Main Management LLC Diversified Active

CIK: 0001583092 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 30, 2013

Total Value ($000): $406,638 (100.0% shares, 0.0% debt)

Holdings (53)

SPY LARGE-CAP BLEND 16.8%

Value ($000) $68,286 Shares 406,438 Est. Cost $160.42 Unrealized —

DXJ JAPAN 13.0%

Value ($000) $53,039 Shares 1,106,599 Est. Cost $45.64 Unrealized —

XLI INDUSTRIALS 8.0%

Value ($000) $32,392 Shares 698,018 Est. Cost $42.68 Unrealized —

— FINANCIALS 6.6%

Value ($000) $27,004 Shares 1,356,659 Est. Cost $19.46 Unrealized —

XLK TECHNOLOGY 5.9%

Value ($000) $24,154 Shares 753,871 Est. Cost $30.69 Unrealized —

IWM SMALL-CAP BLEND 5.5%

Value ($000) $22,165 Shares 207,907 Est. Cost $97.00 Unrealized —

— SENIOR LOAN PORTFOLIO 4.6%

Value ($000) $18,566 Shares 752,268 Est. Cost $24.71 Unrealized —

— HEALTH CARE 3.5%

Value ($000) $14,046 Shares 150,800 Est. Cost $86.39 Unrealized —

IGV SOFTWARE 3.0%

Value ($000) $12,351 Shares 161,918 Est. Cost $68.10 Unrealized —

XLV HEALTH CARE 2.9%

Value ($000) $11,899 Shares 235,212 Est. Cost $47.88 Unrealized —

EEM EMERGING INTL 2.9%

Value ($000) $11,734 Shares 287,920 Est. Cost $38.50 Unrealized —

— S&P 500 EQUAL WEIGHT 2.7%

Value ($000) $11,130 Shares 170,700 Est. Cost $61.27 Unrealized —

EFA DEVELOPED INTL 2.5%

Value ($000) $10,053 Shares 157,561 Est. Cost $57.30 Unrealized —

IJK MID-CAP GROWTH 2.2%

Value ($000) $9,090 Shares 65,347 Est. Cost $128.83 Unrealized —

IAI BROKER DEALERS 2.2%

Value ($000) $9,022 Shares 276,325 Est. Cost $30.78 Unrealized —

— SEMICONDUCTORS 2.1%

Value ($000) $8,384 Shares 210,241 Est. Cost $37.71 Unrealized —

BSV SHORT TERM BOND 1.7%

Value ($000) $6,819 Shares 84,842 Est. Cost $80.08 Unrealized —

VYM US HIGH DIVDEND YIELD 1.6%

Value ($000) $6,518 Shares 113,378 Est. Cost $56.37 Unrealized —

MINT SHORT TERM BONDS 1.6%

Value ($000) $6,490 Shares 64,010 Est. Cost $101.27 Unrealized —

DVY DOW JONES DIVIDEND 1.4%

Value ($000) $5,652 Shares 85,195 Est. Cost $64.01 Unrealized —

RWX INTL REAL ESTATE 1.3%

Value ($000) $5,386 Shares 127,841 Est. Cost $39.90 Unrealized —

SRLN SENIOR LOAN PORTFOLIO 1.2%

Value ($000) $4,981 Shares 99,985 Est. Cost $49.72 Unrealized —

VTI US TOTAL MARKET 0.6%

Value ($000) $2,342 Shares 26,717 Est. Cost $82.68 Unrealized —

EWY SOUTH KOREA 0.4%

Value ($000) $1,782 Shares 28,970 Est. Cost $56.92 Unrealized —

— UNITED KINGDOM 0.4%

Value ($000) $1,677 Shares 85,468 Est. Cost $19.62 Unrealized —

EWG GERMANY 0.4%

Value ($000) $1,562 Shares 56,152 Est. Cost $25.58 Unrealized —

— US CURRENCY 0.4%

Value ($000) $1,519 Shares 70,244 Est. Cost $22.56 Unrealized —

— SPDR GOLD TRUST 0.4%

