Location: Westport, CT
CIK: 0001584639 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 11, 2016
Total Value: $264M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | STARWOOD HOTELS&RESORTS WRLD | 355,290 | $26.27M | 9.9% | $72.94 | — | COM | 85590A401 |
| KLAC | KLA-TENCOR CORP | 266,149 | $19.5M | 7.4% | $55.00 | +10.5% | COM | 482480100 |
| — | E M C CORP MASS | 686,000 | $18.64M | 7.1% | $27.11 | — | COM | 268648102 |
| — | ST JUDE MED INC | 144,000 | $11.23M | 4.3% | $78.00 | — | COM | 790849103 |
| — | TYCO INTL PLC | 259,722 | $11.06M | 4.2% | $42.60 | — | SHS | G91442106 |
| — | AMERICAN CAP LTD | 568,349 | $8.997M | 3.4% | $15.83 | — | COM | 02503Y103 |
| — | YAHOO INC | 221,925 | $8.336M | 3.2% | $38.07 | — | COM | 984332106 |
| — | INGRAM MICRO INC | 218,643 | $7.604M | 2.9% | $35.35 | — | CL A | 457153104 |
| — | LINKEDIN CORP | 36,000 | $6.813M | 2.6% | $189.25 | — | COM CL A | 53578A108 |
| — | ITC HLDGS CORP | 138,593 | $6.489M | 2.5% | $46.12 | — | COM | 465685105 |
| — | FIRSTMERIT CORP | 306,277 | $6.208M | 2.3% | $20.62 | — | COM | 337915102 |
| — | SAFEGUARD SCIENTIFICS INC | 491,143 | $6.134M | 2.3% | $18.08 | — | COM NEW | 786449207 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 198,472 | $5.768M | 2.2% | $30.91 | — | SHS CL A | G5480U104 |
| — | C1 FINL INC | 227,165 | $5.3M | 2.0% | $24.21 | — | COM | 12591N109 |
| — | BOULEVARD ACQUISITION | 519,500 | $5.138M | 1.9% | $9.96 | — | UNIT 99/99/9999 | 10157Q201 |
| — | DOUBLE EAGLE ACQUISITION COR | 444,000 | $4.456M | 1.7% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | WESTAR ENERGY INC | 78,700 | $4.414M | 1.7% | $56.09 | — | COM | 95709T100 |
| — | REAVES UTIL INCOME FD | 133,223 | $4.326M | 1.6% | $25.97 | — | COM SH BEN INT | 756158101 |
| — | HATTERAS FINL CORP | 255,775 | $4.195M | 1.6% | $16.40 | — | COM | 41902R103 |
| — | ALLERGAN PLC | 17,100 | $3.952M | 1.5% | $268.04 | — | SHS | G0177J108 |
| — | RITE AID CORP | 512,772 | $3.841M | 1.5% | $7.49 | — | COM | 767754104 |
| — | BROADCOM LTD | 24,000 | $3.73M | 1.4% | $155.00 | — | Put | Y09827109 |
| — | ATLANTIC ALLIANCE PARTNER CO | 357,000 | $3.709M | 1.4% | $10.35 | — | SHS | G04897107 |
| — | POLYCOM INC | 328,341 | $3.694M | 1.4% | $11.25 | — | COM | 73172K104 |
| — | MEMORIAL RESOURCE DEV CORP | 196,643 | $3.123M | 1.2% | $15.88 | — | COM | 58605Q109 |
| — | MEDIA GEN INC NEW | 174,893 | $3.006M | 1.1% | $16.39 | — | COM | 58441K100 |
| — | NEUBERGER BERMAN RE ES SEC F | 521,790 | $2.964M | 1.1% | $5.08 | — | COM | 64190A103 |
| — | AR CAP ACQUISITION CORP | 285,000 | $2.839M | 1.1% | $9.75 | — | UNIT 10/06/2019 | 00191R208 |
| — | VIACOM INC NEW | 66,418 | $2.754M | 1.0% | $41.21 | — | CL B | 92553P201 |
| — | WINTHROP RLTY TR | 290,009 | $2.549M | 1.0% | $10.71 | — | SH BEN INT NEW | 976391300 |
| — | AR CAP ACQUISITION CORP | 255,000 | $2.532M | 1.0% | $9.84 | — | COM | 00191R109 |
| — | QUINPARIO ACQUISITION CORP 2 | 243,850 | $2.412M | 0.9% | $9.76 | — | COM | 74874U101 |
| — | TIVO INC | 225,879 | $2.236M | 0.8% | $10.04 | — | COM | 888706108 |
