MMCAP International Inc. SPC Quant / Systematic

CIK: 0001304857 · Show all filings

Period: Q4 2019 (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $294,930 (99.9% shares, 0.1% debt)

Holdings (36)

— CHURCHILL CAP CORP II 23.3%

Value ($000) $68,611 Shares 6,365,400 Est. Cost $10.78 Unrealized —

— CF FIN ACQUISITION CORP 12.2%

Value ($000) $35,930 Shares 3,311,500 Est. Cost $10.85 Unrealized —

— APEX TECHNOLOGY ACQUISITN CO 6.4%

Value ($000) $18,846 Shares 1,800,000 Est. Cost $10.47 Unrealized —

— HAYMAKER ACQUISITION CORP II 6.2%

Value ($000) $18,375 Shares 1,750,000 Est. Cost $10.50 Unrealized —

— CHASERG TECHNLGY ACQUISITN C 5.6%

Value ($000) $16,387 Shares 1,510,277 Est. Cost $10.85 Unrealized —

— ACT II GLOBAL ACQUISITION CO 5.4%

Value ($000) $15,900 Shares 1,500,000 Est. Cost $10.60 Unrealized —

— HEALTHCARE MERGER CORP 4.2%

Value ($000) $12,420 Shares 1,200,000 Est. Cost $10.35 Unrealized —

— STABLE RD ACQUISITION CORP 4.0%

Value ($000) $11,834 Shares 1,150,000 Est. Cost $10.29 Unrealized —

— INSURANCE ACQUISITION CORP 4.0%

Value ($000) $11,655 Shares 1,099,500 Est. Cost $10.60 Unrealized —

— THUNDER BRDG ACQUISITION II L 3.8%

Value ($000) $11,171 Shares 1,069,020 Est. Cost $10.45 Unrealized —

— NETFIN ACQUISITION CORP 3.3%

Value ($000) $9,657 Shares 947,700 Est. Cost $10.19 Unrealized —

— PROPTECH ACQUISITION CORPORA 3.1%

Value ($000) $9,225 Shares 900,000 Est. Cost $10.25 Unrealized —

— BIOMX INC 2.8%

Value ($000) $8,158 Shares 856,930 Est. Cost $9.52 Unrealized —

— PIVOTAL INVT CORP II 2.4%

Value ($000) $6,996 Shares 685,840 Est. Cost $10.20 Unrealized —

— SOFTWARE ACQUISITION GROUP I 2.2%

Value ($000) $6,604 Shares 650,000 Est. Cost $10.16 Unrealized —

NESRW NATIONAL ENERGY SERVICES REU 1.6%

Value ($000) $4,722 Shares 5,246,422 Est. Cost $0.90 Unrealized —

— B RILEY PRINCIPAL MERGER COR 1.5%

Value ($000) $4,536 Shares 453,184 Est. Cost $10.01 Unrealized —

— GX ACQUISITION CORP 1.4%

Value ($000) $4,016 Shares 387,306 Est. Cost $10.37 Unrealized —

— APHRIA INC 1.3%

Value ($000) $3,800 Shares 728,034 Est. Cost $5.22 Unrealized —

— CHASERG TECHNLGY ACQUISITN C 1.1%

Value ($000) $3,194 Shares 266,200 Est. Cost $12.00 Unrealized —

— ACT II GLOBAL ACQUISITION CO 1.0%

Value ($000) $3,036 Shares 300,000 Est. Cost $10.12 Unrealized —

ACBCN 5.5 02/28/24 REGS AURORA CANNABIS INC 0.9%

Value ($000) $2,790 Shares 4,500,000 Est. Cost $0.62 Unrealized —

— CHURCHILL CAP CORP II 0.9%

Value ($000) $2,736 Shares 264,987 Est. Cost $10.33 Unrealized —

— MONOCLE ACQUISITION CORP 0.5%

Value ($000) $1,587 Shares 155,861 Est. Cost $10.18 Unrealized —

— ORISUN ACQUISITION CORP 0.3%

Value ($000) $927 Shares 91,348 Est. Cost $10.15 Unrealized —

— OSISKO GOLD ROYALTIES LTD 0.2%

Value ($000) $618 Shares 63,545 Est. Cost $9.73 Unrealized —

— GOLDEN STAR RES LTD CDA 0.1%

Value ($000) $378 Shares 334,000 Est. Cost $1.13 Unrealized —

— BIOMX INC 0.1%

Value ($000) $270 Shares 574,258 Est. Cost $0.47 Unrealized —

— ALBERTON ACQUISITION CORP 0.1%

Value ($000) $186 Shares 774,000 Est. Cost $0.24 Unrealized —

NAK NORTHERN DYNASTY MINERALS LT 0.0%

Value ($000) $147 Shares 344,389 Est. Cost $0.52 Unrealized 0.0%

— AURORA CANNABIS INC 0.0%

Value ($000) $54 Shares 25,000 Est. Cost $2.16 Unrealized —

— ALBERTON ACQUISITION CORP 0.0%

Value ($000) $49 Shares 810,635 Est. Cost $0.06 Unrealized —

— CHASERG TECHNLGY ACQUISITN C 0.0%

Value ($000) $48 Shares 21,641 Est. Cost $2.22 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.0%

