Lion Point Capital, LP Hedge Fund

CIK: 0001643354 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: May 16, 2022

Total Value ($000): $430,949 (99.4% shares, 0.6% debt)

Holdings (35)

XOP SPDR SER TR 19.5%

Value ($000) $84,094 Shares 625,000 Est. Cost — Unrealized —

— SIERRA WIRELESS INC 8.4%

Value ($000) $36,272 Shares 2,010,671 Est. Cost $5.68 Unrealized —

— MARINUS PHARMACEUTICALS INC 7.9%

Value ($000) $33,936 Shares 3,629,622 Est. Cost $12.69 Unrealized —

WT WISDOMTREE INVTS INC 6.2%

Value ($000) $26,544 Shares 4,521,979 Est. Cost $5.71 Unrealized 0.0%

— CTI BIOPHARMA CORP 5.9%

Value ($000) $25,636 Shares 5,489,546 Est. Cost $4.18 Unrealized —

CHRD OASIS PETROLEUM INC 5.9%

Value ($000) $25,602 Shares 175,000 Est. Cost $88.46 Unrealized +4.4%

— ARCONIC CORPORATION 5.0%

Value ($000) $21,453 Shares 837,358 Est. Cost $15.23 Unrealized —

AA ALCOA CORP 4.2%

Value ($000) $18,006 Shares 200,000 Est. Cost $24.17 Unrealized +187.8%

IBM INTERNATIONAL BUSINESS MACHS 4.1%

Value ($000) $17,814 Shares 137,000 Est. Cost $112.10 Unrealized 0.0%

— TRICIDA INC 3.5%

Value ($000) $15,015 Shares 1,826,729 Est. Cost $7.05 Unrealized —

KD KYNDRYL HLDGS INC 3.0%

Value ($000) $13,120 Shares 1,000,000 Est. Cost — Unrealized —

— IVERIC BIO INC 2.8%

Value ($000) $11,884 Shares 706,168 Est. Cost $16.24 Unrealized —

— BURGERFI INTERNATIONAL INC 2.7%

Value ($000) $11,450 Shares 2,745,938 Est. Cost $13.69 Unrealized —

OPTU ALTICE USA INC 2.6%

Value ($000) $11,232 Shares 900,010 Est. Cost $13.36 Unrealized 0.0%

— DURECT CORP 2.4%

Value ($000) $10,374 Shares 15,486,004 Est. Cost $0.69 Unrealized —

CIVI CIVITAS RESOURCES INC 2.3%

Value ($000) $9,852 Shares 165,000 Est. Cost $37.02 Unrealized +3.4%

— PDC ENERGY INC 2.2%

Value ($000) $9,477 Shares 130,398 Est. Cost $72.68 Unrealized —

RNW RENEW ENERGY GLOBAL PLC 1.9%

Value ($000) $8,220 Shares 1,000,000 Est. Cost $9.87 Unrealized -26.7%

— ENERPLUS CORP 1.7%

Value ($000) $7,302 Shares 575,000 Est. Cost $10.58 Unrealized —

BATL BATTALION OIL CORP 1.5%

Value ($000) $6,555 Shares 352,851 Est. Cost $9.83 Unrealized +62.6%

— KINIKSA PHARMACEUTICALS LTD 1.1%

Value ($000) $4,771 Shares 480,000 Est. Cost $10.57 Unrealized —

MIST MILESTONE PHARMACEUTICALS IN 1.0%

Value ($000) $4,388 Shares 683,570 Est. Cost $6.25 Unrealized 0.0%

— VASCULAR BIOGENICS LTD 1.0%

Value ($000) $4,382 Shares 2,593,286 Est. Cost $1.97 Unrealized —

— SERES THERAPEUTICS INC 0.8%

Value ($000) $3,430 Shares 481,803 Est. Cost $6.96 Unrealized —

— IQIYI INC 0.6%

Value ($000) $2,769 Shares 4,000,000 Est. Cost $0.85 Unrealized —

— BURGERFI INTERNATIONAL INC 0.4%

Value ($000) $1,666 Shares 2,083,438 Est. Cost — Unrealized —

— IMARA INC 0.4%

Value ($000) $1,569 Shares 834,780 Est. Cost $1.88 Unrealized —

INVZ INNOVIZ TECHNOLOGIES LTD 0.3%

Value ($000) $1,448 Shares 400,000 Est. Cost $10.36 Unrealized -61.4%

— AEGLEA BIOTHERAPEUTICS INC 0.2%

Value ($000) $690 Shares 300,000 Est. Cost $9.25 Unrealized —

