Alta Fundamental Advisers LLC Diversified Active

CIK: 0001641604 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 12, 2021

Total Value ($000): $142,175 (100.0% shares, 0.0% debt)

Holdings (22)

— AVAYA HLDGS CORP 17.7%

Value ($000) $25,096 Shares 1,310,506 Est. Cost $20.33 Unrealized —

TDAY GANNETT CO INC 15.8%

Value ($000) $22,512 Shares 6,700,000 Est. Cost $3.55 Unrealized -41.8%

CWEN/A CLEARWAY ENERGY INC 9.3%

Value ($000) $13,279 Shares 449,359 Est. Cost $12.72 Unrealized +65.2%

— RED LION HOTELS CORP 8.7%

Value ($000) $12,320 Shares 3,560,700 Est. Cost $2.66 Unrealized —

— ODP CORP/THE 8.6%

Value ($000) $12,188 Shares 415,957 Est. Cost $20.94 Unrealized —

— CONTURA ENERGY INC 7.7%

Value ($000) $10,977 Shares 965,452 Est. Cost $43.09 Unrealized —

ARQ ADVANCED EMISSIONS SOLUTS IN 7.7%

Value ($000) $10,900 Shares 1,981,889 Est. Cost $8.12 Unrealized -37.3%

— ROMEO POWER INC 6.3%

Value ($000) $8,996 Shares 400,000 Est. Cost $22.49 Unrealized —

— HEALTHCARE SERVICES ACQUISIT 3.6%

Value ($000) $5,110 Shares 500,000 Est. Cost $10.22 Unrealized —

— FIVE STAR SENIOR LIVING INC 3.1%

Value ($000) $4,350 Shares 630,413 Est. Cost $5.17 Unrealized —

— EAST RESOURCES ACQUISITION-A 2.5%

Value ($000) $3,553 Shares 350,000 Est. Cost $10.15 Unrealized —

— LF CAP ACQUISITION CORP-CLA 2.5%

Value ($000) $3,520 Shares 331,440 Est. Cost $10.54 Unrealized —

— SEAPORT GLOBAL ACQUI-CLASS A 2.5%

Value ($000) $3,507 Shares 350,000 Est. Cost $10.02 Unrealized —

— SPARTACUS ACQUISITION CORP-A 1.8%

Value ($000) $2,579 Shares 256,358 Est. Cost $10.06 Unrealized —

— ROMEO POWER INC 0.9%

Value ($000) $1,303 Shares 4,500 Est. Cost — Unrealized —

— ICONIX BRAND GROUP INC 0.5%

Value ($000) $757 Shares 600,441 Est. Cost $1.26 Unrealized —

— LF CAPITAL ACQUISITION-CW23 0.2%

Value ($000) $318 Shares 163,930 Est. Cost $1.94 Unrealized —

— SEAPORT GLOBAL ACQ A -CW25 0.2%

Value ($000) $267 Shares 262,500 Est. Cost $1.02 Unrealized —

— EAST RESOURCES ACQUIS -CW27 0.1%

Value ($000) $200 Shares 175,000 Est. Cost $1.14 Unrealized —

— SPARTACUS ACQUISITION -CW27 0.1%

Value ($000) $168 Shares 150,000 Est. Cost $1.12 Unrealized —

— TRITERRAS INC 0.1%

Value ($000) $165 Shares 1,000 Est. Cost — Unrealized —

— WARRIOR MET COAL INC 0.1%

Value ($000) $110 Shares 2,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AVAYA HLDGS CORP	1,310,506	$25,096	17.7%	$20.33	—	COM	05351X101
TDAY	GANNETT CO INC	6,700,000	$22,512	15.8%	$3.55	-41.8%	COM	36472T109
CWEN/A	CLEARWAY ENERGY INC	449,359	$13,279	9.3%	$12.72	+65.2%	COM CL A	18539C105
—	RED LION HOTELS CORP	3,560,700	$12,320	8.7%	$2.66	—	COM	756764106
—	ODP CORP/THE	415,957	$12,188	8.6%	$20.94	—	COM	88337F105
—	CONTURA ENERGY INC	965,452	$10,977	7.7%	$43.09	—	COM	21241B100
ARQ	ADVANCED EMISSIONS SOLUTS IN	1,981,889	$10,900	7.7%	$8.12	-37.3%	COM	00770C101
—	ROMEO POWER INC	400,000	$8,996	6.3%	$22.49	—	COM	776153108
—	HEALTHCARE SERVICES ACQUISIT	500,000	$5,110	3.6%	$10.22	—	UNIT 11/18/2023	42227K203
—	FIVE STAR SENIOR LIVING INC	630,413	$4,350	3.1%	$5.17	—	COM NEW	33832D205
—	EAST RESOURCES ACQUISITION-A	350,000	$3,553	2.5%	$10.15	—	COM CL A	274681105
—	LF CAP ACQUISITION CORP-CLA	331,440	$3,520	2.5%	$10.54	—	CL A	50200K108
—	SEAPORT GLOBAL ACQUI-CLASS A	350,000	$3,507	2.5%	$10.02	—	COM CL A	812227106
—	SPARTACUS ACQUISITION CORP-A	256,358	$2,579	1.8%	$10.06	—	CL A	84677L109
—	ROMEO POWER INC	4,500	$1,303	0.9%	—	—	Put	776153958
—	ICONIX BRAND GROUP INC	600,441	$757	0.5%	$1.26	—	COM NEW	451055305
—	LF CAPITAL ACQUISITION-CW23	163,930	$318	0.2%	$1.94	—	*W EXP 06/22/202	50200K116
—	SEAPORT GLOBAL ACQ A -CW25	262,500	$267	0.2%	$1.02	—	*W EXP 12/15/202	812227114
—	EAST RESOURCES ACQUIS -CW27	175,000	$200	0.1%	$1.14	—	*W EXP 07/01/202	274681113
—	SPARTACUS ACQUISITION -CW27	150,000	$168	0.1%	$1.12	—	*W EXP 10/31/202	84677L117
—	TRITERRAS INC	1,000	$165	0.1%	—	—	Call	G9103H902
—	WARRIOR MET COAL INC	2,000	$110	0.1%	—	—	Call	93627C901