Value ($000) $33 Shares 334,943 Est. Cost $0.10 Unrealized —

UUUU ENERGY FUELS INC 0.0%

Value ($000) $18 Shares 27,600 Est. Cost $1.97 Unrealized 0.0%

— CHURCHILL CAP CORP II 0.0%

Value ($000) $16 Shares 11,367 Est. Cost $1.41 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	CHURCHILL CAP CORP II	6,365,400	$68,611	23.3%	$10.78	—	UNIT 99/99/9999	17143G205
—	CF FIN ACQUISITION CORP	3,311,500	$35,930	12.2%	$10.85	—	UNIT 04/30/2025	12528N206
—	APEX TECHNOLOGY ACQUISITN CO	1,800,000	$18,846	6.4%	$10.47	—	UNIT 06/11/2026	03768F201
—	HAYMAKER ACQUISITION CORP II	1,750,000	$18,375	6.2%	$10.50	—	UNIT 10/31/2026	42087L200
—	CHASERG TECHNLGY ACQUISITN C	1,510,277	$16,387	5.6%	$10.85	—	CLASS A	16166A103
—	ACT II GLOBAL ACQUISITION CO	1,500,000	$15,900	5.4%	$10.60	—	UNIT 04/30/2026	G0080J112
—	HEALTHCARE MERGER CORP	1,200,000	$12,420	4.2%	$10.35	—	UNIT 12/17/2021	42227L201
—	STABLE RD ACQUISITION CORP	1,150,000	$11,834	4.0%	$10.29	—	UNIT 05/15/2026	85236Q208
—	INSURANCE ACQUISITION CORP	1,099,500	$11,655	4.0%	$10.60	—	UNIT 03/31/2024	457867307
—	THUNDER BRDG ACQUISITION II L	1,069,020	$11,171	3.8%	$10.45	—	UNIT 99/99/9999	G8857S124
—	NETFIN ACQUISITION CORP	947,700	$9,657	3.3%	$10.19	—	UNIT 08/01/2024	G6455A123
—	PROPTECH ACQUISITION CORPORA	900,000	$9,225	3.1%	$10.25	—	UNIT 10/01/2026	74349F200
—	BIOMX INC	856,930	$8,158	2.8%	$9.52	—	UNIT 10/16/2024	09090D202
—	PIVOTAL INVT CORP II	685,840	$6,996	2.4%	$10.20	—	UNIT 06/01/2025	72582K209
—	SOFTWARE ACQUISITION GROUP I	650,000	$6,604	2.2%	$10.16	—	UNIT 10/01/2026	83406B200
NESRW	NATIONAL ENERGY SERVICES REU	5,246,422	$4,722	1.6%	$0.90	—	*W EXP 05/05/202	G6375R115
—	B RILEY PRINCIPAL MERGER COR	453,184	$4,536	1.5%	$10.01	—	CL A	05586Y106
—	GX ACQUISITION CORP	387,306	$4,016	1.4%	$10.37	—	UNIT 05/24/2026	36251A206
—	APHRIA INC	728,034	$3,800	1.3%	$5.22	—	COM	03765K104
—	CHASERG TECHNLGY ACQUISITN C	266,200	$3,194	1.1%	$12.00	—	UNIT 09/30/2023	16166A202
—	ACT II GLOBAL ACQUISITION CO	300,000	$3,036	1.0%	$10.12	—	CL A SHS	G0080J104
ACBCN 5.5 02/28/24 REGS	AURORA CANNABIS INC	4,500,000	$2,790	0.9%	$0.62	—	DEBT 5.500% 2/2	C0534LAA3
—	CHURCHILL CAP CORP II	264,987	$2,736	0.9%	$10.33	—	CL A	17143G106
—	MONOCLE ACQUISITION CORP	155,861	$1,587	0.5%	$10.18	—	COM	609754106
—	ORISUN ACQUISITION CORP	91,348	$927	0.3%	$10.15	—	UNIT 99/99/9999	68632T208
—	OSISKO GOLD ROYALTIES LTD	63,545	$618	0.2%	$9.73	—	COM	68827L101
—	GOLDEN STAR RES LTD CDA	334,000	$378	0.1%	$1.13	—	NOTE 7.000% 8/1	38119TAG9
—	BIOMX INC	574,258	$270	0.1%	$0.47	—	*W EXP 10/16/202	09090D111
—	ALBERTON ACQUISITION CORP	774,000	$186	0.1%	$0.24	—	RIGHT 10/04/2020	G35006132
NAK	NORTHERN DYNASTY MINERALS LT	344,389	$147	0.0%	$0.52	0.0%	COM NEW	66510M204
—	AURORA CANNABIS INC	25,000	$54	0.0%	$2.16	—	COM	05156X108
—	ALBERTON ACQUISITION CORP	810,635	$49	0.0%	$0.06	—	*W EXP 04/26/202	G35006124
—	CHASERG TECHNLGY ACQUISITN C	21,641	$48	0.0%	$2.22	—	*W EXP 04/10/202	16166A111
—	TRIDENT ACQUISITIONS CORP	334,943	$33	0.0%	$0.10	—	*W EXP 05/09/202	89615T114
UUUU	ENERGY FUELS INC	27,600	$18	0.0%	$1.97	0.0%	COM NEW	292671708
—	CHURCHILL CAP CORP II	11,367	$16	0.0%	$1.41	—	*W EXP 07/02/202	17143G114