Location: Santa Monica, CA
CIK: 0001596468 · Show all filings
Period: Q2 2024 (← Previous) (Next →)
Filing Date: Aug 15, 2024
Total Value: $241M (99.3% shares, 0.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BlackRock Health Sciences Term Trust | 1,761,943 | $27.06M | 11.3% | $15.36 | $14.97 | — | COM SHS | 09260E105 |
| — | Nuveen Core Plus Impact Fund | 1,475,812 | $16.06M | 6.7% | $10.88 | $10.24 | — | COM BEN INT | 67080D103 |
| — | BlackRock ESG Capital Allocation Term Trust | 839,103 | $14.72M | 6.1% | $17.54 | $15.39 | — | SHS BEN INT | 09262F100 |
| — | Nuveen Pennsylvania Quality Municipal Income Fund | 1,183,331 | $14.44M | 6.0% | $12.20 | $11.43 | — | COM | 670972108 |
| XHIEX | Miller/Howard High Dividend Fund | 1,105,965 | $12.4M | 5.2% | $11.21 | $10.52 | — | COM SHS BEN IN | 600379101 |
| XJPIX | Nuveen Preferred & Income Term Fund | 501,903 | $9.762M | 4.1% | $19.45 | $18.61 | — | COM | 67075A106 |
| — | MainStay MacKay DefinedTerm Municipal Opportunities Fund | 500,407 | $8.297M | 3.4% | $16.58 | $16.43 | — | COM | 56064K100 |
| — | PGIM Short Duration High Yield Opportunities Fund | 526,474 | $8.071M | 3.4% | $15.33 | $15.11 | — | COM | 69355J104 |
| — | Tortoise Midstream Energy Fund Inc | 180,717 | $7.762M | 3.2% | $42.95 | $37.62 | — | COM | 89148B200 |
| XENWX | Eaton Vance New York Municipal Bond Fund | 730,155 | $7.199M | 3.0% | $9.86 | $9.25 | — | COM | 27827Y109 |
| — | BNY Mellon Municipal Income Inc | 791,104 | $5.688M | 2.4% | $7.19 | $6.43 | — | COM | 05589T104 |
| XXHYBXX | New America High Income Fund Inc/The | 606,917 | $4.449M | 1.8% | $7.33 | $6.95 | — | COM NEW | 641876800 |
| AVIR | Atea Pharmaceuticals Inc | 1,290,187 | $4.271M | 1.8% | $3.31 * | $3.73 | 0.0% | COM | 04683R106 |
| XTTPX | Tortoise Pipeline & Energy Fund Inc | 116,622 | $4.219M | 1.8% | $36.18 | $29.24 | — | COM | 89148H207 |
| DSGN | Design Therapeutics Inc | 1,253,248 | $4.198M | 1.7% | $3.35 * | $2.58 | +50.9% | COM | 25056L103 |
| — | Destra Multi-Alternative Fund | 514,703 | $4.154M | 1.7% | $8.07 | $6.70 | — | COMMON SHARES | 25065A502 |
| — | BlackRock Innovation and Growth Term Trust | 543,246 | $3.928M | 1.6% | $7.23 | $7.23 | — | SHS BEN INT | 09260Q108 |
| — | DTF Tax-Free Income 2028 Term Fund Inc | 353,247 | $3.872M | 1.6% | $10.96 | $10.77 | — | COM | 23334J107 |
| — | MFS Investment Grade Municipal Trust | 477,454 | $3.772M | 1.6% | $7.90 | $7.39 | — | SH BEN INT | 59318B108 |
| AMLX | Amylyx Pharmaceuticals Inc | 1,903,851 | $3.617M | 1.5% | $1.90 | $1.94 | 0.0% | COM | 03237H101 |
| — | Western Asset Investment Grade Defined Opportunity Trust Inc | 209,335 | $3.575M | 1.5% | $17.08 | $17.08 | — | COM | 95790A101 |
| — | General American Investors Co Inc | 67,058 | $3.334M | 1.4% | $49.72 | $37.56 | — | COM | 368802104 |
| — | BNY Mellon Strategic Municipal Bond Fund Inc | 559,398 | $3.323M | 1.4% | $5.94 | $5.85 | — | COM | 09662E109 |
| — | SRH Total Return Fund Inc | 219,890 | $3.199M | 1.3% | $14.55 | $13.22 | — | COM | 101507101 |
