Main Management LLC Diversified Active

CIK: 0001583092 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 3, 2014

Total Value ($000): $420,038 (100.0% shares, 0.0% debt)

Holdings (47)

SPY LARGE-CAP BLEND 13.8%

Value ($000) $57,930 Shares 313,662 Est. Cost $160.42 Unrealized —

DXJ JAPAN 10.2%

Value ($000) $42,871 Shares 843,245 Est. Cost $45.64 Unrealized —

XLI INDUSTRIALS 8.6%

Value ($000) $36,041 Shares 689,642 Est. Cost $42.68 Unrealized —

XLV HEALTH CARE 7.0%

Value ($000) $29,388 Shares 530,086 Est. Cost $52.08 Unrealized —

— FINANCIALS 6.7%

Value ($000) $27,971 Shares 1,279,541 Est. Cost $19.46 Unrealized —

XLK TECHNOLOGY 5.9%

Value ($000) $24,768 Shares 692,999 Est. Cost $30.69 Unrealized —

IWM SMALL-CAP BLEND 5.7%

Value ($000) $23,989 Shares 207,952 Est. Cost $97.00 Unrealized —

— SENIOR LOAN PORTFOLIO 4.5%

Value ($000) $18,735 Shares 753,013 Est. Cost $24.71 Unrealized —

— HEALTH CARE 3.2%

Value ($000) $13,564 Shares 134,168 Est. Cost $86.39 Unrealized —

IGV SOFTWARE 2.9%

Value ($000) $12,343 Shares 150,400 Est. Cost $68.10 Unrealized —

— S&P 500 EQUAL WEIGHT 2.9%

Value ($000) $12,078 Shares 169,522 Est. Cost $61.27 Unrealized —

EEM EMERGING INTL 2.8%

Value ($000) $11,805 Shares 282,461 Est. Cost $38.50 Unrealized —

— OIL & GAS E&P 2.6%

Value ($000) $11,054 Shares 161,300 Est. Cost $68.53 Unrealized —

EFA DEVELOPED INTL 2.5%

Value ($000) $10,308 Shares 153,639 Est. Cost $57.30 Unrealized —

IAI BROKER DEALERS 2.3%

Value ($000) $9,753 Shares 252,406 Est. Cost $30.78 Unrealized —

IJK MID-CAP GROWTH 2.3%

Value ($000) $9,595 Shares 63,889 Est. Cost $128.83 Unrealized —

— SEMICONDUCTORS 1.9%

Value ($000) $8,107 Shares 191,075 Est. Cost $37.71 Unrealized —

VYM US HIGH DIVDEND YIELD 1.9%

Value ($000) $8,084 Shares 129,718 Est. Cost $57.12 Unrealized —

BSV SHORT TERM BOND 1.6%

Value ($000) $6,670 Shares 83,443 Est. Cost $80.08 Unrealized —

MINT SHORT TERM BONDS 1.5%

Value ($000) $6,334 Shares 62,511 Est. Cost $101.27 Unrealized —

DVY DOW JONES DIVIDEND 1.4%

Value ($000) $5,978 Shares 83,782 Est. Cost $64.01 Unrealized —

RWX INTL REAL ESTATE 1.3%

Value ($000) $5,317 Shares 129,042 Est. Cost $39.90 Unrealized —

SRLN SENIOR LOAN PORTFOLIO 1.2%

Value ($000) $4,837 Shares 96,693 Est. Cost $49.72 Unrealized —

VTI US TOTAL MARKET 0.6%

Value ($000) $2,563 Shares 26,717 Est. Cost $82.68 Unrealized —

EWY SOUTH KOREA 0.5%

Value ($000) $2,006 Shares 31,016 Est. Cost $57.43 Unrealized —

EWG GERMANY 0.5%

Value ($000) $1,920 Shares 60,452 Est. Cost $26.02 Unrealized —

— UNITED KINGDOM 0.5%

Value ($000) $1,919 Shares 91,919 Est. Cost $19.71 Unrealized —

FEZ EUROPE 0.4%

Value ($000) $1,651 Shares 39,131 Est. Cost $38.68 Unrealized —

Value ($000) $1,234 Shares 32,152 Est. Cost $33.02 Unrealized —

— HIGH YIELD 0.2%

Value ($000) $993 Shares 19,200 Est. Cost $51.72 Unrealized —

EUFN ISHARES MSCI EUROPE FINANCIALS 0.2%

Value ($000) $959 Shares 38,165 Est. Cost $22.96 Unrealized —

KBE FINANCIALS 0.2%

Value ($000) $950 Shares 28,631 Est. Cost $28.71 Unrealized —

— SINGAPORE 0.2%

Value ($000) $861 Shares 65,377 Est. Cost $12.82 Unrealized —

FXR INDUSTRIALS 0.2%

Value ($000) $852 Shares 30,000 Est. Cost $22.60 Unrealized —

— VIETNAM 0.2%

Value ($000) $835 Shares 44,424 Est. Cost $18.61 Unrealized —

VEU ALL WORLD EX-US 0.2%

Value ($000) $797 Shares 15,717 Est. Cost $44.24 Unrealized —

THD THAILAND 0.2%

Value ($000) $746 Shares 10,863 Est. Cost $77.70 Unrealized —

DGS EMERGING INTL. SMALL-CAP 0.2%

Value ($000) $718 Shares 15,571 Est. Cost $46.04 Unrealized —