| — | LEXMARK INTL INC | 57,698 | $2.178M | 0.8% | $37.75 | — | CL A | 529771107 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 29,350 | $2.144M | 0.8% | $73.72 | — | ADS | 74734M109 |
| — | CORNERSTONE STRATEGIC VALUE | 125,725 | $2.059M | 0.8% | $20.18 | — | COM | 21924B302 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 137,073 | $2.034M | 0.8% | $16.14 | — | COM UT BEN INT | 670731108 |
| — | WILSHIRE BANCORP INC | 192,913 | $2.01M | 0.8% | $10.30 | — | COM | 97186T108 |
| — | GABELLI EQUITY TR INC | 349,324 | $1.918M | 0.7% | $6.40 | — | COM | 362397101 |
| — | ANDINA ACQUISITION CORP II | 187,500 | $1.903M | 0.7% | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | EXAMWORKS GROUP INC | 51,742 | $1.803M | 0.7% | $34.85 | — | COM | 30066A105 |
| — | COMMUNITYONE BANCORP | 141,886 | $1.793M | 0.7% | $13.28 | — | COM | 20416Q108 |
| — | TALMER BANCORP INC | 90,000 | $1.725M | 0.7% | $18.09 | — | COM | 87482X101 |
| — | HYDRA INDS ACQUISITION CORP | 174,349 | $1.724M | 0.7% | $9.69 | — | COM | 448740100 |
| SCHL | SCHOLASTIC CORP | 37,785 | $1.497M | 0.6% | $30.10 | +2.3% | COM | 807066105 |
| — | CORNERSTONE TOTAL RTRN FD IN | 89,963 | $1.469M | 0.6% | $16.07 | — | COM | 21924U300 |
| — | NUVEEN DIVERSIFIED COMMODTY | 138,390 | $1.359M | 0.5% | $10.55 | — | COM UT BEN INT | 67074P104 |
| — | ELECTRUM SPL ACQUISITION COR | 129,645 | $1.264M | 0.5% | $9.65 | — | SHS | G3105C104 |
| — | FIDELITY & GTY LIFE | 53,000 | $1.229M | 0.5% | $23.19 | — | COM | 315785105 |
| — | SUFFOLK BANCORP | 38,676 | $1.211M | 0.5% | $31.31 | — | COM | 864739107 |
| — | DISCOVERY COMMUNICATNS NEW | 46,638 | $1.177M | 0.4% | $25.24 | — | COM SER A | 25470F104 |
| — | HENNESSY CAP ACQUISITION COR | 120,000 | $1.176M | 0.4% | $9.68 | — | COM | 42588J100 |
| — | LAPORTE BANCORP INC MD | 70,390 | $1.149M | 0.4% | $15.76 | — | COM | 516651106 |
| — | XURA INC | 43,822 | $1.071M | 0.4% | $24.44 | — | COM | 98420V107 |
| PFLT | PENNANTPARK FLOATING RATE CA | 85,210 | $1.057M | 0.4% | $4.46 | -0.3% | COM | 70806A106 |
| — | HARMONY MERGER CORP | 90,000 | $898K | 0.3% | $9.76 | — | COM | 413247107 |
| — | 1ST CENTURY BANCSHARES INC | 73,883 | $829K | 0.3% | $10.97 | — | COM | 31943X102 |
| — | TALEN ENERGY CORP | 60,475 | $819K | 0.3% | $13.54 | — | COM | 87422J105 |
| — | AGL RES INC | 12,000 | $792K | 0.3% | $61.00 | — | COM | 001204106 |
| — | FIRST NIAGARA FINL GP INC | 79,788 | $777K | 0.3% | $10.85 | — | COM | 33582V108 |
| — | QLIK TECHNOLOGIES INC | 26,000 | $769K | 0.3% | $29.58 | — | COM | 74733T105 |
| — | HARMONY MERGER CORP | 75,000 | $765K | 0.3% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | GP INVTS ACQUISITION COR | 72,301 | $701K | 0.3% | $9.72 | — | SHS | G40357124 |
| — | MEDIVATION INC | 11,250 | $678K | 0.3% | $60.27 | — | COM | 58501N101 |
| — | VIDEOCON D2H LTD | 74,981 | $636K | 0.2% | $12.61 | — | ADR | 92657J101 |
| NMFC | NEW MTN FIN CORP | 38,224 | $493K | 0.2% | $4.82 | -7.6% | COM | 647551100 |
| — | LIBERTY ALL STAR EQUITY FD | 92,538 | $465K | 0.2% | $5.87 | — | SH BEN INT | 530158104 |
| — | RENTECH INC | 175,485 | $421K | 0.2% | $4.31 | — | COM NEW | 760112201 |
