Location: New York, NY
CIK: 0001590144 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Feb 14, 2023
Total Value: $1.938B (99.2% shares, 0.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 290,000 | $111M | 5.7% | $382.43 | — | — | Put | 78462F953 |
| — | INVESCO QQQ TR | 405,000 | $108M | 5.6% | $266.28 | — | — | Put | 46090E953 |
| — | ISHARES TR | 550,000 | $95.9M | 4.9% | $174.36 | — | — | Put | 464287955 |
| — | ISHARES TR | 1,500,000 | $78.86M | 4.1% | $52.57 | — | — | Put | 464288950 |
| — | FIRST TR EXCHANGE TRADED FD | 700,000 | $76.11M | 3.9% | $108.73 | — | — | Put | 33734X953 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 952,767 | $62.55M | 3.2% | $65.65 * | $26.36 | +129.2% | COM | G31249108 |
| VRAYQ | VIEWRAY INC | 12,549,009 | $56.22M | 2.9% | $4.48 * | $4.50 | -3.3% | COM | 92672L107 |
| INSP | INSPIRE MED SYS INC | 200,984 | $50.62M | 2.6% | $251.88 * | $61.17 | +248.6% | COM | 457730109 |
| — | SPDR SER TR | 570,000 | $47.31M | 2.4% | $83.00 | — | — | Put | 78464A950 |
| — | BAXTER INTL INC | 900,000 | $45.87M | 2.4% | $50.97 | — | — | Call | 071813909 |
| — | CUTERA INC | 1,036,021 | $45.81M | 2.4% | $44.22 | $38.00 | — | COM | 232109108 |
| — | ARK ETF TR | 1,225,000 | $38.27M | 2.0% | $31.24 | — | — | Put | 00214Q954 |
| GKOS | GLAUKOS CORP | 761,049 | $33.24M | 1.7% | $43.68 * | $47.59 | +3.6% | COM | 377322102 |
| — | UNITEDHEALTH GROUP INC | 60,000 | $31.81M | 1.6% | $530.18 | — | — | Put | 91324P952 |
| — | VANECK ETF TRUST | 400,000 | $31.1M | 1.6% | $77.74 | — | — | Put | 92189F952 |
| — | SELECT SECTOR SPDR TR | 220,000 | $29.89M | 1.5% | $135.85 | — | — | Put | 81369Y959 |
| — | INTUITIVE SURGICAL INC | 110,000 | $29.19M | 1.5% | $265.35 | — | — | Call | 46120E902 |
| — | BIOGEN INC | 103,400 | $28.63M | 1.5% | $276.92 | — | — | Call | 09062X903 |
| — | SAREPTA THERAPEUTICS INC | 200,000 | $25.92M | 1.3% | $129.58 | — | — | Call | 803607900 |
| — | ARK ETF TR | 900,000 | $25.41M | 1.3% | $28.23 | — | — | Put | 00214Q952 |
| — | IVERIC BIO INC | 1,182,975 | $25.33M | 1.3% | $21.41 | $17.59 | — | COM | 46583P102 |
| — | THERMO FISHER SCIENTIFIC INC | 40,000 | $22.03M | 1.1% | $550.69 | — | — | Put | 883556952 |
| — | STRYKER CORPORATION | 90,000 | $22M | 1.1% | $244.49 | — | — | Put | 863667951 |
| — | STAAR SURGICAL CO | 425,000 | $20.63M | 1.1% | $48.54 | — | — | Put | 852312955 |
| — | NOVOCURE LTD | 265,100 | $19.45M | 1.0% | $73.35 | — | — | Put | G6674U958 |
| — | ICU MED INC | 120,000 | $18.9M | 1.0% | $157.48 | — | — | Call | 44930G907 |
| BIIB | BIOGEN INC | 62,720 | $17.37M | 0.9% | $276.92 | $277.26 | +1.9% | COM | 09062X103 |