ORGN ORIGIN MATERIALS INC 0.2%

Value ($000) $658 Shares 100,000 Est. Cost $9.92 Unrealized -41.4%

IBM INTERNATIONAL BUSINESS MACHS 0.2%

Value ($000) $650 Shares 5,000 Est. Cost $112.10 Unrealized 0.0%

— LUMOS PHARMA INC 0.1%

Value ($000) $481 Shares 51,205 Est. Cost $8.50 Unrealized —

— STRONGHOLD DIGITAL MINING IN 0.0%

Value ($000) $117 Shares 20,000 Est. Cost $12.85 Unrealized —

AA ALCOA CORP 0.0%

Value ($000) $90 Shares 1,000 Est. Cost $24.17 Unrealized +187.8%

— COMSCORE INC 0.0%

Value ($000) $2 Shares 1,000 Est. Cost $21.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
XOP	SPDR SER TR	625,000	$84,094	19.5%	—	—	Put	78468R556
—	SIERRA WIRELESS INC	2,010,671	$36,272	8.4%	$5.68	—	COM	826516106
—	MARINUS PHARMACEUTICALS INC	3,629,622	$33,936	7.9%	$12.69	—	COM NEW	56854Q200
WT	WISDOMTREE INVTS INC	4,521,979	$26,544	6.2%	$5.71	0.0%	COM	97717P104
—	CTI BIOPHARMA CORP	5,489,546	$25,636	5.9%	$4.18	—	COM	12648L601
CHRD	OASIS PETROLEUM INC	175,000	$25,602	5.9%	$88.46	+4.4%	COM NEW	674215207
—	ARCONIC CORPORATION	837,358	$21,453	5.0%	$15.23	—	COM	03966V107
AA	ALCOA CORP	200,000	$18,006	4.2%	$24.17	+187.8%	Put	013872106
IBM	INTERNATIONAL BUSINESS MACHS	137,000	$17,814	4.1%	$112.10	0.0%	Call	459200101
—	TRICIDA INC	1,826,729	$15,015	3.5%	$7.05	—	COM	89610F101
KD	KYNDRYL HLDGS INC	1,000,000	$13,120	3.0%	—	—	Call	50155Q100
—	IVERIC BIO INC	706,168	$11,884	2.8%	$16.24	—	COM	46583P102
—	BURGERFI INTERNATIONAL INC	2,745,938	$11,450	2.7%	$13.69	—	COM	12122L101
OPTU	ALTICE USA INC	900,010	$11,232	2.6%	$13.36	0.0%	CL A	02156K103
—	DURECT CORP	15,486,004	$10,374	2.4%	$0.69	—	COM	266605104
CIVI	CIVITAS RESOURCES INC	165,000	$9,852	2.3%	$37.02	+3.4%	COM NEW	17888H103
—	PDC ENERGY INC	130,398	$9,477	2.2%	$72.68	—	COM	69327R101
RNW	RENEW ENERGY GLOBAL PLC	1,000,000	$8,220	1.9%	$9.87	-26.7%	CL A SHS	G7500M104
—	ENERPLUS CORP	575,000	$7,302	1.7%	$10.58	—	COM	292766102
BATL	BATTALION OIL CORP	352,851	$6,555	1.5%	$9.83	+62.6%	COM	07134L107
—	KINIKSA PHARMACEUTICALS LTD	480,000	$4,771	1.1%	$10.57	—	COM CL A	G5269C101
MIST	MILESTONE PHARMACEUTICALS IN	683,570	$4,388	1.0%	$6.25	0.0%	COM	59935V107
—	VASCULAR BIOGENICS LTD	2,593,286	$4,382	1.0%	$1.97	—	COM	M96883109
—	SERES THERAPEUTICS INC	481,803	$3,430	0.8%	$6.96	—	COM	81750R102
—	IQIYI INC	4,000,000	$2,769	0.6%	$0.85	—	NOTE 4.000%12/1	46267XAE8
—	BURGERFI INTERNATIONAL INC	2,083,438	$1,666	0.4%	—	—	Call	12122L119
—	IMARA INC	834,780	$1,569	0.4%	$1.88	—	COM	45249V107
INVZ	INNOVIZ TECHNOLOGIES LTD	400,000	$1,448	0.3%	$10.36	-61.4%	SHS	M5R635108
—	AEGLEA BIOTHERAPEUTICS INC	300,000	$690	0.2%	$9.25	—	COM	00773J103
ORGN	ORIGIN MATERIALS INC	100,000	$658	0.2%	$9.92	-41.4%	COM	68622D106
IBM	INTERNATIONAL BUSINESS MACHS	5,000	$650	0.2%	$112.10	0.0%	COM	459200101
—	LUMOS PHARMA INC	51,205	$481	0.1%	$8.50	—	COM	55028X109
—	STRONGHOLD DIGITAL MINING IN	20,000	$117	0.0%	$12.85	—	CLASS A COM	86337R103
AA	ALCOA CORP	1,000	$90	0.0%	$24.17	+187.8%	COM	013872106
—	COMSCORE INC	1,000	$2	0.0%	$21.76	—	COM	20564W105