Alta Fundamental Advisers LLC Diversified Active

CIK: 0001641604 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Feb 14, 2024

Total Value ($000): $221,311 (100.0% shares, 0.0% debt)

Holdings (18)

AMR ALPHA METALLURGICAL RESOURCE 30.0%

Value ($000) $66,477 Shares 196,145 Est. Cost $15.12 Unrealized +1639.8%

LUCK BOWLERO CORP 21.3%

Value ($000) $47,207 Shares 3,333,827 Est. Cost $9.52 Unrealized +9.7%

TDAY Gannett Co Inc NEW 13.7%

Value ($000) $30,237 Shares 13,146,482 Est. Cost $2.84 Unrealized -21.6%

EXE CHESAPEAKE ENERGY CORP 7.4%

Value ($000) $16,461 Shares 213,940 Est. Cost $37.70 Unrealized +104.4%

— VLY OPTIONS 4.5%

Value ($000) $10,002 Shares 1,500,500 Est. Cost — Unrealized —

— MPW OPTIONS 3.7%

Value ($000) $8,150 Shares 950,000 Est. Cost — Unrealized —

— SBGI OPTIONS 3.2%

Value ($000) $7,000 Shares 560,000 Est. Cost — Unrealized —

ARQ Advanced Emissions Solutions, Inc. 2.7%

Value ($000) $6,054 Shares 2,031,614 Est. Cost $8.04 Unrealized -72.3%

— PSEC OPTIONS 2.6%

Value ($000) $5,785 Shares 1,005,800 Est. Cost — Unrealized —

ACHR ARCHER AVIATION INC-A 2.0%

Value ($000) $4,433 Shares 722,019 Est. Cost $5.74 Unrealized -1.0%

ANIK ANIKA THERAPEUTICS INC 2.0%

Value ($000) $4,363 Shares 192,544 Est. Cost $20.69 Unrealized 0.0%

— MURAL ONCOLOGY PLC 1.6%

Value ($000) $3,552 Shares 600,000 Est. Cost $5.92 Unrealized —

MIST MILESTONE PHARMACEUTICALS IN 1.3%

Value ($000) $2,791 Shares 1,671,289 Est. Cost $3.83 Unrealized -29.1%

— ENVIVA INC 0.9%

Value ($000) $2,010 Shares 2,018,490 Est. Cost $1.00 Unrealized —

— C OPTIONS 0.9%

Value ($000) $2,000 Shares 100,000 Est. Cost — Unrealized —

— INDIVIOR PLC 0.8%

Value ($000) $1,778 Shares 150,000 Est. Cost $18.23 Unrealized —

ABX ABACUS LIFE INC 0.8%

Value ($000) $1,739 Shares 180,000 Est. Cost $7.16 Unrealized -4.6%

— EVA OPTIONS 0.6%

Value ($000) $1,273 Shares 509,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AMR	ALPHA METALLURGICAL RESOURCE	196,145	$66,477	30.0%	$15.12	+1639.8%	COM	020764106
LUCK	BOWLERO CORP	3,333,827	$47,207	21.3%	$9.52	+9.7%	CL A COM	10258P102
TDAY	Gannett Co Inc NEW	13,146,482	$30,237	13.7%	$2.84	-21.6%	COM	36472T109
EXE	CHESAPEAKE ENERGY CORP	213,940	$16,461	7.4%	$37.70	+104.4%	COM	165167735
—	VLY OPTIONS	1,500,500	$10,002	4.5%	—	—	Put	919794957
—	MPW OPTIONS	950,000	$8,150	3.7%	—	—	Call	58463J904
—	SBGI OPTIONS	560,000	$7,000	3.2%	—	—	Put	829242956
ARQ	Advanced Emissions Solutions, Inc.	2,031,614	$6,054	2.7%	$8.04	-72.3%	COM	00770C101
—	PSEC OPTIONS	1,005,800	$5,785	2.6%	—	—	Put	74348T952
ACHR	ARCHER AVIATION INC-A	722,019	$4,433	2.0%	$5.74	-1.0%	COM CL A	03945R102
ANIK	ANIKA THERAPEUTICS INC	192,544	$4,363	2.0%	$20.69	0.0%	COM	035255108
—	MURAL ONCOLOGY PLC	600,000	$3,552	1.6%	$5.92	—	ORD SHS	G63365103
MIST	MILESTONE PHARMACEUTICALS IN	1,671,289	$2,791	1.3%	$3.83	-29.1%	COM	59935V107
—	ENVIVA INC	2,018,490	$2,010	0.9%	$1.00	—	COM	29415B103
—	C OPTIONS	100,000	$2,000	0.9%	—	—	Put	172967954
—	INDIVIOR PLC	150,000	$1,778	0.8%	$18.23	—	ORD	G4766E116
ABX	ABACUS LIFE INC	180,000	$1,739	0.8%	$7.16	-4.6%	CL A	00258Y104
—	EVA OPTIONS	509,000	$1,273	0.6%	—	—	Call	29415B903