| — | DANAHER CORPORATION | 65,000 | $17.25M | 0.9% | $265.42 | — | — | Put | 235851952 |
| — | LIVANOVA PLC | 301,000 | $16.72M | 0.9% | $55.54 | — | — | Call | G5509L901 |
| — | VIEWRAY INC | 3,700,000 | $16.58M | 0.9% | $4.48 | — | — | Call | 92672L907 |
| — | ADVISORSHARES TR | 2,250,000 | $15.73M | 0.8% | $6.99 | — | — | Call | 00768Y903 |
| — | ALNYLAM PHARMACEUTICALS INC | 65,400 | $15.54M | 0.8% | $237.65 | — | — | Call | 02043Q907 |
| — | QUANTERIX CORP | 1,105,800 | $15.32M | 0.8% | $13.85 | — | — | Call | 74766Q901 |
| — | SONENDO INC | 4,916,045 | $13.91M | 0.7% | $2.83 | $3.39 | — | COM | 835431107 |
| — | EXACT SCIENCES CORP | 275,000 | $13.62M | 0.7% | $49.51 | — | — | Call | 30063P905 |
| LIVN | LIVANOVA PLC | 227,951 | $12.66M | 0.7% | $55.54 * | $73.99 | -31.0% | SHS | G5509L101 |
| — | OLINK HLDG AB | 490,127 | $12.44M | 0.6% | $25.38 | $12.14 | — | SPONSORED ADS | 680710100 |
| — | OUTSET MED INC | 454,390 | $11.73M | 0.6% | $25.82 | $33.16 | — | COM | 690145107 |
| — | ILLUMINA INC | 57,500 | $11.63M | 0.6% | $202.20 | — | — | Call | 452327909 |
| GH | GUARDANT HEALTH INC | 426,874 | $11.61M | 0.6% | $27.20 * | $56.08 | -18.4% | COM | 40131M109 |
| — | INTEGRA LIFESCIENCES HLDGS C | 201,500 | $11.3M | 0.6% | $56.07 | — | — | Put | 457985958 |
| CYTK | CYTOKINETICS INC | 25,000 | $11.23M | 0.6% | $449.19 * | $48.13 | -10.8% | COM NEW | 23282W605 |
| — | HENRY SCHEIN INC | 140,000 | $11.18M | 0.6% | $79.87 | — | — | Put | 806407952 |
| — | GUARDANT HEALTH INC | 408,900 | $11.12M | 0.6% | $27.20 | — | — | Call | 40131M909 |
| — | GLAUKOS CORP | 250,000 | $10.92M | 0.6% | $43.68 | — | — | Call | 377322902 |
| — | CUTERA INC | 242,500 | $10.72M | 0.6% | $44.22 | — | — | Call | 232109908 |
| — | MADRIGAL PHARMACEUTICALS INC | 36,000 | $10.45M | 0.5% | $290.25 | — | — | Put | 558868955 |
| — | APELLIS PHARMACEUTICALS INC | 200,000 | $10.34M | 0.5% | $51.71 | — | — | Call | 03753U906 |
| — | ELEVANCE HEALTH INC | 20,000 | $10.26M | 0.5% | $512.97 | — | — | Put | 036752953 |
| — | NANOSTRING TECHNOLOGIES INC | 1,286,300 | $10.25M | 0.5% | $7.97 | — | — | Call | 63009R909 |
| — | HUMANA INC | 20,000 | $10.24M | 0.5% | $512.19 | — | — | Put | 444859952 |
| UTHR | UNITED THERAPEUTICS CORP DEL | 36,333 | $10.1M | 0.5% | $278.09 * | $212.59 | +18.7% | COM | 91307C102 |
| — | MEDTRONIC PLC | 130,000 | $10.1M | 0.5% | $77.72 | — | — | Put | G5960L953 |
| — | OUTSET MED INC | 375,800 | $9.703M | 0.5% | $25.82 | — | — | Call | 690145907 |
| — | PENUMBRA INC | 41,900 | $9.321M | 0.5% | $222.46 | — | — | Call | 70975L907 |
| — | CVS HEALTH CORP | 100,000 | $9.319M | 0.5% | $93.19 | — | — | Put | 126650950 |
