CIK: 0001584639 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value ($000): $375,883 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| PG | PROCTER AND GAMBLE CO | 1,017,060 | $91,281 | 24.3% | $67.52 | 0.0% | COM | 742718109 |
| PG | PROCTER AND GAMBLE CO | 915,000 | $82,121 | 21.8% | $67.52 | 0.0% | Put | 742718109 |
| — | ITC HLDGS CORP | 413,325 | $19,211 | 5.1% | $46.36 | — | COM | 465685105 |
| KLAC | KLA-TENCOR CORP | 266,849 | $18,602 | 4.9% | $55.00 | +11.7% | COM | 482480100 |
| — | LINKEDIN CORP | 79,105 | $15,119 | 4.0% | $190.27 | — | COM CL A | 53578A108 |
| — | AMERICAN CAP LTD | 882,275 | $14,919 | 4.0% | $16.21 | — | COM | 02503Y103 |
| — | YAHOO INC | 231,925 | $9,996 | 2.7% | $38.29 | — | COM | 984332106 |
| — | INGRAM MICRO INC | 218,643 | $7,797 | 2.1% | $35.35 | — | CL A | 457153104 |
| — | WESTAR ENERGY INC | 126,973 | $7,206 | 1.9% | $56.34 | — | COM | 95709T100 |
| — | SAFEGUARD SCIENTIFICS INC | 489,441 | $6,343 | 1.7% | $18.08 | — | COM NEW | 786449207 |
| — | ST JUDE MED INC | 76,000 | $6,062 | 1.6% | $78.00 | — | COM | 790849103 |
| — | RITE AID CORP | 777,772 | $5,981 | 1.6% | $7.56 | — | COM | 767754104 |
| — | MEDIA GEN INC NEW | 303,893 | $5,601 | 1.5% | $17.25 | — | COM | 58441K100 |
| — | BOULEVARD ACQUISITION | 519,500 | $5,304 | 1.4% | $9.96 | — | UNIT 99/99/9999 | 10157Q201 |
| — | DOUBLE EAGLE ACQUISITION COR | 444,000 | $4,538 | 1.2% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | BROADCOM LTD | 24,000 | $4,140 | 1.1% | $155.00 | — | Put | Y09827109 |
| — | REAVES UTIL INCOME FD | 133,223 | $4,071 | 1.1% | $25.97 | — | COM SH BEN INT | 756158101 |
| — | ATLANTIC ALLIANCE PARTNER CO | 357,500 | $3,754 | 1.0% | $10.35 | — | SHS | G04897107 |
| — | NEUBERGER BERMAN RE ES SEC F | 634,989 | $3,613 | 1.0% | $5.19 | — | COM | 64190A103 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 100,766 | $3,444 | 0.9% | $30.91 | — | SHS CL A | G5480U104 |
| — | ALLERGAN PLC | 13,680 | $3,151 | 0.8% | $268.04 | — | SHS | G0177J108 |
| — | AR CAP ACQUISITION CORP | 285,000 | $2,853 | 0.8% | $9.75 | — | UNIT 10/06/2019 | 00191R208 |
| — | WHITEWAVE FOODS CO | 46,600 | $2,536 | 0.7% | $54.45 | — | Call | 966244105 |
| — | VIACOM INC NEW | 66,418 | $2,531 | 0.7% | $41.21 | — | CL B | 92553P201 |
| — | AR CAP ACQUISITION CORP | 255,000 | $2,530 | 0.7% | $9.84 | — | COM | 00191R109 |
| — | DISCOVERY COMMUNICATNS NEW | 92,860 | $2,500 | 0.7% | $26.08 | — | COM SER A | 25470F104 |
| — | QUINPARIO ACQUISITION CORP 2 | 243,850 | $2,417 | 0.6% | $9.76 | — | COM | 74874U101 |
| — | DELL TECHNOLOGIES INC | 50,329 | $2,406 | 0.6% | $47.81 | — | COM CL V | 24703L103 |
| — | WHITEWAVE FOODS CO | 40,900 | $2,226 | 0.6% | $54.45 | — | Put | 966244105 |
| — | LIBERTY GLOBAL PLC | 77,324 | $2,169 | 0.6% | $28.05 | — | LILAC SHS CL C | G5480U153 |
| — | COMMUNITYONE BANCORP | 141,886 | $1,964 | 0.5% | $13.28 | — | COM | 20416Q108 |
| — | ANDINA ACQUISITION CORP II | 187,500 | $1,943 | 0.5% | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | NUVEEN GLOBAL EQUITY INCOME | 156,044 | $1,863 | 0.5% | $11.94 | — | COM | 6706EH103 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 137,073 | $1,812 | 0.5% | $16.14 | — | COM UT BEN INT | 670731108 |
| — | GABELLI EQUITY TR INC | 313,808 | $1,770 | 0.5% | $6.40 | — | COM | 362397101 |
| — | HYDRA INDS ACQUISITION CORP | 174,349 | $1,737 | 0.5% | $9.69 | — | COM | 448740100 |
| — | SUFFOLK BANCORP | 38,676 | $1,345 | 0.4% | $31.31 | — | COM | 864739107 |
| — | INTEROIL CORP | 25,301 | $1,288 | 0.3% | $50.91 | — | COM | 460951106 |
| — | ELECTRUM SPL ACQUISITION COR | 129,645 | $1,278 | 0.3% | $9.65 | — | SHS | G3105C104 |
