Lion Point Capital, LP Hedge Fund

CIK: 0001643354 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value ($000): $533,416 (99.4% shares, 0.6% debt)

Holdings (37)

IWM ISHARES TR 24.6%

Value ($000) $131,250 Shares 600,000 Est. Cost — Unrealized —

— MARINUS PHARMACEUTICALS INC 7.7%

Value ($000) $41,305 Shares 3,629,622 Est. Cost $12.69 Unrealized —

— ARCONIC CORPORATION 7.2%

Value ($000) $38,237 Shares 1,212,358 Est. Cost $15.23 Unrealized —

LBTYAUSD LIBERTY GLOBAL PLC 7.0%

Value ($000) $37,250 Shares 1,250,000 Est. Cost $24.50 Unrealized —

— SIERRA WIRELESS INC 6.2%

Value ($000) $33,238 Shares 2,144,396 Est. Cost $5.68 Unrealized —

TGTX TG THERAPEUTICS INC 5.2%

Value ($000) $27,926 Shares 839,128 Est. Cost $21.79 Unrealized +42.0%

— BURGERFI INTERNATIONAL INC 4.5%

Value ($000) $23,779 Shares 2,745,938 Est. Cost $13.69 Unrealized —

FE FIRSTENERGY CORP 4.2%

Value ($000) $22,262 Shares 625,000 Est. Cost $26.78 Unrealized +18.7%

— DURECT CORP 3.7%

Value ($000) $19,822 Shares 15,486,004 Est. Cost $0.69 Unrealized —

— EXTRACTION OIL & GAS INC 2.9%

Value ($000) $15,218 Shares 269,589 Est. Cost $42.16 Unrealized —

— COMPUTE HEALTH ACQUISITIN CO 2.8%

Value ($000) $14,935 Shares 1,492,054 Est. Cost $10.09 Unrealized —

— CALLON PETE CO DEL 2.3%

Value ($000) $12,270 Shares 250,000 Est. Cost — Unrealized —

— IVERIC BIO INC 2.1%

Value ($000) $11,468 Shares 706,168 Est. Cost $16.24 Unrealized —

RNW RENEW ENERGY GLOBAL PLC 1.9%

Value ($000) $10,098 Shares 1,000,000 Est. Cost $9.87 Unrealized 0.0%

— CC NEUBERGER PRINCIPAL HOLDN 1.9%

Value ($000) $9,950 Shares 1,000,000 Est. Cost $9.99 Unrealized —

AA ALCOA CORP 1.8%

Value ($000) $9,788 Shares 200,000 Est. Cost $24.17 Unrealized +67.0%

BATL BATTALION OIL CORP 1.7%

Value ($000) $9,281 Shares 953,935 Est. Cost $9.83 Unrealized +14.1%

— TRICIDA INC 1.6%

Value ($000) $8,476 Shares 1,826,729 Est. Cost $7.05 Unrealized —

JWSUF JAWS MUSTANG ACQUISITION COR 1.5%

Value ($000) $8,032 Shares 800,000 Est. Cost $10.15 Unrealized —

— ATARA BIOTHERAPEUTICS INC 1.2%

Value ($000) $6,273 Shares 350,465 Est. Cost $17.90 Unrealized —

— KINIKSA PHARMACEUTICALS LTD 1.1%

Value ($000) $5,646 Shares 495,748 Est. Cost $15.48 Unrealized —

— FORTRESS VALUE ACQUISI CORP 0.9%

Value ($000) $4,925 Shares 500,000 Est. Cost $10.00 Unrealized —

— LUMOS PHARMA INC 0.7%

Value ($000) $3,872 Shares 407,192 Est. Cost $8.50 Unrealized —

— IQIYI INC 0.6%

Value ($000) $3,410 Shares 4,000,000 Est. Cost $0.85 Unrealized —

— IMARA INC 0.6%

Value ($000) $3,399 Shares 833,333 Est. Cost $4.08 Unrealized —

— SERES THERAPEUTICS INC 0.6%

Value ($000) $3,353 Shares 481,803 Est. Cost $6.96 Unrealized —

— BURGERFI INTERNATIONAL INC 0.6%

Value ($000) $3,334 Shares 2,083,438 Est. Cost — Unrealized —

— AEGLEA BIOTHERAPEUTICS INC 0.4%

Value ($000) $2,385 Shares 300,000 Est. Cost $9.25 Unrealized —

INVZ INNOVIZ TECHNOLOGIES LTD 0.4%

Value ($000) $2,304 Shares 400,000 Est. Cost $10.36 Unrealized -23.9%

— LOGICBIO THERAPEUTICS INC 0.4%

Value ($000) $2,290 Shares 500,000 Est. Cost $10.40 Unrealized —

— FORTRESS CAPITAL ACQUISITION 0.4%

Value ($000) $2,260 Shares 230,664 Est. Cost $10.02 Unrealized —