| — | CELLDEX THERAPEUTICS INC NEW | 196,600 | $8.762M | 0.5% | $44.57 | — | — | Call | 15117B902 |
| LUNG | PULMONX CORP | 1,016,258 | $8.567M | 0.4% | $8.43 * | $25.29 | -62.4% | COM | 745848101 |
| STAA | STAAR SURGICAL CO | 173,310 | $8.412M | 0.4% | $48.54 * | $44.17 | +42.0% | COM PAR $0.01 | 852312305 |
| — | SPDR SER TR | 99,200 | $8.234M | 0.4% | $83.00 | — | — | Call | 78464A900 |
| — | IDEXX LABS INC | 20,000 | $8.159M | 0.4% | $407.96 | — | — | Put | 45168D954 |
| DXCM | DEXCOM INC | 71,139 | $8.056M | 0.4% | $113.24 * | $89.79 | +22.3% | COM | 252131107 |
| — | PRIVIA HEALTH GROUP INC | 350,000 | $7.949M | 0.4% | $22.71 | — | — | Call | 74276R902 |
| — | HOLOGIC INC | 105,400 | $7.885M | 0.4% | $74.81 | — | — | Put | 436440951 |
| AZTA | AZENTA INC | 126,000 | $7.336M | 0.4% | $58.22 * | $51.16 | 0.0% | COM | 114340102 |
| QTRX | QUANTERIX CORP | 526,141 | $7.287M | 0.4% | $13.85 * | $11.75 | -2.1% | COM | 74766Q101 |
| — | NANOSTRING TECHNOLOGIES INC | 909,600 | $7.25M | 0.4% | $7.97 | $23.87 | — | COM | 63009R109 |
| — | INMODE LTD | 200,000 | $7.14M | 0.4% | $35.70 | — | — | Put | M5425M953 |
| — | ALNYLAM PHARMACEUTICALS INC | 30,000 | $7.13M | 0.4% | $237.65 | — | — | Put | 02043Q957 |
| BCYC | BICYCLE THERAPEUTICS PLC | 239,015 | $7.075M | 0.4% | $29.60 | $18.98 | — | SPONSORED ADS | 088786108 |
| — | TG THERAPEUTICS INC | 593,100 | $7.016M | 0.4% | $11.83 | — | — | Put | 88322Q958 |
| — | LYRA THERAPEUTICS INC | 2,157,298 | $6.774M | 0.3% | $3.14 | $6.13 | — | COM | 55234L105 |
| NTRA | NATERA INC | 165,000 | $6.628M | 0.3% | $40.17 * | $41.20 | 0.0% | COM | 632307104 |
| — | IRHYTHM TECHNOLOGIES INC | 70,000 | $6.557M | 0.3% | $93.67 | — | — | Call | 450056906 |
| ICUI | ICU MED INC | 39,835 | $6.273M | 0.3% | $157.48 * | $166.37 | -8.5% | COM | 44930G107 |
| RCEL | AVITA MEDICAL INC | 934,233 | $6.166M | 0.3% | $6.60 * | $8.36 | -28.3% | COM | 05380C102 |
| TERN | TERNS PHARMACEUTICALS INC | 605,079 | $6.16M | 0.3% | $10.18 * | $3.72 | +79.1% | COM | 880881107 |
| TELA | TELA BIO INC | 520,079 | $5.981M | 0.3% | $11.50 * | $14.10 | -36.5% | COM | 872381108 |
| TGTX | TG THERAPEUTICS INC | 504,829 | $5.972M | 0.3% | $11.83 * | $7.77 | -6.5% | COM | 88322Q108 |
| LNTH | LANTHEUS HLDGS INC | 116,665 | $5.945M | 0.3% | $50.96 * | $22.95 | +168.8% | COM | 516544103 |
| — | ONCOCYTE CORP | 18,056,274 | $5.794M | 0.3% | $0.32 | $2.78 | — | COM | 68235C107 |
| — | ADAPTIVE BIOTECHNOLOGIES COR | 750,000 | $5.73M | 0.3% | $7.64 | — | — | Call | 00650F909 |
| TECH | BIO-TECHNE CORP | 68,000 | $5.636M | 0.3% | $82.88 * | $78.25 | 0.0% | COM | 09073M104 |