| — | FIDELITY & GTY LIFE | 53,000 | $1,229 | 0.3% | $23.19 | — | COM | 315785105 |
| — | HENNESSY CAP ACQUISITION COR | 120,000 | $1,176 | 0.3% | $9.68 | — | COM | 42588J100 |
| — | LEXMARK INTL INC | 28,079 | $1,122 | 0.3% | $37.75 | — | CL A | 529771107 |
| — | DEUTSCHE HIGH INCOME TR | 118,200 | $1,089 | 0.3% | $9.21 | — | SHS | 25155R100 |
| — | WHITEWAVE FOODS CO | 20,000 | $1,089 | 0.3% | $54.45 | — | COM | 966244105 |
| — | NUVEEN DIVERSIFIED COMMODTY | 103,604 | $940 | 0.3% | $10.55 | — | COM UT BEN INT | 67074P104 |
| — | HARMONY MERGER CORP | 90,000 | $905 | 0.2% | $9.76 | — | COM | 413247107 |
| — | TALEN ENERGY CORP | 60,475 | $838 | 0.2% | $13.54 | — | COM | 87422J105 |
| — | HARMONY MERGER CORP | 75,000 | $789 | 0.2% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| PFLT | PENNANTPARK FLOATING RATE CA | 56,738 | $751 | 0.2% | $4.46 | +8.9% | COM | 70806A106 |
| — | GP INVTS ACQUISITION COR | 72,301 | $706 | 0.2% | $9.72 | — | SHS | G40357124 |
| — | LIBERTY ALL STAR EQUITY FD | 92,538 | $479 | 0.1% | $5.87 | — | SH BEN INT | 530158104 |
| — | VIDEOCON D2H LTD | 47,423 | $464 | 0.1% | $12.61 | — | ADR | 92657J101 |
| — | QLT INC | 191,114 | $394 | 0.1% | $3.14 | — | COM | 746927102 |
| — | RENTECH INC | 131,249 | $383 | 0.1% | $4.31 | — | COM NEW | 760112201 |
| — | BOULEVARD ACQUISITION | 38,319 | $377 | 0.1% | $9.84 | — | CL A | 10157Q102 |
| — | AVENUE INCOME CR STRATEGIES | 28,482 | $369 | 0.1% | $17.58 | — | COM | 05358E106 |
| LMT | LOCKHEED MARTIN CORP | 1,461 | $350 | 0.1% | $194.84 | 0.0% | COM | 539830109 |
| — | DIVIDEND & INCOME FUND | 29,306 | $329 | 0.1% | $11.02 | — | COM NEW | 25538A204 |
| — | BANK OF THE OZARKS INC | 7,959 | $306 | 0.1% | $38.45 | — | COM | 063904106 |
| — | A H BELO CORP | 35,942 | $264 | 0.1% | $6.97 | — | COM CL A | 001282102 |
| — | HARVEST NATURAL RESOURCES IN | 314,707 | $255 | 0.1% | $2.94 | — | COM | 41754V103 |
| — | BARINGTON HILCO ACQUISITION | 24,740 | $250 | 0.1% | $9.74 | — | COM | 06759V101 |
| — | CROSSROADS CAP INC | 137,695 | $249 | 0.1% | $3.16 | — | COM | 227656105 |
| — | FIDELITY NATIONAL FINANCIAL | 17,563 | $219 | 0.1% | $12.60 | — | FNFV GROUP COM | 31620R402 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 21,139 | $166 | 0.0% | $22.26 | -67.5% | COM | 33766Y100 |
| — | REALNETWORKS INC | 31,601 | $141 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| — | ADVENT CLAYMORE ENH GRW & IN | 15,555 | $130 | 0.0% | $8.29 | — | COM | 00765E104 |
| — | ORIGO ACQUISITION CORP | 12,500 | $129 | 0.0% | $10.32 | — | SHS | G67789126 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 69,804 | $114 | 0.0% | $3.84 | — | COM NEW | 60786L206 |
| — | BROADCOM LTD | 400 | $69 | 0.0% | $155.00 | — | SHS | Y09827109 |
| KOPN | KOPIN CORP | 23,746 | $52 | 0.0% | $3.84 | -41.9% | COM | 500600101 |
| — | WRIGHT MED GROUP N V | 38,308 | $50 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| LUNA | LUNA INNOVATIONS | 34,483 | $49 | 0.0% | $1.53 | -14.2% | COM | 550351100 |
| — | ENDOCYTE INC | 14,200 | $44 | 0.0% | $6.62 | — | COM | 29269A102 |
| — | SANOFI | 155,177 | $42 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | COVISINT CORP | 18,549 | $40 | 0.0% | $2.67 | — | COM | 22357R103 |
| — | MORGANS HOTEL GROUP CO | 19,100 | $39 | 0.0% | $3.30 | — | COM | 61748W108 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $36 | 0.0% | $3.85 | — | COM | 89336Q100 |
| PRZM | PRISM TECHNOLOGIES GROUP INC | 132,586 | $28 | 0.0% | $2.97 | -92.0% | COM | 74273Y100 |
| — | SAMSON OIL & GAS LTD | 14,119 | $10 | 0.0% | $1.42 | — | SPON ADR NEW | 796043206 |