| — | Morgan Stanley India Investment Fund Inc | 114,751 | $3.07M | 1.3% | $26.75 | $22.19 | — | COM | 61745C105 |
| — | Japan Smaller Capitalization Fund Inc | 360,847 | $2.735M | 1.1% | $7.58 | $7.35 | — | COM | 47109U104 |
| — | DWS Strategic Municipal Income Trust | 276,617 | $2.727M | 1.1% | $9.86 | $9.04 | — | COM | 23342Q101 |
| — | MFS High Income Municipal Trust | 722,553 | $2.681M | 1.1% | $3.71 | $3.36 | — | SH BEN INT | 59318D104 |
| — | Western Asset Global Corporate Defined Opportunity Fund Inc | 202,723 | $2.475M | 1.0% | $12.21 | $12.21 | — | COM | 95790C107 |
| — | Virtus Convertible & Income 2024 Target Term Fund | 271,764 | $2.449M | 1.0% | $9.01 | $9.01 | — | COM | 92838R105 |
| XBFZX | BlackRock California Municipal Income Trust | 165,065 | $1.976M | 0.8% | $11.97 | $11.70 | — | SH BEN INT | 09248E102 |
| — | Clough Global Opportunities Fund | 363,149 | $1.954M | 0.8% | $5.38 | $5.24 | — | SH BEN INT | 18914E106 |
| — | Eaton Vance California Municipal Income Trust | 177,280 | $1.929M | 0.8% | $10.88 | $9.99 | — | SH BEN INT | 27826F101 |
| XEVMX | Eaton Vance California Municipal Bond Fund | 183,109 | $1.741M | 0.7% | $9.51 | $8.74 | — | COM | 27828A100 |
| — | Mexico Fund Inc/The | 108,252 | $1.732M | 0.7% | $16.00 | $16.83 | — | COM | 592835102 |
| XMHIX | Pioneer Municipal High Income Fund Trust | 184,859 | $1.69M | 0.7% | $9.14 | $8.81 | — | COM SHS | 723763108 |
| — | Invesco Pennsylvania Value Municipal Income Trust | 153,384 | $1.666M | 0.7% | $10.86 | $9.66 | — | COM | 46132K109 |
| — | AllianceBernstein National Municipal Income Fund | 149,896 | $1.665M | 0.7% | $11.11 | $11.08 | — | COM | 01864U106 |
| — | ACELYRIN Inc | 376,116 | $1.659M | 0.7% | $4.41 | $4.41 | — | COM | 00445A100 |
| — | Great Ajax Corp | 456,181 | $1.629M | 0.7% | $3.57 | $8.17 | — | COM | 38983D300 |
| XMIOX | Pioneer Municipal High Income Opportunities Fund Inc | 138,868 | $1.618M | 0.7% | $11.65 | $10.66 | — | COMMON STOCK | 723760104 |
| — | BlackRock Municipal 2030 Target Term Trust | 77,392 | $1.607M | 0.7% | $20.77 | $20.77 | — | COM SHS BEN IN | 09257P105 |
| — | Two Harbors Investment Corp | 1,613,000 | $1.567M | 0.7% | $0.97 | $0.85 | — | NOTE 6.250% 1/1 | 90187BAB7 |
| — | Clough Global Dividend and Income Fund | 223,367 | $1.273M | 0.5% | $5.70 | $5.51 | — | COM | 18913Y103 |
| — | Taiwan Fund Inc/The/MD | 27,644 | $1.215M | 0.5% | $43.94 | $26.73 | — | COM | 874036106 |
| — | PIMCO Energy & Tactical Credit Opportunities Fund | 53,223 | $1.186M | 0.5% | $22.28 | $19.31 | — | COM SHS BEN INT | 69346N107 |
| — | Nektar Therapeutics | 920,225 | $1.141M | 0.5% | $1.24 | $0.93 | — | COM | 640268108 |
| — | Voya Infrastructure Industrials and Materials Fund | 110,821 | $1.134M | 0.5% | $10.23 | $10.36 | — | COM | 92912X101 |
| — | Invesco Trust for Investment Grade New York Municipals | 96,688 | $1.087M | 0.5% | $11.24 | $10.41 | — | COM | 46131T101 |
| ADAM | New York Mortgage Trust Inc | 185,139 | $1.081M | 0.4% | $5.84 | $9.96 | — | COM | 649604840 |
