Rosalind Advisors, Inc. Hedge Fund

CIK: 0001622627 · Show all filings

Period: Q4 2023 (Next →)

Filing Date: Feb 14, 2024

Total Value ($000): $121,420 (100.0% shares, 0.0% debt)

Holdings (30)

— LYRA THERAPEUTICS INC 8.2%

Value ($000) $9,897 Shares 1,888,720 Est. Cost $5.24 Unrealized —

MYO MYOMO INC-NEW 7.9%

Value ($000) $9,619 Shares 1,919,910 Est. Cost $2.66 Unrealized 0.0%

— ASTRIA THERAPEUTICS INC 7.1%

Value ($000) $8,668 Shares 1,128,708 Est. Cost $7.68 Unrealized —

XERS XERIS BIOPHARMA HLDGS INC 6.9%

Value ($000) $8,328 Shares 3,543,685 Est. Cost $1.85 Unrealized 0.0%

VRDN VIRIDIAN THERAPEUTICS INC 6.5%

Value ($000) $7,848 Shares 360,332 Est. Cost $15.79 Unrealized 0.0%

CMPS COMPASS PATHWAYS PLC ADR 5.8%

Value ($000) $6,987 Shares 798,500 Est. Cost $8.75 Unrealized —

— OPTINOSE INC 5.2%

Value ($000) $6,302 Shares 4,885,580 Est. Cost $1.29 Unrealized —

MDWD MEDIWOUND LTD-NEW 5.1%

Value ($000) $6,171 Shares 606,751 Est. Cost $8.98 Unrealized 0.0%

MDGL MADRIGAL PHARMACEUTICALS 4.8%

Value ($000) $5,785 Shares 25,000 Est. Cost $174.99 Unrealized 0.0%

— CELLECTAR BIOSCIENCES-NEW 4.6%

Value ($000) $5,556 Shares 2,005,658 Est. Cost $2.77 Unrealized —

SRPT SAREPTA THEREAPEUTICS INC 4.6%

Value ($000) $5,535 Shares 57,400 Est. Cost $95.93 Unrealized 0.0%

— VERONA PHARMA PLC SPN/ADR 4.1%

Value ($000) $4,970 Shares 250,000 Est. Cost $19.88 Unrealized —

— SPRUCE BIOSCIENCES INC 3.8%

Value ($000) $4,648 Shares 1,586,392 Est. Cost $2.93 Unrealized —

PROF PROFOUND MEDICAL CORP-NEW 3.7%

Value ($000) $4,528 Shares 533,333 Est. Cost $9.50 Unrealized 0.0%

DCTH DELCATH SYSTEMS, INC. 3.6%

Value ($000) $4,322 Shares 1,038,828 Est. Cost $3.27 Unrealized 0.0%

KALV KALVISTA PHARMACEUTICALS 3.0%

Value ($000) $3,675 Shares 300,000 Est. Cost $9.10 Unrealized 0.0%

— VERU INC 2.4%

Value ($000) $2,880 Shares 4,000,000 Est. Cost $0.72 Unrealized —

NSPR INSPIREMD INC-NEW 2.1%

Value ($000) $2,600 Shares 925,194 Est. Cost $2.88 Unrealized 0.0%

TRVI TREVI THERAPEUTICS INC 2.1%

Value ($000) $2,496 Shares 1,862,425 Est. Cost $1.51 Unrealized 0.0%

ASND ASCENDIS PHARMA A/S ADR 1.7%

Value ($000) $2,116 Shares 16,800 Est. Cost $125.95 Unrealized —

FBIO FORTRESS BIOTECH INC-NEW 1.5%

Value ($000) $1,829 Shares 607,797 Est. Cost $2.64 Unrealized 0.0%

— ENVVENO MEDICAL CORP 1.3%

Value ($000) $1,604 Shares 312,091 Est. Cost $5.14 Unrealized —

RVPH REVIVA PHARMACEUTICALS 0.8%

Value ($000) $1,011 Shares 196,300 Est. Cost $4.49 Unrealized 0.0%

— SAREPTA THERAPEUTICS INC 0.7%

Value ($000) $832 Shares 57,400 Est. Cost — Unrealized —

— MERRIMACK PHARMACEUT-NEW 0.7%

Value ($000) $805 Shares 60,000 Est. Cost $13.41 Unrealized —