— NEXTCURE INC 0.4%

Value ($000) $2,022 Shares 300,000 Est. Cost $10.90 Unrealized —

— OUTFRONT MEDIA INC 0.4%

Value ($000) $1,890 Shares 75,000 Est. Cost $13.48 Unrealized —

— LIBERTY GLOBAL PLC 0.1%

Value ($000) $736 Shares 25,000 Est. Cost $15.68 Unrealized —

ORGN ORIGIN MATERIALS INC 0.1%

Value ($000) $681 Shares 100,000 Est. Cost $9.92 Unrealized -30.8%

AA ALCOA CORP 0.0%

Value ($000) $48 Shares 1,000 Est. Cost $24.17 Unrealized +67.0%

— COMSCORE INC 0.0%

Value ($000) $3 Shares 1,000 Est. Cost $21.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWM	ISHARES TR	600,000	$131,250	24.6%	—	—	Put	464287655
—	MARINUS PHARMACEUTICALS INC	3,629,622	$41,305	7.7%	$12.69	—	COM NEW	56854Q200
—	ARCONIC CORPORATION	1,212,358	$38,237	7.2%	$15.23	—	COM	03966V107
LBTYAUSD	LIBERTY GLOBAL PLC	1,250,000	$37,250	7.0%	$24.50	—	SHS CL A	G5480U104
—	SIERRA WIRELESS INC	2,144,396	$33,238	6.2%	$5.68	—	COM	826516106
TGTX	TG THERAPEUTICS INC	839,128	$27,926	5.2%	$21.79	+42.0%	COM	88322Q108
—	BURGERFI INTERNATIONAL INC	2,745,938	$23,779	4.5%	$13.69	—	COM	12122L101
FE	FIRSTENERGY CORP	625,000	$22,262	4.2%	$26.78	+18.7%	COM	337932107
—	DURECT CORP	15,486,004	$19,822	3.7%	$0.69	—	COM	266605104
—	EXTRACTION OIL & GAS INC	269,589	$15,218	2.9%	$42.16	—	COM	30227M303
—	COMPUTE HEALTH ACQUISITIN CO	1,492,054	$14,935	2.8%	$10.09	—	UNIT 99/99/9999	204833206
—	CALLON PETE CO DEL	250,000	$12,270	2.3%	—	—	Put	13123X508
—	IVERIC BIO INC	706,168	$11,468	2.1%	$16.24	—	COM	46583P102
RNW	RENEW ENERGY GLOBAL PLC	1,000,000	$10,098	1.9%	$9.87	0.0%	CL A SHS	G7500M104
—	CC NEUBERGER PRINCIPAL HOLDN	1,000,000	$9,950	1.9%	$9.99	—	UNIT 99/99/9999	G1992N118
AA	ALCOA CORP	200,000	$9,788	1.8%	$24.17	+67.0%	Put	013872106
BATL	BATTALION OIL CORP	953,935	$9,281	1.7%	$9.83	+14.1%	COM	07134L107
—	TRICIDA INC	1,826,729	$8,476	1.6%	$7.05	—	COM	89610F101
JWSUF	JAWS MUSTANG ACQUISITION COR	800,000	$8,032	1.5%	$10.15	—	UNIT 99/99/9999	G50737116
—	ATARA BIOTHERAPEUTICS INC	350,465	$6,273	1.2%	$17.90	—	COM	046513107
—	KINIKSA PHARMACEUTICALS LTD	495,748	$5,646	1.1%	$15.48	—	COM CL A	G5269C101
—	FORTRESS VALUE ACQUISI CORP	500,000	$4,925	0.9%	$10.00	—	UNIT 03/31/2028	34964K207
—	LUMOS PHARMA INC	407,192	$3,872	0.7%	$8.50	—	COM	55028X109
—	IQIYI INC	4,000,000	$3,410	0.6%	$0.85	—	NOTE 4.000%12/1	46267XAE8
—	IMARA INC	833,333	$3,399	0.6%	$4.08	—	COM	45249V107
—	SERES THERAPEUTICS INC	481,803	$3,353	0.6%	$6.96	—	COM	81750R102
—	BURGERFI INTERNATIONAL INC	2,083,438	$3,334	0.6%	—	—	Call	12122L119
—	AEGLEA BIOTHERAPEUTICS INC	300,000	$2,385	0.4%	$9.25	—	COM	00773J103
INVZ	INNOVIZ TECHNOLOGIES LTD	400,000	$2,304	0.4%	$10.36	-23.9%	SHS	M5R635108
—	LOGICBIO THERAPEUTICS INC	500,000	$2,290	0.4%	$10.40	—	COM	54142F102
—	FORTRESS CAPITAL ACQUISITION	230,664	$2,260	0.4%	$10.02	—	UNIT 99/99/9999	G36427113
—	NEXTCURE INC	300,000	$2,022	0.4%	$10.90	—	COM	65343E108
—	OUTFRONT MEDIA INC	75,000	$1,890	0.4%	$13.48	—	COM	69007J106
—	LIBERTY GLOBAL PLC	25,000	$736	0.1%	$15.68	—	SHS CL C	G5480U120
ORGN	ORIGIN MATERIALS INC	100,000	$681	0.1%	$9.92	-30.8%	COM	68622D106
AA	ALCOA CORP	1,000	$48	0.0%	$24.17	+67.0%	COM	013872106
—	COMSCORE INC	1,000	$3	0.0%	$21.76	—	COM	20564W105