,636 | $432K | 0.0% | $13.84 | — | COM | 037638103 |
| — | Ra Pharmaceuticals, Inc. | 8,600 | $403K | 0.0% | $46.93 | — | Put | 74933V108 |
| — | FinTech Acquisition Corp. III | 291,810 | $401K | 0.0% | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| — | Graf Industrial Corp. | 894,467 | $392K | 0.0% | $0.33 | — | *W EXP 12/31/202 | 384278115 |
| — | Thunder Bridge Acquisition II, Ltd. | 399,999 | $360K | 0.0% | $0.90 | — | *W EXP 11/30/202 | G8857S108 |
| — | Legacy Acquisition Corp. | 580,000 | $312K | 0.0% | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | Hennessy Capital Acquisition Corp. IV | 374,997 | $300K | 0.0% | $0.60 | — | *W EXP 09/05/202 | 42589C112 |
| — | First Trust Senior Fltg. Rate Income Fd.I | 22,625 | $284K | 0.0% | $12.90 | — | COM | 33733U108 |
| — | Mudrick Capital Acquisition | 500,000 | $245K | 0.0% | $0.66 | — | *W EXP 02/12/202 | 624745113 |
| — | Akazoo S.A. | 490,198 | $245K | 0.0% | $0.77 | — | *W EXP 09/11/202 | L0164E116 |
| — | Ares Dynamic Credit Allocation Fund | 15,561 | $239K | 0.0% | $16.23 | — | COM | 04014F102 |
| — | Tuscan Holdings Corp. II | 475,000 | $214K | 0.0% | $0.45 | — | *W EXP 99/99/999 | 90070A111 |
| — | New Providence Aquisition Corp. | 250,000 | $212K | 0.0% | $0.85 | — | *W EXP 09/11/202 | 64822P114 |
| — | Encana Corporation | 45,227 | $212K | 0.0% | $6.21 | — | COM | 292505104 |
| — | Monocle Acquisition Corporation | 273,608 | $205K | 0.0% | $0.34 | — | *W EXP 12/06/202 | 609754114 |
| — | Churchill Capital Corp II | 116,666 | $166K | 0.0% | $1.42 | — | *W EXP 07/02/202 | 17143G114 |
| — | Pivotal Investment Corporation II | 199,998 | $160K | 0.0% | $0.80 | — | *W EXP 06/01/202 | 72582K118 |
| — | Collier Creek Holdings | 109,999 | $151K | 0.0% | $1.25 | — | *W EXP 99/99/999 | G22707114 |
| — | Merida Merger Corp. I | 273,214 | $136K | 0.0% | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | Kaixin Auto Holdings | 47,499 | $90,000 | 0.0% | $2.19 | — | SHS | G5223X100 |
| — | Gigcapital2, Inc. | 135,000 | $43,000 | 0.0% | $0.32 | — | *W EXP 02/28/202 | 375036118 |
| T | AT&T Inc. | 1,000 | $39,000 | 0.0% | $14.53 | +29.8% | COM | 00206R102 |
| VOD | Vodafone Group Plc NEW | 100 | $2,000 | 0.0% | $20.00 | — | SPONSORED ADR | 92857W308 |
| RBZHF | Reebonz Holding Limited | 1,875 | $2,000 | 0.0% | $11.46 | -89.5% | SHS | G7457R122 |