| — | TRANSMEDICS GROUP INC | 90,000 | $5.555M | 0.3% | $61.72 | — | — | Put | 89377M959 |
| TMDX | TRANSMEDICS GROUP INC | 90,000 | $5.555M | 0.3% | $61.72 * | $43.49 | +22.2% | COM | 89377M109 |
| — | MIRATI THERAPEUTICS INC | 122,200 | $5.537M | 0.3% | $45.31 | — | — | Call | 60468T905 |
| — | SYNEOS HEALTH INC | 150,000 | $5.502M | 0.3% | $36.68 | — | — | Call | 87166B902 |
| — | PFIZER INC | 100,000 | $5.124M | 0.3% | $51.24 | — | — | Call | 717081903 |
| — | COOPER COS INC | 15,400 | $5.092M | 0.3% | $330.67 | $354.91 | — | COM NEW | 216648402 |
| KALV | KALVISTA PHARMACEUTICALS INC | 732,702 | $4.953M | 0.3% | $6.76 * | $11.61 | -53.8% | COM | 483497103 |
| — | R1 RCM INC | 450,000 | $4.928M | 0.3% | $10.95 | $16.68 | — | COM | 77634L105 |
| — | IVERIC BIO INC | 229,600 | $4.916M | 0.3% | $21.41 | — | — | Call | 46583P902 |
| — | CONMED CORP | 55,400 | $4.911M | 0.3% | $88.64 | — | — | Put | 207410951 |
| SDGR | SCHRODINGER INC | 260,000 | $4.859M | 0.3% | $18.69 * | $29.58 | -29.9% | COM | 80810D103 |
| — | KONINKLIJKE PHILIPS N V | 300,000 | $4.497M | 0.2% | $14.99 | — | — | Put | 500472953 |
| — | AGILENT TECHNOLOGIES INC | 30,000 | $4.489M | 0.2% | $149.65 | — | — | Put | 00846U951 |
| — | GERON CORP | 1,814,600 | $4.391M | 0.2% | $2.42 | — | — | Call | 374163903 |
| CTKB | CYTEK BIOSCIENCES INC | 420,749 | $4.296M | 0.2% | $10.21 * | $21.17 | -36.5% | COM | 23285D109 |
| BNTX | BIONTECH SE | 28,195 | $4.235M | 0.2% | $150.22 | $150.22 | — | SPONSORED ADS | 09075V102 |
| — | CANOPY GROWTH CORP | 1,750,000 | $4.043M | 0.2% | $2.31 | — | — | Call | 138035900 |
| PRTA | PROTHENA CORP PLC | 64,000 | $3.856M | 0.2% | $60.25 * | $58.56 | 0.0% | SHS | G72800108 |
| NVCR | NOVOCURE LTD | 50,000 | $3.667M | 0.2% | $73.35 * | $75.24 | 0.0% | ORD SHS | G6674U108 |
| — | TRUPANION INC | 75,000 | $3.565M | 0.2% | $47.53 | — | — | Put | 898202956 |
| — | REPLIGEN CORP | 19,800 | $3.352M | 0.2% | $169.31 | — | — | Put | 759916959 |
| EVH | EVOLENT HEALTH INC | 116,200 | $3.263M | 0.2% | $28.08 * | $28.67 | 0.0% | CL A | 30050B101 |
| — | TG THERAPEUTICS INC | 250,000 | $2.958M | 0.2% | $11.83 | — | — | Call | 88322Q908 |
| PCVX | VAXCYTE INC | 61,528 | $2.95M | 0.2% | $47.95 * | $39.24 | 0.0% | COM | 92243G108 |
| — | ROCKET PHARMACEUTICALS INC | 150,000 | $2.936M | 0.2% | $19.57 | — | — | Put | 77313F956 |
| — | SAREPTA THERAPEUTICS INC | 25,000 | $2.894M | 0.1% | $115.75 | $103.44 | — | DEBT 1.250% 9/1 | 803607AC4 |
| STE | STERIS PLC | 15,500 | $2.863M | 0.1% | $184.69 * | $170.93 | 0.0% | SHS USD | G8473T100 |
| — | ANAVEX LIFE SCIENCES CORP | 300,000 | $2.778M | 0.1% | $9.26 | — | — | Call | 032797900 |