Value ($000) $690 Shares 39,185 Est. Cost $16.07 Unrealized —

VWO EMERGING MARKETS 0.2%

Value ($000) $636 Shares 15,460 Est. Cost $40.10 Unrealized —

— ENERGY 0.1%

Value ($000) $611 Shares 6,900 Est. Cost $81.37 Unrealized —

— INDONESIA 0.1%

Value ($000) $383 Shares 18,000 Est. Cost $22.94 Unrealized —

KRE REGIONAL BANKS 0.1%

Value ($000) $299 Shares 7,365 Est. Cost $33.94 Unrealized —

EWL SWITZERLAND 0.1%

Value ($000) $251 Shares 7,615 Est. Cost $28.64 Unrealized —

IVV S&P 500 VALUE 0.1%

Value ($000) $226 Shares 1,217 Est. Cost $160.87 Unrealized —

IWF LARGE-CAP GROWTH 0.1%

Value ($000) $214 Shares 2,485 Est. Cost $86.12 Unrealized —

— ALERIAN MLP 0.0%

Value ($000) $204 Shares 4,400 Est. Cost $46.36 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	LARGE-CAP BLEND	313,662	$57,930	13.8%	$160.42	—	COM	78462F103
DXJ	JAPAN	843,245	$42,871	10.2%	$45.64	—	COM	97717W851
XLI	INDUSTRIALS	689,642	$36,041	8.6%	$42.68	—	COM	81369Y704
XLV	HEALTH CARE	530,086	$29,388	7.0%	$52.08	—	COM	81369Y209
—	FINANCIALS	1,279,541	$27,971	6.7%	$19.46	—	COM	81369y605
XLK	TECHNOLOGY	692,999	$24,768	5.9%	$30.69	—	COM	81369Y803
IWM	SMALL-CAP BLEND	207,952	$23,989	5.7%	$97.00	—	COM	464287655
—	SENIOR LOAN PORTFOLIO	753,013	$18,735	4.5%	$24.71	—	COM	73936Q769
—	HEALTH CARE	134,168	$13,564	3.2%	$86.39	—	COM	92204a504
IGV	SOFTWARE	150,400	$12,343	2.9%	$68.10	—	COM	464287515
—	S&P 500 EQUAL WEIGHT	169,522	$12,078	2.9%	$61.27	—	COM	78355W106
EEM	EMERGING INTL	282,461	$11,805	2.8%	$38.50	—	COM	464287234
—	OIL & GAS E&P	161,300	$11,054	2.6%	$68.53	—	COM	78464A730
EFA	DEVELOPED INTL	153,639	$10,308	2.5%	$57.30	—	COM	464287465
IAI	BROKER DEALERS	252,406	$9,753	2.3%	$30.78	—	COM	464288794
IJK	MID-CAP GROWTH	63,889	$9,595	2.3%	$128.83	—	COM	464287606
—	SEMICONDUCTORS	191,075	$8,107	1.9%	$37.71	—	COM	57060U233
VYM	US HIGH DIVDEND YIELD	129,718	$8,084	1.9%	$57.12	—	COM	921946406
BSV	SHORT TERM BOND	83,443	$6,670	1.6%	$80.08	—	COM	921937827
MINT	SHORT TERM BONDS	62,511	$6,334	1.5%	$101.27	—	COM	72201R833
DVY	DOW JONES DIVIDEND	83,782	$5,978	1.4%	$64.01	—	COM	464287168
RWX	INTL REAL ESTATE	129,042	$5,317	1.3%	$39.90	—	COM	78463X863
SRLN	SENIOR LOAN PORTFOLIO	96,693	$4,837	1.2%	$49.72	—	COM	78467V608
VTI	US TOTAL MARKET	26,717	$2,563	0.6%	$82.68	—	COM	922908769
EWY	SOUTH KOREA	31,016	$2,006	0.5%	$57.43	—	COM	464286772
EWG	GERMANY	60,452	$1,920	0.5%	$26.02	—	COM	464286806
—	UNITED KINGDOM	91,919	$1,919	0.5%	$19.71	—	COM	464286699
FEZ	EUROPE	39,131	$1,651	0.4%	$38.68	—	COM	78463X202
FXI	CHINA	32,152	$1,234	0.3%	$33.02	—	COM	464287184
—	HIGH YIELD	19,200	$993	0.2%	$51.72	—	COM	00768Y503
EUFN	ISHARES MSCI EUROPE FINANCIALS	38,165	$959	0.2%	$22.96	—	COM	464289180
KBE	FINANCIALS	28,631	$950	0.2%	$28.71	—	COM	78464A797
—	SINGAPORE	65,377	$861	0.2%	$12.82	—	COM	464286673
FXR	INDUSTRIALS	30,000	$852	0.2%	$22.60	—	COM	33734X150
—	VIETNAM	44,424	$835	0.2%	$18.61	—	COM	57060u761
VEU	ALL WORLD EX-US	15,717	$797	0.2%	$44.24	—	COM	922042775
THD	THAILAND	10,863	$746	0.2%	$77.70	—	COM	464286624
DGS	EMERGING INTL. SMALL-CAP	15,571	$718	0.2%	$46.04	—	COM	97717W281
—	INDIA	39,185	$690	0.2%	$16.07	—	COM	73935l100
VWO	EMERGING MARKETS	15,460	$636	0.2%	$40.10	—	COM	922042858
—	ENERGY	6,900	$611	0.1%	$81.37	—	COM	81369y506
—	INDONESIA	18,000	$383	0.1%	$22.94	—	COM	57060U753
KRE	REGIONAL BANKS	7,365	$299	0.1%	$33.94	—	COM	78464A698
EWL	SWITZERLAND	7,615	$251	0.1%	$28.64	—	COM	464286749
IVV	S&P 500 VALUE	1,217	$226	0.1%	$160.87	—	COM	464287200
IWF	LARGE-CAP GROWTH	2,485	$214	0.1%	$86.12	—	COM	464287614
—	ALERIAN MLP	4,400	$204	0.0%	$46.36	—	COM	46625h365