Value ($000) $1,448 Shares 11,295 Est. Cost $119.08 Unrealized —

FEZ EUROPE 0.3%

Value ($000) $1,393 Shares 36,272 Est. Cost $38.40 Unrealized —

CEW EMERGING CURRENCY 0.3%

Value ($000) $1,289 Shares 64,033 Est. Cost $20.05 Unrealized —

Value ($000) $1,111 Shares 29,957 Est. Cost $32.62 Unrealized —

KBE FINANCIALS 0.2%

Value ($000) $860 Shares 28,631 Est. Cost $28.71 Unrealized —

— CHINESE YUAN 0.2%

Value ($000) $817 Shares 31,112 Est. Cost $25.97 Unrealized —

— SINGAPORE 0.2%

Value ($000) $809 Shares 60,595 Est. Cost $12.79 Unrealized —

EUFN ISHARES MSCI EUROPE FINANCIALS 0.2%

Value ($000) $807 Shares 35,413 Est. Cost $22.79 Unrealized —

— BRAZALIAN REAL 0.2%

Value ($000) $793 Shares 43,747 Est. Cost $17.65 Unrealized —

VEU ALL WORLD EX-US 0.2%

Value ($000) $764 Shares 15,715 Est. Cost $44.24 Unrealized —

FXR INDUSTRIALS 0.2%

Value ($000) $751 Shares 30,000 Est. Cost $22.60 Unrealized —

THD THAILAND 0.2%

Value ($000) $746 Shares 10,003 Est. Cost $78.48 Unrealized —

— VIETNAM 0.2%

Value ($000) $736 Shares 41,089 Est. Cost $18.59 Unrealized —

— EMERGING MARKET DEBT 0.2%

Value ($000) $723 Shares 29,759 Est. Cost $24.26 Unrealized —

— CANADIAN DOLLAR 0.2%

Value ($000) $701 Shares 7,265 Est. Cost $94.56 Unrealized —

DGS EMERGING INTL. SMALL-CAP 0.2%

Value ($000) $671 Shares 14,380 Est. Cost $46.04 Unrealized —

VWO EMERGING MARKETS 0.2%

Value ($000) $620 Shares 15,460 Est. Cost $40.10 Unrealized —

— POWERSHARES INDIA PORTFOLIO 0.1%

Value ($000) $582 Shares 36,469 Est. Cost $15.96 Unrealized —

— SWEDISH KRONA 0.1%

Value ($000) $545 Shares 3,528 Est. Cost $148.53 Unrealized —

— SWISS FRANC 0.1%

Value ($000) $530 Shares 4,889 Est. Cost $103.91 Unrealized —

— ENERGY 0.1%

Value ($000) $489 Shares 5,900 Est. Cost $80.16 Unrealized —

— INDONESIA 0.1%

Value ($000) $411 Shares 17,916 Est. Cost $22.94 Unrealized —

— EMERGING INTL. 0.1%

Value ($000) $292 Shares 8,278 Est. Cost $30.68 Unrealized —

KRE REGIONAL BANKS 0.1%

Value ($000) $263 Shares 7,365 Est. Cost $33.94 Unrealized —

EWL SWITZERLAND 0.1%

Value ($000) $238 Shares 7,615 Est. Cost $28.64 Unrealized —

IVV S&P 500 VALUE 0.1%

Value ($000) $206 Shares 1,217 Est. Cost $160.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	LARGE-CAP BLEND	406,438	$68,286	16.8%	$160.42	—	COM	78462F103
DXJ	JAPAN	1,106,599	$53,039	13.0%	$45.64	—	COM	97717W851
XLI	INDUSTRIALS	698,018	$32,392	8.0%	$42.68	—	COM	81369Y704
—	FINANCIALS	1,356,659	$27,004	6.6%	$19.46	—	COM	81369y605
XLK	TECHNOLOGY	753,871	$24,154	5.9%	$30.69	—	COM	81369Y803
IWM	SMALL-CAP BLEND	207,907	$22,165	5.5%	$97.00	—	COM	464287655
—	SENIOR LOAN PORTFOLIO	752,268	$18,566	4.6%	$24.71	—	COM	73936Q769
—	HEALTH CARE	150,800	$14,046	3.5%	$86.39	—	COM	92204a504