| ISRG | INTUITIVE SURGICAL INC | 10,000 | $2.654M | 0.1% | $265.35 * | $214.77 | +13.5% | COM NEW | 46120E602 |
| — | ALIGN TECHNOLOGY INC | 12,500 | $2.636M | 0.1% | $210.90 | — | — | Call | 016255901 |
| — | NOVOCURE LTD | 35,000 | $2.567M | 0.1% | $73.35 | — | — | Call | G6674U908 |
| INCY | INCYTE CORP | 30,400 | $2.442M | 0.1% | $80.32 * | $76.52 | 0.0% | COM | 45337C102 |
| — | TWIST BIOSCIENCE CORP | 100,000 | $2.381M | 0.1% | $23.81 | — | — | Put | 90184D950 |
| — | CHINOOK THERAPEUTICS INC | 90,000 | $2.358M | 0.1% | $26.20 | $26.20 | — | COM | 16961L106 |
| — | 2SEVENTY BIO INC | 251,309 | $2.355M | 0.1% | $9.37 | $14.55 | — | COMMON STOCK | 901384107 |
| — | PROMETHEUS BIOSCIENCES INC | 21,000 | $2.31M | 0.1% | $110.00 | $59.00 | — | COM | 74349U108 |
| — | INHIBRX INC | 93,575 | $2.306M | 0.1% | $24.64 | $24.64 | — | COM | 45720L107 |
| — | ORAMED PHARMACEUTICALS INC | 185,500 | $2.232M | 0.1% | $12.03 | — | — | Call | 68403P903 |
| NUVL | NUVALENT INC | 70,523 | $2.1M | 0.1% | $29.78 * | $27.89 | 0.0% | COM | 670703107 |
| — | ICAD INC | 1,108,669 | $2.029M | 0.1% | $1.83 | $3.48 | — | COM NEW | 44934S206 |
| — | APYX MEDICAL CORPORATION | 840,000 | $1.966M | 0.1% | $2.34 | — | — | Call | 03837C906 |
| ESPR | ESPERION THERAPEUTICS INC NE | 308,313 | $1.921M | 0.1% | $6.23 * | $6.10 | +17.2% | COM | 29664W105 |
| — | INARI MED INC | 30,000 | $1.907M | 0.1% | $63.56 | — | — | Put | 45332Y959 |
| — | AVADEL PHARMACEUTICALS PLC | 260,000 | $1.862M | 0.1% | $7.16 | $5.60 | — | SPONSORED ADR | 05337M104 |
| — | THE BEAUTY HEALTH COMPANY | 200,000 | $1.82M | 0.1% | $9.10 | — | — | Put | 88331L958 |
| — | ESTABLISHMENT LABS HLDGS INC | 25,000 | $1.641M | 0.1% | $65.65 | — | — | Call | G31249908 |
| ANNX | ANNEXON INC | 302,734 | $1.565M | 0.1% | $5.17 * | $5.41 | +1.6% | COM | 03589W102 |
| SOPH | SOPHIA GENETICS SA | 754,036 | $1.553M | 0.1% | $2.06 * | $10.71 | -79.0% | ORDINARY SHARES | H82027105 |
| GHRS | GH RESEARCH PLC | 158,327 | $1.539M | 0.1% | $9.72 * | $20.43 | -47.1% | ORDINARY SHARES | G3855L106 |
| — | GERON CORP | 623,300 | $1.508M | 0.1% | $2.42 | — | — | Put | 374163953 |
| MIST | MILESTONE PHARMACEUTICALS IN | 371,788 | $1.472M | 0.1% | $3.96 * | $6.27 | -16.0% | COM | 59935V107 |
| — | HORIZON THERAPEUTICS PUB L | 12,900 | $1.468M | 0.1% | $113.80 | $79.77 | — | SHS | G46188101 |
| — | SEER INC | 250,000 | $1.45M | 0.1% | $5.80 | — | — | Put | 81578P956 |
| APYX | APYX MEDICAL CORPORATION | 607,560 | $1.422M | 0.1% | $2.34 * | $6.30 | -51.6% | COM | 03837C106 |
| — | PROMETHEUS BIOSCIENCES INC | 12,500 | $1.375M | 0.1% | $110.00 | — | — | Put | 74349U958 |
