Location: Santa Monica, CA
CIK: 0001596468 · Show all filings
Period: Q3 2024 (← Previous) (Next →)
Filing Date: Nov 14, 2024
Total Value: $283M (99.4% shares, 0.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FBTC | Fidelity Wise Origin Bitcoin Fund | 1,115,370 | $61.94M | 21.9% | $55.53 | $55.53 | — | SHS | 315948109 |
| — | BlackRock Health Sciences Term Trust | 1,504,393 | $23.83M | 8.4% | $15.84 | $14.97 | — | COM SHS | 09260E105 |
| — | Nuveen Pennsylvania Quality Municipal Income Fund | 1,166,111 | $14.72M | 5.2% | $12.62 | $11.43 | — | COM | 670972108 |
| XHIEX | Miller/Howard High Dividend Fund | 1,119,524 | $13.65M | 4.8% | $12.19 | $10.54 | — | COM SHS BEN IN | 600379101 |
| — | BlackRock Municipal 2030 Target Term Trust | 536,911 | $11.61M | 4.1% | $21.62 | $21.50 | — | COM SHS BEN IN | 09257P105 |
| — | Tortoise Midstream Energy Fund Inc | 214,984 | $10.22M | 3.6% | $47.53 | $39.20 | — | COM | 89148B200 |
| — | MainStay MacKay DefinedTerm Municipal Opportunities Fund | 586,738 | $9.892M | 3.5% | $16.86 | $16.49 | — | COM | 56064K100 |
| — | BNY Mellon Municipal Income Inc | 1,268,247 | $8.732M | 3.1% | $6.88 | $6.60 | — | COM | 05589T104 |
| — | PGIM Short Duration High Yield Opportunities Fund | 491,022 | $8.21M | 2.9% | $16.72 | $15.11 | — | COM | 69355J104 |
| DSGN | Design Therapeutics Inc | 1,323,667 | $7.121M | 2.5% | $5.38 * | $2.69 | +74.5% | COM | 25056L103 |
| XENWX | Eaton Vance New York Municipal Bond Fund | 696,315 | $6.935M | 2.5% | $9.96 | $9.25 | — | COM | 27827Y109 |
| AMLX | Amylyx Pharmaceuticals Inc | 1,988,563 | $6.443M | 2.3% | $3.24 * | $1.95 | +15.2% | COM | 03237H101 |
| — | Western Asset Investment Grade Opportunity Trust Inc | 338,857 | $6.099M | 2.2% | $18.00 | $17.43 | — | COM | 95790A101 |
| — | BlackRock ESG Capital Allocation Term Trust | 331,140 | $5.874M | 2.1% | $17.74 | $15.39 | — | SHS BEN INT | 09262F100 |
| XTTPX | Tortoise Pipeline & Energy Fund Inc | 120,470 | $5.084M | 1.8% | $42.20 | $29.65 | — | COM | 89148H207 |
| — | Western Asset Global Corporate Opportunity Fund Inc | 378,659 | $4.873M | 1.7% | $12.87 | $12.52 | — | COM | 95790C107 |
| AVIR | Atea Pharmaceuticals Inc | 1,384,529 | $4.638M | 1.6% | $3.35 * | $3.72 | -2.6% | COM | 04683R106 |
| — | Nuveen Core Plus Impact Fund | 355,306 | $4.21M | 1.5% | $11.85 | $10.24 | — | COM BEN INT | 67080D103 |
| XXHYBXX | New America High Income Fund Inc/The | 495,961 | $4.131M | 1.5% | $8.33 | $6.95 | — | COM NEW | 641876800 |
| — | Japan Smaller Capitalization Fund Inc | 497,471 | $4.114M | 1.5% | $8.27 | $7.61 | — | COM | 47109U104 |
| — | MFS Investment Grade Municipal Trust | 477,454 | $3.925M | 1.4% | $8.22 | $7.39 | — | SH BEN INT | 59318B108 |
