Lion Point Capital, LP Hedge Fund

CIK: 0001643354 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 14, 2022

Total Value ($000): $373,014 (99.3% shares, 0.7% debt)

Holdings (33)

— MARINUS PHARMACEUTICALS INC 11.6%

Value ($000) $43,119 Shares 3,629,622 Est. Cost $12.69 Unrealized —

— ARCONIC CORPORATION 10.7%

Value ($000) $40,019 Shares 1,212,358 Est. Cost $15.23 Unrealized —

— SIERRA WIRELESS INC 10.1%

Value ($000) $37,784 Shares 2,144,396 Est. Cost $5.68 Unrealized —

— CITRIX SYS INC 7.1%

Value ($000) $26,466 Shares 279,800 Est. Cost — Unrealized —

— CALLON PETE CO DEL 6.7%

Value ($000) $24,926 Shares 527,538 Est. Cost $47.25 Unrealized —

TGTX TG THERAPEUTICS INC 5.9%

Value ($000) $22,045 Shares 1,160,307 Est. Cost $22.95 Unrealized +13.1%

KD KYNDRYL HLDGS INC 4.9%

Value ($000) $18,100 Shares 1,000,000 Est. Cost — Unrealized —

— TRICIDA INC 4.7%

Value ($000) $17,463 Shares 1,826,729 Est. Cost $7.05 Unrealized —

CIVI CIVITAS RESOURCES INC 4.2%

Value ($000) $15,687 Shares 320,359 Est. Cost $37.02 Unrealized 0.0%

— BURGERFI INTERNATIONAL INC 4.2%

Value ($000) $15,569 Shares 2,745,938 Est. Cost $13.69 Unrealized —

— DURECT CORP 4.1%

Value ($000) $15,268 Shares 15,486,004 Est. Cost $0.69 Unrealized —

— ENPHYS ACQUISITION CORP 3.3%

Value ($000) $12,152 Shares 1,225,000 Est. Cost $9.92 Unrealized —

XOP SPDR SER TR 3.2%

Value ($000) $11,984 Shares 125,000 Est. Cost — Unrealized —

AA ALCOA CORP 3.2%

Value ($000) $11,916 Shares 200,000 Est. Cost $24.17 Unrealized +98.3%

— IVERIC BIO INC 3.2%

Value ($000) $11,807 Shares 706,168 Est. Cost $16.24 Unrealized —

RNW RENEW ENERGY GLOBAL PLC 2.1%

Value ($000) $7,780 Shares 1,000,000 Est. Cost $9.87 Unrealized -11.0%

CHRD OASIS PETROLEUM INC 1.7%

Value ($000) $6,299 Shares 50,000 Est. Cost $78.73 Unrealized 0.0%

— ENERPLUS CORP 1.6%

Value ($000) $6,083 Shares 575,000 Est. Cost $10.58 Unrealized —

— VASCULAR BIOGENICS LTD 1.4%

Value ($000) $5,108 Shares 2,593,286 Est. Cost $1.97 Unrealized —

— SERES THERAPEUTICS INC 1.1%

Value ($000) $4,013 Shares 481,803 Est. Cost $6.96 Unrealized —

BATL BATTALION OIL CORPORATION 0.9%

Value ($000) $3,457 Shares 352,851 Est. Cost $9.83 Unrealized +7.9%

— CTI BIOPHARMA CORP 0.8%

Value ($000) $3,034 Shares 1,223,595 Est. Cost $2.48 Unrealized —

LBTYAUSD LIBERTY GLOBAL PLC 0.7%

Value ($000) $2,774 Shares 100,000 Est. Cost $24.50 Unrealized —

— IQIYI INC 0.7%

Value ($000) $2,756 Shares 4,000,000 Est. Cost $0.85 Unrealized —

INVZ INNOVIZ TECHNOLOGIES LTD 0.7%

Value ($000) $2,536 Shares 400,000 Est. Cost $10.36 Unrealized -44.7%

— BURGERFI INTERNATIONAL INC 0.4%

Value ($000) $1,479 Shares 2,083,438 Est. Cost — Unrealized —

— AEGLEA BIOTHERAPEUTICS INC 0.4%

Value ($000) $1,425 Shares 300,000 Est. Cost $9.25 Unrealized —

— KINIKSA PHARMACEUTICALS LTD 0.2%