IGV	SOFTWARE	161,918	$12,351	3.0%	$68.10	—	COM	464287515
XLV	HEALTH CARE	235,212	$11,899	2.9%	$47.88	—	COM	81369Y209
EEM	EMERGING INTL	287,920	$11,734	2.9%	$38.50	—	COM	464287234
—	S&P 500 EQUAL WEIGHT	170,700	$11,130	2.7%	$61.27	—	COM	78355W106
EFA	DEVELOPED INTL	157,561	$10,053	2.5%	$57.30	—	COM	464287465
IJK	MID-CAP GROWTH	65,347	$9,090	2.2%	$128.83	—	COM	464287606
IAI	BROKER DEALERS	276,325	$9,022	2.2%	$30.78	—	COM	464288794
—	SEMICONDUCTORS	210,241	$8,384	2.1%	$37.71	—	COM	57060U233
BSV	SHORT TERM BOND	84,842	$6,819	1.7%	$80.08	—	COM	921937827
VYM	US HIGH DIVDEND YIELD	113,378	$6,518	1.6%	$56.37	—	COM	921946406
MINT	SHORT TERM BONDS	64,010	$6,490	1.6%	$101.27	—	COM	72201R833
DVY	DOW JONES DIVIDEND	85,195	$5,652	1.4%	$64.01	—	COM	464287168
RWX	INTL REAL ESTATE	127,841	$5,386	1.3%	$39.90	—	COM	78463X863
SRLN	SENIOR LOAN PORTFOLIO	99,985	$4,981	1.2%	$49.72	—	COM	78467V608
VTI	US TOTAL MARKET	26,717	$2,342	0.6%	$82.68	—	COM	922908769
EWY	SOUTH KOREA	28,970	$1,782	0.4%	$56.92	—	COM	464286772
—	UNITED KINGDOM	85,468	$1,677	0.4%	$19.62	—	COM	464286699
EWG	GERMANY	56,152	$1,562	0.4%	$25.58	—	COM	464286806
—	US CURRENCY	70,244	$1,519	0.4%	$22.56	—	COM	73936D107
—	SPDR GOLD TRUST	11,295	$1,448	0.4%	$119.08	—	COM	78463v107
FEZ	EUROPE	36,272	$1,393	0.3%	$38.40	—	COM	78463X202
CEW	EMERGING CURRENCY	64,033	$1,289	0.3%	$20.05	—	COM	97717W133
FXI	CHINA	29,957	$1,111	0.3%	$32.62	—	COM	464287184
KBE	FINANCIALS	28,631	$860	0.2%	$28.71	—	COM	78464A797
—	CHINESE YUAN	31,112	$817	0.2%	$25.97	—	COM	97717W182
—	SINGAPORE	60,595	$809	0.2%	$12.79	—	COM	464286673
EUFN	ISHARES MSCI EUROPE FINANCIALS	35,413	$807	0.2%	$22.79	—	COM	464289180
—	BRAZALIAN REAL	43,747	$793	0.2%	$17.65	—	COM	97717W240
VEU	ALL WORLD EX-US	15,715	$764	0.2%	$44.24	—	COM	922042775
FXR	INDUSTRIALS	30,000	$751	0.2%	$22.60	—	COM	33734X150
THD	THAILAND	10,003	$746	0.2%	$78.48	—	COM	464286624
—	VIETNAM	41,089	$736	0.2%	$18.59	—	COM	57060u761
—	EMERGING MARKET DEBT	29,759	$723	0.2%	$24.26	—	COM	57060u522
—	CANADIAN DOLLAR	7,265	$701	0.2%	$94.56	—	COM	23129x105
DGS	EMERGING INTL. SMALL-CAP	14,380	$671	0.2%	$46.04	—	COM	97717W281
VWO	EMERGING MARKETS	15,460	$620	0.2%	$40.10	—	COM	922042858
—	POWERSHARES INDIA PORTFOLIO	36,469	$582	0.1%	$15.96	—	COM	73935l100
—	SWEDISH KRONA	3,528	$545	0.1%	$148.53	—	COM	23129r108
—	SWISS FRANC	4,889	$530	0.1%	$103.91	—	COM	23129V109
—	ENERGY	5,900	$489	0.1%	$80.16	—	COM	81369y506
—	INDONESIA	17,916	$411	0.1%	$22.94	—	COM	57060U753
—	EMERGING INTL.	8,278	$292	0.1%	$30.68	—	COM	18383M100
KRE	REGIONAL BANKS	7,365	$263	0.1%	$33.94	—	COM	78464A698
EWL	SWITZERLAND	7,615	$238	0.1%	$28.64	—	COM	464286749
IVV	S&P 500 VALUE	1,217	$206	0.1%	$160.87	—	COM	464287200