| — | DTF Tax-Free Income 2028 Term Fund Inc | 327,374 | $3.69M | 1.3% | $11.27 | $10.77 | — | COM | 23334J107 |
| ZNTL | Zentalis Pharmaceuticals Inc | 960,928 | $3.536M | 1.2% | $3.68 | $3.63 | 0.0% | COM | 98943L107 |
| — | SRH Total Return Fund Inc | 220,762 | $3.488M | 1.2% | $15.80 | $13.22 | — | COM | 101507101 |
| — | DWS Strategic Municipal Income Trust | 311,210 | $3.171M | 1.1% | $10.19 | $9.16 | — | COM | 23342Q101 |
| — | MFS High Income Municipal Trust | 720,853 | $2.887M | 1.0% | $4.00 | $3.36 | — | SH BEN INT | 59318D104 |
| — | Destra Multi-Alternative Fund | 307,315 | $2.664M | 0.9% | $8.67 | $6.70 | — | COMMON SHARES | 25065A502 |
| — | Morgan Stanley India Investment Fund Inc | 86,320 | $2.597M | 0.9% | $30.08 | $22.19 | — | COM | 61745C105 |
| — | Mexico Fund Inc/The | 141,348 | $2.133M | 0.8% | $15.09 | $16.42 | — | COM | 592835102 |
| — | BlackRock Innovation and Growth Term Trust | 274,442 | $2.072M | 0.7% | $7.55 | $7.23 | — | SHS BEN INT | 09260Q108 |
| — | Central and Eastern Europe Fund Inc | 178,207 | $1.91M | 0.7% | $10.72 | $10.42 | — | COM | 153436100 |
| — | Virtus Total Return Fund Inc | 307,790 | $1.908M | 0.7% | $6.20 | $6.20 | — | COM | 92835W107 |
| — | AllianceBernstein National Municipal Income Fund | 149,896 | $1.769M | 0.6% | $11.80 | $11.08 | — | COM | 01864U106 |
| XNDPX | Tortoise Energy Independence Fund Inc | 42,888 | $1.615M | 0.6% | $37.65 | $37.14 | — | COM | 89148K200 |
| — | Two Harbors Investment Corp | 1,613,000 | $1.589M | 0.6% | $0.99 | $0.85 | — | NOTE 6.250% 1/1 | 90187BAB7 |
| — | Western Asset Inflation-Linked Income Fund | 159,057 | $1.36M | 0.5% | $8.55 | $8.15 | — | COM SH BEN INT | 95766Q106 |
| XMIOX | Pioneer Municipal High Income Opportunities Fund Inc | 102,597 | $1.272M | 0.4% | $12.40 | $10.66 | — | COMMON STOCK | 723760104 |
| — | Nektar Therapeutics | 920,225 | $1.196M | 0.4% | $1.30 | $0.93 | — | COM | 640268108 |
| — | Great Ajax Corp | 354,065 | $1.179M | 0.4% | $3.33 | $8.17 | — | COM | 38983D300 |
| ADAM | New York Mortgage Trust Inc | 185,139 | $1.172M | 0.4% | $6.33 | $9.96 | — | COM | 649604840 |
| XDCFX | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc | 123,756 | $1.136M | 0.4% | $9.18 | $8.89 | — | COM | 05588N108 |
| XMHIX | Pioneer Municipal High Income Fund Trust | 113,531 | $1.09M | 0.4% | $9.60 | $8.81 | — | COM SHS | 723763108 |
| — | Tortoise Power and Energy Infrastructure Fund Inc | 59,182 | $1.072M | 0.4% | $18.11 | $18.11 | — | COM | 89147X104 |
| — | Eaton Vance California Municipal Income Trust | 94,866 | $1.031M | 0.4% | $10.87 | $9.99 | — | SH BEN INT | 27826F101 |