| LQDA | LIQUIDIA CORPORATION | 208,535 | $1.328M | 0.1% | $6.37 * | $5.61 | -4.2% | COM NEW | 53635D202 |
| ALKS | ALKERMES PLC | 50,000 | $1.306M | 0.1% | $26.13 * | $26.01 | -8.0% | SHS | G01767105 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 106,629 | $1.224M | 0.1% | $11.48 * | $10.32 | +20.9% | COM | 09058V103 |
| — | CONCERT PHARMACEUTICALS INC | 206,525 | $1.206M | 0.1% | $5.84 | $5.84 | — | COM | 206022105 |
| EXEL | EXELIXIS INC | 75,000 | $1.203M | 0.1% | $16.04 | $20.61 | -20.9% | COM | 30161Q104 |
| ADMA | ADMA BIOLOGICS INC | 300,000 | $1.164M | 0.1% | $3.88 * | $3.08 | 0.0% | COM | 000899104 |
| VRDN | VIRIDIAN THERAPEUTICS INC | 35,003 | $1.022M | 0.1% | $29.21 * | $16.43 | +40.2% | COM | 92790C104 |
| — | SUMMIT THERAPEUTICS INC | 200,000 | $850K | 0.0% | $4.25 | — | — | Call | 86627T908 |
| ARCT | ARCTURUS THERAPEUTICS HLDGS | 50,000 | $848K | 0.0% | $16.96 * | $17.44 | 0.0% | COM | 03969T109 |
| — | PULMONX CORP | 100,000 | $843K | 0.0% | $8.43 | — | — | Call | 745848901 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 100,000 | $818K | 0.0% | $8.18 * | $8.62 | 0.0% | COM | 69404D108 |
| VRTX | VERTEX PHARMACEUTICALS INC | 2,800 | $809K | 0.0% | $288.78 * | $248.43 | +22.7% | COM | 92532F100 |
| — | ARROWHEAD PHARMACEUTICALS IN | 19,800 | $803K | 0.0% | $40.56 | — | — | Call | 04280A900 |
| NYXH | NYXOAH S A | 149,131 | $801K | 0.0% | $5.37 * | $31.50 | -81.9% | SHS | B6S7WD106 |
| — | CUREVAC N V | 128,245 | $774K | 0.0% | $6.03 | $6.03 | — | COM | N2451R105 |
| STVN | STEVANATO GROUP S P A | 42,000 | $755K | 0.0% | $17.97 * | $16.46 | 0.0% | ORD SHS | T9224W109 |
| — | INVITAE CORP | 400,000 | $744K | 0.0% | $1.86 | — | — | Call | 46185L903 |
| — | MERRIMACK PHARMACEUTICALS IN | 64,100 | $735K | 0.0% | $11.46 | $11.46 | — | COM NEW | 590328209 |
| AVTR | AVANTOR INC | 34,700 | $732K | 0.0% | $21.09 | $20.70 | 0.0% | COM | 05352A100 |
| VERA | VERA THERAPEUTICS INC | 35,372 | $684K | 0.0% | $19.35 * | $18.11 | 0.0% | CL A | 92337R101 |
| — | 89BIO INC | 51,000 | $649K | 0.0% | $12.73 | — | — | Call | 282559903 |
| — | 89BIO INC | 50,000 | $637K | 0.0% | $12.73 | $12.73 | — | COM | 282559103 |
| — | CUREVAC N V | 100,000 | $603K | 0.0% | $6.03 | — | — | Call | N2451R905 |
| — | MIRATI THERAPEUTICS INC | 12,500 | $566K | 0.0% | $45.31 | — | — | Put | 60468T955 |
| — | QIAGEN NV | 11,000 | $549K | 0.0% | $49.87 | $41.27 | — | SHS NEW | N72482123 |
| — | GLYCOMIMETICS INC | 176,600 | $535K | 0.0% | $3.03 | — | — | Call | 38000Q902 |
| — | AEGLEA BIOTHERAPEUTICS INC | 1,048,697 | $472K | 0.0% | $0.45 | $0.45 | — | COM | 00773J103 |