— INVESCO QQQ TR 0.5%

Value ($000) $602 Shares 900,000 Est. Cost — Unrealized —

TLPH ACELRX PHARMACEUTICAL-NEW 0.5%

Value ($000) $558 Shares 758,966 Est. Cost $0.64 Unrealized 0.0%

XBI SPDR SER TR 0.4%

Value ($000) $465 Shares 500,000 Est. Cost — Unrealized —

GERN GERON CORP 0.3%

Value ($000) $422 Shares 200,000 Est. Cost $1.94 Unrealized 0.0%

— TONIX PHARMA HLDG CRP-NEW 0.3%

Value ($000) $363 Shares 900,900 Est. Cost $0.40 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	LYRA THERAPEUTICS INC	1,888,720	$9,897	8.2%	$5.24	—	COM	55234L105
MYO	MYOMO INC-NEW	1,919,910	$9,619	7.9%	$2.66	0.0%	COM NEW	62857J201
—	ASTRIA THERAPEUTICS INC	1,128,708	$8,668	7.1%	$7.68	—	COM	04635X102
XERS	XERIS BIOPHARMA HLDGS INC	3,543,685	$8,328	6.9%	$1.85	0.0%	COM	98422E103
VRDN	VIRIDIAN THERAPEUTICS INC	360,332	$7,848	6.5%	$15.79	0.0%	COM	92790C104
CMPS	COMPASS PATHWAYS PLC ADR	798,500	$6,987	5.8%	$8.75	—	SPONSORED ADS	20451W101
—	OPTINOSE INC	4,885,580	$6,302	5.2%	$1.29	—	COM	68404V100
MDWD	MEDIWOUND LTD-NEW	606,751	$6,171	5.1%	$8.98	0.0%	SHS NEW	M68830112
MDGL	MADRIGAL PHARMACEUTICALS	25,000	$5,785	4.8%	$174.99	0.0%	COM	558868105
—	CELLECTAR BIOSCIENCES-NEW	2,005,658	$5,556	4.6%	$2.77	—	COM NEW	15117F807
SRPT	SAREPTA THEREAPEUTICS INC	57,400	$5,535	4.6%	$95.93	0.0%	COM	803607100
—	VERONA PHARMA PLC SPN/ADR	250,000	$4,970	4.1%	$19.88	—	SPONSORED ADS	925050106
—	SPRUCE BIOSCIENCES INC	1,586,392	$4,648	3.8%	$2.93	—	COM	85209E109
PROF	PROFOUND MEDICAL CORP-NEW	533,333	$4,528	3.7%	$9.50	0.0%	COM NEW	74319B502
DCTH	DELCATH SYSTEMS, INC.	1,038,828	$4,322	3.6%	$3.27	0.0%	COM NEW	24661P807
KALV	KALVISTA PHARMACEUTICALS	300,000	$3,675	3.0%	$9.10	0.0%	COM	483497103
—	VERU INC	4,000,000	$2,880	2.4%	$0.72	—	COM	92536C103
NSPR	INSPIREMD INC-NEW	925,194	$2,600	2.1%	$2.88	0.0%	COM	45779A846
TRVI	TREVI THERAPEUTICS INC	1,862,425	$2,496	2.1%	$1.51	0.0%	COM	89532M101
ASND	ASCENDIS PHARMA A/S ADR	16,800	$2,116	1.7%	$125.95	—	SPONSORED ADR	04351P101
FBIO	FORTRESS BIOTECH INC-NEW	607,797	$1,829	1.5%	$2.64	0.0%	COM NEW	34960Q307
—	ENVVENO MEDICAL CORP	312,091	$1,604	1.3%	$5.14	—	COM	29415J106
RVPH	REVIVA PHARMACEUTICALS	196,300	$1,011	0.8%	$4.49	0.0%	COM	76152G100
—	SAREPTA THERAPEUTICS INC	57,400	$832	0.7%	—	—	Put	803607950
—	MERRIMACK PHARMACEUT-NEW	60,000	$805	0.7%	$13.41	—	COM NEW	590328209
—	INVESCO QQQ TR	900,000	$602	0.5%	—	—	Put	46090E953
TLPH	ACELRX PHARMACEUTICAL-NEW	758,966	$558	0.5%	$0.64	0.0%	COM NEW	00444T209
XBI	SPDR SER TR	500,000	$465	0.4%	—	—	Put	78464A870
GERN	GERON CORP	200,000	$422	0.3%	$1.94	0.0%	COM	374163103
—	TONIX PHARMA HLDG CRP-NEW	900,900	$363	0.3%	$0.40	—	COM NEW	890260854