| — | Rallybio Corp | 875,434 | $1.024M | 0.4% | $1.17 | $1.19 | — | COM | 75120L100 |
| MFIC | MidCap Financial Investment Corp | 71,953 | $963K | 0.3% | $13.39 * | $11.85 | 0.0% | COM NEW | 03761U502 |
| — | Clough Global Opportunities Fund | 162,941 | $888K | 0.3% | $5.45 | $5.24 | — | SH BEN INT | 18914E106 |
| XPMAX | Pioneer Municipal High Income Advantage Fund Inc | 84,717 | $749K | 0.3% | $8.84 | $8.06 | — | COM | 723762100 |
| — | First Trust Specialty Finance and Financial Opportunities Fund | 179,486 | $731K | 0.3% | $4.07 | $4.07 | — | COM BEN INTR | 33733G109 |
| XEVMX | Eaton Vance California Municipal Bond Fund | 65,168 | $629K | 0.2% | $9.65 | $8.74 | — | COM | 27828A100 |
| — | Western Asset Inflation-Linked Opportunities & Income Fund | 63,133 | $558K | 0.2% | $8.84 | $8.84 | — | COM | 95766R104 |
| XBFZX | BlackRock California Municipal Income Trust | 44,416 | $537K | 0.2% | $12.09 | $11.70 | — | SH BEN INT | 09248E102 |
| — | MFS High Yield Municipal Trust | 141,260 | $518K | 0.2% | $3.67 | $3.44 | — | SH BEN INT | 59318E102 |
| VOO | Vanguard S&P 500 ETF | 970 | $512K | 0.2% | $527.67 | $527.67 | — | S&P 500 ETF SHS | 922908363 |
| — | BNY Mellon Municipal Bond Infrastructure Fund Inc | 43,847 | $489K | 0.2% | $11.16 | $10.58 | — | COM SHS | 09662W109 |
| — | HilleVax Inc | 267,068 | $470K | 0.2% | $1.76 | $1.76 | — | COM | 43157M102 |
| — | Clough Global Dividend and Income Fund | 78,077 | $460K | 0.2% | $5.89 | $5.51 | — | COM | 18913Y103 |
| OMCC | Old Market Capital Corp | 62,997 | $400K | 0.1% | $6.35 * | $6.96 | -11.3% | COM | 65373A109 |
| — | BNY Mellon Strategic Municipals Inc | 57,374 | $374K | 0.1% | $6.51 | $6.12 | — | COM | 05588W108 |
| — | Taiwan Fund Inc/The/MD | 7,585 | $333K | 0.1% | $43.93 | $26.73 | — | COM | 874036106 |
| QNCX | Quince Therapeutics Inc | 382,882 | $297K | 0.1% | $0.78 * | $0.72 | 0.0% | COM | 22053A107 |
| SPY | SPDR S&P 500 ETF Trust | 500 | $287K | 0.1% | $573.76 | $573.76 | — | TR UNIT | 78462F103 |
| XBNYX | BlackRock New York Municipal Income Trust | 22,353 | $246K | 0.1% | $11.00 | $11.00 | — | SH BEN INT | 09248L106 |
| — | Federated Hermes Premier Municipal Income Fund | 15,170 | $188K | 0.1% | $12.42 | $10.99 | — | COM | 31423P108 |
| — | Spruce Biosciences Inc | 396,506 | $188K | 0.1% | $0.47 | $0.52 | — | COM | 85209E109 |
| — | Morgan Stanley Emerging Markets Domestic Debt Fund Inc | 36,094 | $182K | 0.1% | $5.04 | $4.64 | — | COM | 617477104 |
| — | ACELYRIN Inc | 24,519 | $121K | 0.0% | $4.93 | $4.41 | — | COM | 00445A100 |
| — | Allakos Inc | 91,301 | $59,638 | 0.0% | $0.65 | $0.65 | — | COM | 01671P100 |