| — | MERRIMACK PHARMACEUTICALS IN | 40,200 | $461K | 0.0% | $11.46 | — | — | Call | 590328909 |
| — | TRAVERE THERAPEUTICS INC | 5,000 | $458K | 0.0% | $91.50 | $106.40 | — | NOTE 2.250% 3/0 | 89422GAA5 |
| — | CEREVEL THERAPEUTICS HLDNG I | 14,000 | $442K | 0.0% | $31.54 | $28.27 | — | COM | 15678U128 |
| — | IVERIC BIO INC | 19,700 | $422K | 0.0% | $21.41 | — | — | Put | 46583P952 |
| — | NGM BIOPHARMACEUTICALS INC | 83,154 | $417K | 0.0% | $5.02 | $13.08 | — | COM | 62921N105 |
| — | VERASTEM INC | 1,004,272 | $404K | 0.0% | $0.40 | $1.16 | — | COM | 92337C104 |
| — | ROIVANT SCIENCES LTD | 199,648 | $387K | 0.0% | $1.94 | $2.05 | — | *W EXP 09/30/202 | G76279119 |
| EOLS | EVOLUS INC | 50,000 | $376K | 0.0% | $7.51 * | $7.74 | 0.0% | COM | 30052C107 |
| — | CONCERT PHARMACEUTICALS INC | 59,500 | $347K | 0.0% | $5.84 | — | — | Call | 206022905 |
| — | NGM BIOPHARMACEUTICALS INC | 60,300 | $303K | 0.0% | $5.02 | — | — | Call | 62921N905 |
| — | SUTRO BIOPHARMA INC | 31,409 | $254K | 0.0% | $8.08 | $8.08 | — | COM | 869367102 |
| — | IMMUNOGEN INC | 50,000 | $248K | 0.0% | $4.96 | $4.96 | — | COM | 45253H101 |
| — | ATHIRA PHARMA INC | 77,700 | $246K | 0.0% | $3.17 | $13.03 | — | COM | 04746L104 |
| — | ALPINE IMMUNE SCIENCES INC | 30,924 | $227K | 0.0% | $7.35 | $7.35 | — | COM | 02083G100 |
| — | GOSSAMER BIO INC | 5,000 | $162K | 0.0% | $32.35 | $2.03 | — | NOTE 5.000% 6/0 | 38341PAA0 |
| SVRA | SAVARA INC | 95,014 | $147K | 0.0% | $1.55 * | $1.71 | -19.8% | COM | 805111101 |
| — | MEDAVAIL HOLDINGS INC | 331,761 | $99,462 | 0.0% | $0.30 | $14.25 | — | COM | 58406B103 |
| — | GLYCOMIMETICS INC | 31,615 | $95,793 | 0.0% | $3.03 | $3.03 | — | COM | 38000Q102 |
| — | SOMALOGIC INC | 204,401 | $81,760 | 0.0% | $0.40 | $3.45 | — | *W EXP 08/31/202 | 83444K113 |
| RLMD | RELMADA THERAPEUTICS INC | 22,233 | $77,593 | 0.0% | $3.49 * | $8.78 | 0.0% | COM | 75955J402 |
| — | APPLIED THERAPEUTICS INC | 101,654 | $77,257 | 0.0% | $0.76 | $0.76 | — | COM | 03828A101 |
| — | RELMADA THERAPEUTICS INC | 20,000 | $69,800 | 0.0% | $3.49 | — | — | Call | 75955J902 |
| BVS | BIOVENTUS INC | 25,000 | $65,250 | 0.0% | $2.61 * | $13.95 | -68.7% | COM CL A | 09075A108 |
| — | TRICIDA INC | 300,000 | $45,870 | 0.0% | $0.15 | — | — | Call | 89610F901 |
| TALKW | TALKSPACE INC | 427,194 | $31,142 | 0.0% | $0.07 | $1.35 | — | *W EXP 06/21/202 | 87427V111 |
| — | EVAXION BIOTECH A S | 16,842 | $29,895 | 0.0% | $1.78 | $1.78 | — | ADS | 29970R105 |
| MAPSW | WM TECHNOLOGY INC | 50,000 | $5,000 | 0.0% | $0.10 | $6.36 | — | *W EXP 06/16/202 | 92971A117 |
| SBIGW | SPRINGBIG HOLDINGS INC | 10,000 | $211 | 0.0% | $0.02 | $0.10 | — | *W EXP 06/14/202 | 85021Q116 |