Lion Point Capital, LP Hedge Fund

CIK: 0001643354 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Nov 14, 2022

Total Value ($000): $453,854 (99.3% shares, 0.7% debt)

Holdings (41)

SPY SPDR S&P 500 ETF TR 18.0%

Value ($000) $81,616 Shares 228,500 Est. Cost — Unrealized —

XOP SPDR SER TR 10.3%

Value ($000) $46,770 Shares 375,000 Est. Cost — Unrealized —

CHRD CHORD ENERGY CORPORATION 7.4%

Value ($000) $33,607 Shares 250,500 Est. Cost $92.18 Unrealized +11.0%

IWM ISHARES TR 6.7%

Value ($000) $30,312 Shares 183,800 Est. Cost — Unrealized —

WT WISDOMTREE INVTS INC 5.8%

Value ($000) $26,540 Shares 4,521,979 Est. Cost $5.71 Unrealized -10.5%

EEM ISHARES TR 4.6%

Value ($000) $20,928 Shares 600,000 Est. Cost — Unrealized —

EXE CHESAPEAKE ENERGY CORP 4.3%

Value ($000) $19,383 Shares 209,250 Est. Cost $75.97 Unrealized +6.8%

— MARINUS PHARMACEUTICALS INC 4.2%

Value ($000) $18,959 Shares 3,684,622 Est. Cost $12.58 Unrealized —

— BURGERFI INTERNATIONAL INC 3.9%

Value ($000) $17,633 Shares 2,745,938 Est. Cost $13.69 Unrealized —

OPTU ALTICE USA INC 3.2%

Value ($000) $14,629 Shares 1,575,000 Est. Cost $11.77 Unrealized -18.6%

CIVI CIVITAS RESOURCES INC 3.1%

Value ($000) $14,203 Shares 230,000 Est. Cost $38.77 Unrealized +11.5%

— CTI BIOPHARMA CORP 2.6%

Value ($000) $11,681 Shares 4,389,546 Est. Cost $4.18 Unrealized —

MIST MILESTONE PHARMACEUTICALS IN 2.5%

Value ($000) $11,186 Shares 1,557,233 Est. Cost $6.75 Unrealized +12.3%

— ENERPLUS CORP 2.3%

Value ($000) $10,299 Shares 875,000 Est. Cost $10.99 Unrealized —

USFD US FOODS HLDG CORP 2.0%

Value ($000) $9,254 Shares 350,000 Est. Cost — Unrealized —

— PDC ENERGY INC 2.0%

Value ($000) $8,964 Shares 130,398 Est. Cost $72.68 Unrealized —

— TRICIDA INC 1.9%

Value ($000) $8,712 Shares 1,367,597 Est. Cost $7.05 Unrealized —

— ARCONIC CORPORATION 1.9%

Value ($000) $8,422 Shares 812,358 Est. Cost $15.23 Unrealized —

— DURECT CORP 1.7%

Value ($000) $7,849 Shares 14,283,066 Est. Cost $0.68 Unrealized —

INSM INSMED INC 1.7%

Value ($000) $7,635 Shares 397,169 Est. Cost $20.95 Unrealized +14.4%

OVV OVINTIV INC 1.2%

Value ($000) $5,444 Shares 90,000 Est. Cost $51.54 Unrealized -7.3%

— KINIKSA PHARMACEUTICALS LTD 1.1%

Value ($000) $5,140 Shares 480,000 Est. Cost $10.57 Unrealized —

AAPL APPLE INC 1.1%

Value ($000) $4,837 Shares 35,000 Est. Cost — Unrealized —

BATL BATTALION OIL CORP 0.8%

Value ($000) $3,852 Shares 352,851 Est. Cost $9.83 Unrealized +14.6%

NVDA NVIDIA CORPORATION 0.8%

Value ($000) $3,642 Shares 30,000 Est. Cost — Unrealized —

— IQIYI INC 0.7%

Value ($000) $3,370 Shares 4,000,000 Est. Cost $0.85 Unrealized —

— SERES THERAPEUTICS INC 0.7%

Value ($000) $3,228 Shares 626,803 Est. Cost $6.54 Unrealized —

— BURGERFI INTERNATIONAL INC 0.7%

Value ($000) $3,200 Shares 2,083,438 Est. Cost — Unrealized —

— APTIV PLC 0.7%

Value ($000) $3,128 Shares 40,000 Est. Cost — Unrealized —

BWA BORGWARNER INC 0.6%

Value ($000) $2,512 Shares 80,000 Est. Cost — Unrealized —

MIRM MIRUM PHARMACEUTICALS INC 0.4%

Value ($000) $1,715 Shares 80,000 Est. Cost $24.08 Unrealized 0.0%

— BELLUS HEALTH INC NEW 0.3%

Value ($000) $1,387 Shares 150,000 Est. Cost $9.25 Unrealized —

ORGN ORIGIN MATERIALS INC 0.2%

Value ($000) $1,000 Shares 100,000 Est. Cost $9.92 Unrealized -40.5%

— LUMOS PHARMA INC 0.2%

Value ($000) $732 Shares 51,205 Est. Cost $8.50 Unrealized —