Value ($000) $647 Shares 55,000 Est. Cost $15.48 Unrealized —

ORGN ORIGIN MATERIALS INC 0.2%

Value ($000) $645 Shares 100,000 Est. Cost $9.92 Unrealized -33.5%

— LUMOS PHARMA INC 0.1%

Value ($000) $354 Shares 51,205 Est. Cost $8.50 Unrealized —

— STRONGHOLD DIGITAL MINING IN 0.1%

Value ($000) $257 Shares 20,000 Est. Cost $12.85 Unrealized —

AA ALCOA CORP 0.0%

Value ($000) $59 Shares 1,000 Est. Cost $24.17 Unrealized +98.3%

— COMSCORE INC 0.0%

Value ($000) $3 Shares 1,000 Est. Cost $21.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	MARINUS PHARMACEUTICALS INC	3,629,622	$43,119	11.6%	$12.69	—	COM NEW	56854Q200
—	ARCONIC CORPORATION	1,212,358	$40,019	10.7%	$15.23	—	COM	03966V107
—	SIERRA WIRELESS INC	2,144,396	$37,784	10.1%	$5.68	—	COM	826516106
—	CITRIX SYS INC	279,800	$26,466	7.1%	—	—	Call	177376100
—	CALLON PETE CO DEL	527,538	$24,926	6.7%	$47.25	—	COM	13123X508
TGTX	TG THERAPEUTICS INC	1,160,307	$22,045	5.9%	$22.95	+13.1%	COM	88322Q108
KD	KYNDRYL HLDGS INC	1,000,000	$18,100	4.9%	—	—	Call	50155Q100
—	TRICIDA INC	1,826,729	$17,463	4.7%	$7.05	—	COM	89610F101
CIVI	CIVITAS RESOURCES INC	320,359	$15,687	4.2%	$37.02	0.0%	COM NEW	17888H103
—	BURGERFI INTERNATIONAL INC	2,745,938	$15,569	4.2%	$13.69	—	COM	12122L101
—	DURECT CORP	15,486,004	$15,268	4.1%	$0.69	—	COM	266605104
—	ENPHYS ACQUISITION CORP	1,225,000	$12,152	3.3%	$9.92	—	UNIT 99/99/9999	G3167L125
XOP	SPDR SER TR	125,000	$11,984	3.2%	—	—	Put	78468R556
AA	ALCOA CORP	200,000	$11,916	3.2%	$24.17	+98.3%	Put	013872106
—	IVERIC BIO INC	706,168	$11,807	3.2%	$16.24	—	COM	46583P102
RNW	RENEW ENERGY GLOBAL PLC	1,000,000	$7,780	2.1%	$9.87	-11.0%	CL A SHS	G7500M104
CHRD	OASIS PETROLEUM INC	50,000	$6,299	1.7%	$78.73	0.0%	COM NEW	674215207
—	ENERPLUS CORP	575,000	$6,083	1.6%	$10.58	—	COM	292766102
—	VASCULAR BIOGENICS LTD	2,593,286	$5,108	1.4%	$1.97	—	COM	M96883109
—	SERES THERAPEUTICS INC	481,803	$4,013	1.1%	$6.96	—	COM	81750R102
BATL	BATTALION OIL CORPORATION	352,851	$3,457	0.9%	$9.83	+7.9%	COM	07134L107
—	CTI BIOPHARMA CORP	1,223,595	$3,034	0.8%	$2.48	—	COM	12648L601
LBTYAUSD	LIBERTY GLOBAL PLC	100,000	$2,774	0.7%	$24.50	—	SHS CL A	G5480U104
—	IQIYI INC	4,000,000	$2,756	0.7%	$0.85	—	NOTE 4.000%12/1	46267XAE8
INVZ	INNOVIZ TECHNOLOGIES LTD	400,000	$2,536	0.7%	$10.36	-44.7%	SHS	M5R635108
—	BURGERFI INTERNATIONAL INC	2,083,438	$1,479	0.4%	—	—	Call	12122L119
—	AEGLEA BIOTHERAPEUTICS INC	300,000	$1,425	0.4%	$9.25	—	COM	00773J103
—	KINIKSA PHARMACEUTICALS LTD	55,000	$647	0.2%	$15.48	—	COM CL A	G5269C101
ORGN	ORIGIN MATERIALS INC	100,000	$645	0.2%	$9.92	-33.5%	COM	68622D106
—	LUMOS PHARMA INC	51,205	$354	0.1%	$8.50	—	COM	55028X109
—	STRONGHOLD DIGITAL MINING IN	20,000	$257	0.1%	$12.85	—	CLASS A COM	86337R103
AA	ALCOA CORP	1,000	$59	0.0%	$24.17	+98.3%	COM	013872106
—	COMSCORE INC	1,000	$3	0.0%	$21.76	—	COM	20564W105