| — | Western Asset Inflation-Linked Income Fund | 118,716 | $951K | 0.4% | $8.01 | $8.01 | — | COM SH BEN INT | 95766Q106 |
| XDCFX | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc | 107,409 | $951K | 0.4% | $8.85 | $8.85 | — | COM | 05588N108 |
| — | Tortoise Energy Infrastructure Corp | 25,457 | $888K | 0.4% | $34.87 | $33.19 | — | COM | 89147L886 |
| — | Thornburg Income Builder Opportunities Trust | 54,685 | $882K | 0.4% | $16.13 | $16.13 | — | COM | 885213108 |
| XPMAX | Pioneer Municipal High Income Advantage Fund Inc | 91,192 | $749K | 0.3% | $8.21 | $8.06 | — | COM | 723762100 |
| — | BlackRock Capital Allocation Term Trust | 44,339 | $728K | 0.3% | $16.41 | $16.41 | — | COM | 09260U109 |
| — | Neuberger Berman Municipal Fund Inc | 62,971 | $673K | 0.3% | $10.68 | $10.49 | — | COM | 64124P101 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 54,402 | $664K | 0.3% | $12.21 | $11.74 | — | COM | 67069Y102 |
| — | Morgan Stanley Emerging Markets Domestic Debt Fund Inc | 138,991 | $634K | 0.3% | $4.56 | $4.64 | — | COM | 617477104 |
| OMCC | Nicholas Financial | 96,324 | $633K | 0.3% | $6.57 | $6.96 | -4.6% | COM NEW | 65373A109 |
| — | Central and Eastern Europe Fund Inc | 54,358 | $579K | 0.2% | $10.66 | $9.75 | — | COM | 153436100 |
| — | DWS Municipal Income Trust | 60,033 | $569K | 0.2% | $9.47 | $8.65 | — | COM | 233368109 |
| XNDPX | Tortoise Energy Independence Fund Inc | 15,093 | $546K | 0.2% | $36.19 | $36.19 | — | COM | 89148K200 |
| — | BNY Mellon Municipal Bond Infrastructure Fund Inc | 43,847 | $464K | 0.2% | $10.58 | $10.58 | — | COM SHS | 09662W109 |
| — | John Hancock Tax-Advantaged Dividend Income Fund | 21,471 | $434K | 0.2% | $20.21 | $20.21 | — | COM | 41013V100 |
| — | BNY Mellon Strategic Municipals Inc | 57,374 | $351K | 0.1% | $6.12 | $6.12 | — | COM | 05588W108 |
| — | MFS High Yield Municipal Trust | 91,488 | $314K | 0.1% | $3.43 | $3.32 | — | SH BEN INT | 59318E102 |
| — | Calamos Long/Short Equity & Dynamic Income Trust | 15,151 | $231K | 0.1% | $15.25 | $15.04 | — | COM | 12812C106 |
| — | Highland Opportunities and Income Fund | 34,333 | $215K | 0.1% | $6.25 | $6.25 | — | HIGHLAND INCOME | 43010E404 |
| — | Spruce Biosciences Inc | 396,506 | $205K | 0.1% | $0.52 | $0.52 | — | COM | 85209E109 |
| — | Federated Hermes Premier Municipal Income Fund | 17,873 | $204K | 0.1% | $11.43 | $10.99 | — | COM | 31423P108 |
| — | Invesco Quality Municipal Income Trust | 17,854 | $177K | 0.1% | $9.92 | $9.92 | — | COM | 46133G107 |
| — | Rallybio Corp | 100,876 | $135K | 0.1% | $1.34 | $1.34 | — | COM | 75120L100 |
| — | Invesco Trust for Investment Grade Municipals | 12,534 | $129K | 0.1% | $10.27 | $10.27 | — | COM | 46131M106 |
| — | BlackRock Enhanced International Dividend Trust | 16,118 | $89,938 | 0.0% | $5.58 | $5.58 | — | COM BENE INTER | 092524107 |
| XPCKX | PIMCO California Municipal Income Fund II | 10,891 | $63,712 | 0.0% | $5.85 | $5.85 | — | COM | 72200M108 |