Alta Fundamental Advisers LLC Diversified Active

CIK: 0001641604 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 13, 2021

Total Value ($000): $168,312 (100.0% shares, 0.0% debt)

Holdings (20)

TDAY Gannett Co Inc NEW 21.2%

Value ($000) $35,750 Shares 6,645,000 Est. Cost $3.55 Unrealized +38.0%

— Avaya Common Stock 20.0%

Value ($000) $33,734 Shares 1,203,506 Est. Cost $20.33 Unrealized —

EXE CHESAPEAKE ENERGY CORP 17.1%

Value ($000) $28,809 Shares 663,944 Est. Cost $35.05 Unrealized 0.0%

— ODP CORP/THE 10.5%

Value ($000) $17,674 Shares 408,269 Est. Cost $20.94 Unrealized —

AMR ALPHA METALLURGICAL RESOURCE 7.9%

Value ($000) $13,327 Shares 1,055,166 Est. Cost $13.54 Unrealized 0.0%

ARQ Advanced Emissions Solutions, Inc. 6.5%

Value ($000) $10,900 Shares 1,981,889 Est. Cost $8.12 Unrealized -31.0%

CWEN/A Clearway Energy Inc - Class A 5.2%

Value ($000) $8,766 Shares 330,660 Est. Cost $12.72 Unrealized +72.8%

— FIVE STAR SENIOR LIVING INC 2.3%

Value ($000) $3,926 Shares 641,478 Est. Cost $5.19 Unrealized —

— HEALTHCARE SERVICES -CW27 2.1%

Value ($000) $3,520 Shares 331,440 Est. Cost $10.62 Unrealized —

— EAST RESOURCES ACQUISITION-A 2.0%

Value ($000) $3,423 Shares 350,000 Est. Cost $10.15 Unrealized —

— LANDSEA HOMES CORP 1.3%

Value ($000) $2,159 Shares 225,867 Est. Cost $9.56 Unrealized —

— ROMEO POWER INC 0.9%

Value ($000) $1,597 Shares 191,667 Est. Cost $22.49 Unrealized —

— AFRICAN GOLD ACQUISITION COR 0.9%

Value ($000) $1,482 Shares 150,000 Est. Cost $9.88 Unrealized —

— ATLAS CREST INVESTMENT CORP 0.6%

Value ($000) $1,001 Shares 100,000 Est. Cost $10.01 Unrealized —

RILY B. RILEY FINANCIAL INC 0.5%

Value ($000) $846 Shares 15,000 Est. Cost $53.91 Unrealized 0.0%

— B RILEY PRINCIPAL 150 MERGER 0.4%

Value ($000) $698 Shares 69,800 Est. Cost $10.00 Unrealized —

— ICONIX BRAND GROUP INC 0.2%

Value ($000) $318 Shares 163,930 Est. Cost $1.26 Unrealized —

— SEAPORT GLOBAL ACQ A -CW25 0.1%

Value ($000) $144 Shares 262,500 Est. Cost $1.02 Unrealized —

— EAST RESOURCES ACQUIS -CW27 0.1%

Value ($000) $142 Shares 175,000 Est. Cost $1.14 Unrealized —

— SPARTACUS ACQUISITION -CW27 0.1%

Value ($000) $96 Shares 150,000 Est. Cost $1.12 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TDAY	Gannett Co Inc NEW	6,645,000	$35,750	21.2%	$3.55	+38.0%	COM	36472T109
—	Avaya Common Stock	1,203,506	$33,734	20.0%	$20.33	—	COM	05351X101
EXE	CHESAPEAKE ENERGY CORP	663,944	$28,809	17.1%	$35.05	0.0%	COM	165167735
—	ODP CORP/THE	408,269	$17,674	10.5%	$20.94	—	COM	88337F105
AMR	ALPHA METALLURGICAL RESOURCE	1,055,166	$13,327	7.9%	$13.54	0.0%	COM	020764106
ARQ	Advanced Emissions Solutions, Inc.	1,981,889	$10,900	6.5%	$8.12	-31.0%	COM	00770C101
CWEN/A	Clearway Energy Inc - Class A	330,660	$8,766	5.2%	$12.72	+72.8%	CL A	18539C105
—	FIVE STAR SENIOR LIVING INC	641,478	$3,926	2.3%	$5.19	—	COM NEW	33832D205
—	HEALTHCARE SERVICES -CW27	331,440	$3,520	2.1%	$10.62	—	*W EXP 99/99/999	42227K112
—	EAST RESOURCES ACQUISITION-A	350,000	$3,423	2.0%	$10.15	—	COM CL A	274681105
—	LANDSEA HOMES CORP	225,867	$2,159	1.3%	$9.56	—	COM	51509P103
—	ROMEO POWER INC	191,667	$1,597	0.9%	$22.49	—	COM	776153108
—	AFRICAN GOLD ACQUISITION COR	150,000	$1,482	0.9%	$9.88	—	UNIT 99/99/9999	G0112R116
—	ATLAS CREST INVESTMENT CORP	100,000	$1,001	0.6%	$10.01	—	UNIT 99/99/9999	049287204
RILY	B. RILEY FINANCIAL INC	15,000	$846	0.5%	$53.91	0.0%	COM	05580M108
—	B RILEY PRINCIPAL 150 MERGER	69,800	$698	0.4%	$10.00	—	UNIT 99/99/9999	05601V202
—	ICONIX BRAND GROUP INC	163,930	$318	0.2%	$1.26	—	COM NEW	451055305
—	SEAPORT GLOBAL ACQ A -CW25	262,500	$144	0.1%	$1.02	—	*W EXP 12/15/202	812227114
—	EAST RESOURCES ACQUIS -CW27	175,000	$142	0.1%	$1.14	—	*W EXP 07/01/202	274681113
—	SPARTACUS ACQUISITION -CW27	150,000	$96	0.1%	$1.12	—	*W EXP 10/31/202	84677L117