Alta Fundamental Advisers LLC Diversified Active

Location: New York, NY

CIK: 0001641604 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 12, 2021

Total Value: $142M (100.0% shares, 0.0% debt)

Holdings (22)

— AVAYA HLDGS CORP 17.7%

Value $25.1M Shares 1,310,506 Est. Cost $20.33 Unrealized —

TDAY GANNETT CO INC 15.8%

Value $22.51M Shares 6,700,000 Est. Cost $3.55 Unrealized -41.8%

CWEN/A CLEARWAY ENERGY INC 9.3%

Value $13.28M Shares 449,359 Est. Cost $12.72 Unrealized +65.2%

— RED LION HOTELS CORP 8.7%

Value $12.32M Shares 3,560,700 Est. Cost $2.66 Unrealized —

— ODP CORP/THE 8.6%

Value $12.19M Shares 415,957 Est. Cost $20.94 Unrealized —

— CONTURA ENERGY INC 7.7%

Value $10.98M Shares 965,452 Est. Cost $43.09 Unrealized —

ARQ ADVANCED EMISSIONS SOLUTS IN 7.7%

Value $10.9M Shares 1,981,889 Est. Cost $8.12 Unrealized -37.3%

— ROMEO POWER INC 6.3%

Value $8.996M Shares 400,000 Est. Cost $22.49 Unrealized —

— HEALTHCARE SERVICES ACQUISIT 3.6%

Value $5.11M Shares 500,000 Est. Cost $10.22 Unrealized —

— FIVE STAR SENIOR LIVING INC 3.1%

Value $4.35M Shares 630,413 Est. Cost $5.17 Unrealized —

— EAST RESOURCES ACQUISITION-A 2.5%

Value $3.553M Shares 350,000 Est. Cost $10.15 Unrealized —

— LF CAP ACQUISITION CORP-CLA 2.5%

Value $3.52M Shares 331,440 Est. Cost $10.54 Unrealized —

— SEAPORT GLOBAL ACQUI-CLASS A 2.5%

Value $3.507M Shares 350,000 Est. Cost $10.02 Unrealized —

— SPARTACUS ACQUISITION CORP-A 1.8%

Value $2.579M Shares 256,358 Est. Cost $10.06 Unrealized —

— ROMEO POWER INC 0.9%

Value $1.303M Shares 4,500 Est. Cost — Unrealized —

— ICONIX BRAND GROUP INC 0.5%

Value $757K Shares 600,441 Est. Cost $1.26 Unrealized —

— LF CAPITAL ACQUISITION-CW23 0.2%

Value $318K Shares 163,930 Est. Cost $1.94 Unrealized —

— SEAPORT GLOBAL ACQ A -CW25 0.2%

Value $267K Shares 262,500 Est. Cost $1.02 Unrealized —

— EAST RESOURCES ACQUIS -CW27 0.1%

Value $200K Shares 175,000 Est. Cost $1.14 Unrealized —

— SPARTACUS ACQUISITION -CW27 0.1%

Value $168K Shares 150,000 Est. Cost $1.12 Unrealized —

— TRITERRAS INC 0.1%

Value $165K Shares 1,000 Est. Cost — Unrealized —

— WARRIOR MET COAL INC 0.1%

Value $110K Shares 2,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	AVAYA HLDGS CORP	1,310,506	$25.1M	17.7%	$20.33	—	COM	05351X101
TDAY	GANNETT CO INC	6,700,000	$22.51M	15.8%	$3.55	-41.8%	COM	36472T109
CWEN/A	CLEARWAY ENERGY INC	449,359	$13.28M	9.3%	$12.72	+65.2%	COM CL A	18539C105
—	RED LION HOTELS CORP	3,560,700	$12.32M	8.7%	$2.66	—	COM	756764106
—	ODP CORP/THE	415,957	$12.19M	8.6%	$20.94	—	COM	88337F105
—	CONTURA ENERGY INC	965,452	$10.98M	7.7%	$43.09	—	COM	21241B100
ARQ	ADVANCED EMISSIONS SOLUTS IN	1,981,889	$10.9M	7.7%	$8.12	-37.3%	COM	00770C101
—	ROMEO POWER INC	400,000	$8.996M	6.3%	$22.49	—	COM	776153108
—	HEALTHCARE SERVICES ACQUISIT	500,000	$5.11M	3.6%	$10.22	—	UNIT 11/18/2023	42227K203
—	FIVE STAR SENIOR LIVING INC	630,413	$4.35M	3.1%	$5.17	—	COM NEW	33832D205
—	EAST RESOURCES ACQUISITION-A	350,000	$3.553M	2.5%	$10.15	—	COM CL A	274681105
—	LF CAP ACQUISITION CORP-CLA	331,440	$3.52M	2.5%	$10.54	—	CL A	50200K108
—	SEAPORT GLOBAL ACQUI-CLASS A	350,000	$3.507M	2.5%	$10.02	—	COM CL A	812227106
—	SPARTACUS ACQUISITION CORP-A	256,358	$2.579M	1.8%	$10.06	—	CL A	84677L109
—	ROMEO POWER INC	4,500	$1.303M	0.9%	—	—	Put	776153958
—	ICONIX BRAND GROUP INC	600,441	$757K	0.5%	$1.26	—	COM NEW	451055305
—	LF CAPITAL ACQUISITION-CW23	163,930	$318K	0.2%	$1.94	—	*W EXP 06/22/202	50200K116
—	SEAPORT GLOBAL ACQ A -CW25	262,500	$267K	0.2%	$1.02	—	*W EXP 12/15/202	812227114
—	EAST RESOURCES ACQUIS -CW27	175,000	$200K	0.1%	$1.14	—	*W EXP 07/01/202	274681113
—	SPARTACUS ACQUISITION -CW27	150,000	$168K	0.1%	$1.12	—	*W EXP 10/31/202	84677L117
—	TRITERRAS INC	1,000	$165K	0.1%	—	—	Call	G9103H902
—	WARRIOR MET COAL INC	2,000	$110K	0.1%	—	—	Call	93627C901