Lion Point Capital, LP Hedge Fund

CIK: 0001643354 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value ($000): $519,219 (100.0% shares, 0.0% debt)

Holdings (24)

TGTX TG THERAPEUTICS INC 13.3%

Value ($000) $69,068 Shares 1,327,734 Est. Cost $18.34 Unrealized +84.2%

ACHC ACADIA HEALTHCARE COMPANY IN 12.0%

Value ($000) $62,291 Shares 1,239,385 Est. Cost $34.23 Unrealized +16.5%

CSIQ CANADIAN SOLAR INC 8.7%

Value ($000) $45,143 Shares 881,017 Est. Cost $15.68 Unrealized +161.5%

— MARINUS PHARMACEUTICALS INC 8.5%

Value ($000) $44,143 Shares 3,618,334 Est. Cost $12.69 Unrealized —

— BURGERFI INTERNATIONAL INC 7.2%

Value ($000) $37,592 Shares 2,745,938 Est. Cost $13.69 Unrealized —

— DURECT CORP 7.1%

Value ($000) $36,702 Shares 17,730,680 Est. Cost $0.69 Unrealized —

— ARCONIC CORPORATION 6.7%

Value ($000) $34,828 Shares 1,168,749 Est. Cost $13.93 Unrealized —

— SIERRA WIRELESS INC 6.0%

Value ($000) $31,329 Shares 2,144,396 Est. Cost $5.68 Unrealized —

TAN INVESCO EXCH TRADED FD TR II 5.9%

Value ($000) $30,828 Shares 300,000 Est. Cost — Unrealized —

LBTYAUSD LIBERTY GLOBAL PLC 5.8%

Value ($000) $30,275 Shares 1,250,000 Est. Cost $24.50 Unrealized —

— PERSPECTA INC 5.8%

Value ($000) $30,100 Shares 1,250,000 Est. Cost $23.60 Unrealized —

— LUMOS PHARMA INC 2.8%

Value ($000) $14,540 Shares 407,192 Est. Cost $8.50 Unrealized —

— TRICIDA INC 2.5%

Value ($000) $12,878 Shares 1,826,729 Est. Cost $7.05 Unrealized —

— KINIKSA PHARMACEUTICALS LTD 1.7%

Value ($000) $8,759 Shares 495,748 Est. Cost $15.48 Unrealized —

BATL BATTALION OIL CORP 1.5%

Value ($000) $7,768 Shares 935,981 Est. Cost $9.80 Unrealized -23.4%

EXTR EXTREME NETWORKS INC 1.1%

Value ($000) $5,593 Shares 811,835 Est. Cost $7.09 Unrealized -24.3%

— BURGERFI INTERNATIONAL INC 0.9%

Value ($000) $4,583 Shares 2,083,438 Est. Cost — Unrealized —

— LOGICBIO THERAPEUTICS INC 0.7%

Value ($000) $3,815 Shares 500,000 Est. Cost $10.40 Unrealized —

— NEXTCURE INC 0.6%

Value ($000) $3,270 Shares 300,000 Est. Cost $10.90 Unrealized —

— AEGLEA BIOTHERAPEUTICS INC 0.5%

Value ($000) $2,361 Shares 300,000 Est. Cost $9.25 Unrealized —

— OUTFRONT MEDIA INC 0.3%

Value ($000) $1,467 Shares 75,000 Est. Cost $13.48 Unrealized —

OVV OVINTIV INC 0.2%

Value ($000) $1,293 Shares 90,108 Est. Cost $13.13 Unrealized -10.8%

— LIBERTY GLOBAL PLC 0.1%

Value ($000) $591 Shares 25,000 Est. Cost $15.68 Unrealized —

— COMSCORE INC 0.0%

Value ($000) $2 Shares 1,000 Est. Cost $21.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TGTX	TG THERAPEUTICS INC	1,327,734	$69,068	13.3%	$18.34	+84.2%	COM	88322Q108
ACHC	ACADIA HEALTHCARE COMPANY IN	1,239,385	$62,291	12.0%	$34.23	+16.5%	COM	00404A109
CSIQ	CANADIAN SOLAR INC	881,017	$45,143	8.7%	$15.68	+161.5%	COM	136635109
—	MARINUS PHARMACEUTICALS INC	3,618,334	$44,143	8.5%	$12.69	—	COM NEW	56854Q200
—	BURGERFI INTERNATIONAL INC	2,745,938	$37,592	7.2%	$13.69	—	COM	12122L101
—	DURECT CORP	17,730,680	$36,702	7.1%	$0.69	—	COM	266605104
—	ARCONIC CORPORATION	1,168,749	$34,828	6.7%	$13.93	—	COM	03966V107
—	SIERRA WIRELESS INC	2,144,396	$31,329	6.0%	$5.68	—	COM	826516106
TAN	INVESCO EXCH TRADED FD TR II	300,000	$30,828	5.9%	—	—	Put	46138G706
LBTYAUSD	LIBERTY GLOBAL PLC	1,250,000	$30,275	5.8%	$24.50	—	SHS CL A	G5480U104
—	PERSPECTA INC	1,250,000	$30,100	5.8%	$23.60	—	COM	715347100
—	LUMOS PHARMA INC	407,192	$14,540	2.8%	$8.50	—	COM	55028X109
—	TRICIDA INC	1,826,729	$12,878	2.5%	$7.05	—	COM	89610F101
—	KINIKSA PHARMACEUTICALS LTD	495,748	$8,759	1.7%	$15.48	—	COM CL A	G5269C101
BATL	BATTALION OIL CORP	935,981	$7,768	1.5%	$9.80	-23.4%	COM	07134L107
EXTR	EXTREME NETWORKS INC	811,835	$5,593	1.1%	$7.09	-24.3%	COM	30226D106
—	BURGERFI INTERNATIONAL INC	2,083,438	$4,583	0.9%	—	—	Call	12122L119
—	LOGICBIO THERAPEUTICS INC	500,000	$3,815	0.7%	$10.40	—	COM	54142F102
—	NEXTCURE INC	300,000	$3,270	0.6%	$10.90	—	COM	65343E108
—	AEGLEA BIOTHERAPEUTICS INC	300,000	$2,361	0.5%	$9.25	—	COM	00773J103
—	OUTFRONT MEDIA INC	75,000	$1,467	0.3%	$13.48	—	COM	69007J106
OVV	OVINTIV INC	90,108	$1,293	0.2%	$13.13	-10.8%	COM	69047Q102
—	LIBERTY GLOBAL PLC	25,000	$591	0.1%	$15.68	—	SHS CL C	G5480U120
—	COMSCORE INC	1,000	$2	0.0%	$21.76	—	COM	20564W105