| TDS | TELEPHONE & DATA SYS INC | 12,891 | $382K | 0.1% | $27.61 | +4.2% | COM NEW | 879433829 |
| — | BOULEVARD ACQUISITION | 38,319 | $374K | 0.1% | $9.84 | — | CL A | 10157Q102 |
| — | UNITED ONLINE INC | 32,296 | $355K | 0.1% | $10.99 | — | COM NEW | 911268209 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 24,500 | $353K | 0.1% | $17.26 | — | SHS | 67075G103 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 17,600 | $349K | 0.1% | $20.00 | — | COM | 303726103 |
| — | AVENUE INCOME CR STRATEGIES | 28,482 | $341K | 0.1% | $17.58 | — | COM | 05358E106 |
| — | DIVIDEND & INCOME FUND | 31,021 | $338K | 0.1% | $11.02 | — | COM NEW | 25538A204 |
| — | QLT INC | 211,114 | $300K | 0.1% | $3.14 | — | COM | 746927102 |
| — | LIBERTY GLOBAL PLC | 9,300 | $300K | 0.1% | $32.26 | — | LILAC SHS CL A | G5480U138 |
| — | CROSSROADS CAP INC | 137,695 | $284K | 0.1% | $3.16 | — | COM | 227656105 |
| CMTL | COMTECH TELECOMMUNICATIONS C | 21,000 | $270K | 0.1% | $17.42 | 0.0% | COM NEW | 205826209 |
| — | BARINGTON HILCO ACQUISITION | 24,740 | $246K | 0.1% | $9.74 | — | COM | 06759V101 |
| — | BROOKFIELD GLOBL LISTED INFR | 16,416 | $216K | 0.1% | $16.55 | — | COM SHS | 11273Q109 |
| — | FIDELITY NATIONAL FINANCIAL | 17,563 | $201K | 0.1% | $12.60 | — | FNFV GROUP COM | 31620R402 |
| — | A H BELO CORP | 35,942 | $180K | 0.1% | $6.97 | — | COM CL A | 001282102 |
| — | HARVEST NATURAL RESOURCES IN | 205,807 | $172K | 0.1% | $4.07 | — | COM | 41754V103 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 21,139 | $157K | 0.1% | $22.26 | -66.5% | COM | 33766Y100 |
| — | REALNETWORKS INC | 32,740 | $141K | 0.1% | $7.55 | — | COM NEW | 75605L708 |
| — | DELAWARE INVTS DIV & INCOME | 13,662 | $136K | 0.1% | $10.44 | — | COM | 245915103 |
| — | ADVENT CLAYMORE ENH GRW & IN | 15,555 | $127K | 0.0% | $8.29 | — | COM | 00765E104 |
| — | GAIAM INC | 15,000 | $116K | 0.0% | $7.73 | — | CL A | 36268Q103 |
| — | ZYNGA INC | 45,500 | $113K | 0.0% | $3.21 | — | CL A | 98986T108 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 69,804 | $86,000 | 0.0% | $3.84 | — | COM NEW | 60786L206 |
| — | BROADCOM LTD | 400 | $62,000 | 0.0% | $155.00 | — | SHS | Y09827109 |
| KOPN | KOPIN CORP | 23,746 | $53,000 | 0.0% | $3.84 | -49.8% | COM | 500600101 |
| — | WRIGHT MED GROUP N V | 38,308 | $48,000 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| — | ENDOCYTE INC | 14,200 | $46,000 | 0.0% | $6.62 | — | COM | 29269A102 |
| LUNA | LUNA INNOVATIONS | 34,483 | $43,000 | 0.0% | $1.53 | -28.2% | COM | 550351100 |
| — | MORGANS HOTEL GROUP CO | 19,100 | $41,000 | 0.0% | $3.30 | — | COM | 61748W108 |
| — | ARALEZ PHARMACEUTICALS INC | 12,463 | $41,000 | 0.0% | $3.29 | — | COM | 03852X100 |
| — | COVISINT CORP | 18,549 | $40,000 | 0.0% | $2.67 | — | COM | 22357R103 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $39,000 | 0.0% | $3.85 | — | COM | 89336Q100 |
| — | SANOFI | 155,177 | $37,000 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| PRZM | PRISM TECHNOLOGIES GROUP INC | 132,586 | $35,000 | 0.0% | $2.97 | -90.2% | COM | 74273Y100 |
| — | SAMSON OIL & GAS LTD | 14,119 | $10,000 | 0.0% | $1.42 | — | SPON ADR NEW | 796043206 |