— CYMABAY THERAPEUTICS INC 0.2%

Value ($000) $704 Shares 219,425 Est. Cost $3.21 Unrealized —

ARDX ARDELYX INC 0.1%

Value ($000) $666 Shares 550,000 Est. Cost $0.95 Unrealized 0.0%

— STRONGHOLD DIGITAL MINING IN 0.1%

Value ($000) $380 Shares 20,000 Est. Cost $12.85 Unrealized —

— IVERIC BIO INC 0.1%

Value ($000) $284 Shares 29,541 Est. Cost $16.24 Unrealized —

— COMSCORE INC 0.0%

Value ($000) $25 Shares 1,000 Est. Cost $21.76 Unrealized —

MSFT MICROSOFT CORP 0.0%

Value ($000) $23 Shares 100 Est. Cost $256.88 Unrealized 0.0%

— SIERRA WIRELESS INC 0.0%

Value ($000) $3 Shares 100 Est. Cost $5.68 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	228,500	$81,616	18.0%	—	—	Put	78462F103
XOP	SPDR SER TR	375,000	$46,770	10.3%	—	—	Put	78468R556
CHRD	CHORD ENERGY CORPORATION	250,500	$33,607	7.4%	$92.18	+11.0%	COM NEW	674215207
IWM	ISHARES TR	183,800	$30,312	6.7%	—	—	Put	464287655
WT	WISDOMTREE INVTS INC	4,521,979	$26,540	5.8%	$5.71	-10.5%	COM	97717P104
EEM	ISHARES TR	600,000	$20,928	4.6%	—	—	Put	464287234
EXE	CHESAPEAKE ENERGY CORP	209,250	$19,383	4.3%	$75.97	+6.8%	COM	165167735
—	MARINUS PHARMACEUTICALS INC	3,684,622	$18,959	4.2%	$12.58	—	COM NEW	56854Q200
—	BURGERFI INTERNATIONAL INC	2,745,938	$17,633	3.9%	$13.69	—	COM	12122L101
OPTU	ALTICE USA INC	1,575,000	$14,629	3.2%	$11.77	-18.6%	CL A	02156K103
CIVI	CIVITAS RESOURCES INC	230,000	$14,203	3.1%	$38.77	+11.5%	COM NEW	17888H103
—	CTI BIOPHARMA CORP	4,389,546	$11,681	2.6%	$4.18	—	COM	12648L601
MIST	MILESTONE PHARMACEUTICALS IN	1,557,233	$11,186	2.5%	$6.75	+12.3%	COM	59935V107
—	ENERPLUS CORP	875,000	$10,299	2.3%	$10.99	—	COM	292766102
USFD	US FOODS HLDG CORP	350,000	$9,254	2.0%	—	—	Call	912008109
—	PDC ENERGY INC	130,398	$8,964	2.0%	$72.68	—	COM	69327R101
—	TRICIDA INC	1,367,597	$8,712	1.9%	$7.05	—	COM	89610F101
—	ARCONIC CORPORATION	812,358	$8,422	1.9%	$15.23	—	COM	03966V107
—	DURECT CORP	14,283,066	$7,849	1.7%	$0.68	—	COM	266605104
INSM	INSMED INC	397,169	$7,635	1.7%	$20.95	+14.4%	COM PAR $.01	457669307
OVV	OVINTIV INC	90,000	$5,444	1.2%	$51.54	-7.3%	COM	69047Q102
—	KINIKSA PHARMACEUTICALS LTD	480,000	$5,140	1.1%	$10.57	—	COM CL A	G5269C101
AAPL	APPLE INC	35,000	$4,837	1.1%	—	—	Put	037833100
BATL	BATTALION OIL CORP	352,851	$3,852	0.8%	$9.83	+14.6%	COM	07134L107
NVDA	NVIDIA CORPORATION	30,000	$3,642	0.8%	—	—	Put	67066G104
—	IQIYI INC	4,000,000	$3,370	0.7%	$0.85	—	NOTE 4.000%12/1	46267XAE8
—	SERES THERAPEUTICS INC	626,803	$3,228	0.7%	$6.54	—	COM	81750R102
—	BURGERFI INTERNATIONAL INC	2,083,438	$3,200	0.7%	—	—	Call	12122L119
—	APTIV PLC	40,000	$3,128	0.7%	—	—	Put	G6095L109
BWA	BORGWARNER INC	80,000	$2,512	0.6%	—	—	Put	099724106
MIRM	MIRUM PHARMACEUTICALS INC	80,000	$1,715	0.4%	$24.08	0.0%	COM	604749101
—	BELLUS HEALTH INC NEW	150,000	$1,387	0.3%	$9.25	—	COM NEW	07987C204
ORGN	ORIGIN MATERIALS INC	100,000	$1,000	0.2%	$9.92	-40.5%	COM	68622D106
—	LUMOS PHARMA INC	51,205	$732	0.2%	$8.50	—	COM	55028X109
—	CYMABAY THERAPEUTICS INC	219,425	$704	0.2%	$3.21	—	COM	23257D103
ARDX	ARDELYX INC	550,000	$666	0.1%	$0.95	0.0%	COM	039697107
—	STRONGHOLD DIGITAL MINING IN	20,000	$380	0.1%	$12.85	—	CLASS A COM	86337R103
—	IVERIC BIO INC	29,541	$284	0.1%	$16.24	—	COM	46583P102
—	COMSCORE INC	1,000	$25	0.0%	$21.76	—	COM	20564W105
MSFT	MICROSOFT CORP	100	$23	0.0%	$256.88	0.0%	COM	594918104
—	SIERRA WIRELESS INC	100	$3	0.0%	$5.68	—	COM	826516106