Location: San Francisco, CA
CIK: 0001699575 · Show all filings
Period: Q4 2023 (Next →)
Filing Date: Feb 20, 2024
Total Value: $96.31M (98.9% shares, 1.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | QUANTUM FINTECH ACQUISTIN CO | 2,351,800 | $25.45M | 26.4% | $10.82 | — | COMMON STOCK | 74767A105 |
| FLD | FTAC EMERALD ACQUISITION COR | 850,000 | $8.967M | 9.3% | $10.51 | 0.0% | CLASS A COM | 29103K100 |
| PANL | PANGAEA LOGISTICS SOLUTION L | 885,749 | $7.299M | 7.6% | $6.01 | 0.0% | SHS | G6891L105 |
| — | ARCA BIOPHARMA INC | 4,000,452 | $6.801M | 7.1% | $1.70 | — | COM | 00211Y506 |
| — | CORNERSTONE STRATEGIC VALUE | 661,827 | $4.759M | 4.9% | $7.19 | — | COM | 21924B302 |
| — | CORNERSTONE TOTAL RETURN FD | 661,783 | $4.672M | 4.9% | $7.06 | — | COM | 21924U300 |
| — | GIGCAPITAL 5 INC | 400,000 | $4.396M | 4.6% | $10.99 | — | COMMON STOCK | 37519U109 |
| PFTA | PERCEPTION CAPITAL CORP III | 352,000 | $3.724M | 3.9% | $10.58 | — | CLASS A ORD SHS | G7185D106 |
| LITS | MEI PHARMA INC | 611,440 | $3.546M | 3.7% | $5.83 | 0.0% | COM | 55279B301 |
| — | WELSBACH TECH METALS ACQU CO | 300,000 | $3.224M | 3.3% | $10.74 | — | COM | 950415109 |
| JOB | GEE GROUP INC | 5,683,792 | $2.843M | 3.0% | $0.54 | 0.0% | COM | 36165A102 |
| — | RCF ACQUISITION CORP | 200,000 | $2.196M | 2.3% | $10.98 | — | CL A COM | G7330C102 |
| AIMTF | AIMFINITY INVESTMENT CORP I | 200,000 | $2.19M | 2.3% | $10.95 | — | UNIT 04/21/2027 | G0135E142 |
| TIL | INSTIL BIO INC | 258,097 | $1.967M | 2.0% | $7.23 | 0.0% | COM NEW | 45783C200 |
| — | WHEELER REAL ESTATE INVT TR | 138,745 | $1.808M | 1.9% | $13.03 | — | CV PFD SER D | 963025606 |
| — | LIVENT CORP | 100,000 | $1.798M | 1.9% | $17.98 | — | COM | 53814L108 |
| — | FORTE BIOSCIENCES INC | 2,031,987 | $1.67M | 1.7% | $0.82 | — | COM | 34962G109 |
| CTOR | TENX KEANE ACQUISITION | 125,000 | $1.367M | 1.4% | $10.88 | 0.0% | ORD SHS | G8708L104 |
| SAVA | CASSAVA SCIENCES INC | 53,500 | $1.204M | 1.3% | $21.13 | 0.0% | COM | 14817C107 |
| — | ENOVIX CORPORATION | 1,000,000 | $1.044M | 1.1% | $1.04 | — | DEBT 3.000% 5/0 | 293594AD9 |
| — | CALIDI BIOTHERAPEUTICS INC | 538,860 | $814K | 0.8% | $1.51 | — | COM NEW | 320703101 |
| — | NEXTCURE INC | 615,878 | $702K | 0.7% | $1.14 | — | COM | 65343E108 |
| — | LIVENT CORP | 510,000 | $663K | 0.7% | — | — | Call | 53814L908 |
| MYND | MYND AI INC | 118,975 | $659K | 0.7% | $5.54 | — | SPON ADS | 628988107 |
| — | HERZFELD CARIBBEAN BASIN FD | 226,460 | $630K | 0.7% | $2.78 | — | COM | 42804T106 |
| SNDL | SNDL INC | 306,195 | $502K | 0.5% | $1.50 | 0.0% | COM | 83307B101 |
| GOOG | ALPHABET INC | 2,209 | $311K | 0.3% | $134.68 | 0.0% | CAP STK CL C | 02079K107 |
| ASCBF | A SPAC II ACQUISITION CORP | 25,000 | $272K | 0.3% | $10.93 | 0.0% | ORD SHS CL A | G0543H109 |
| — | SINGING MACH INC | 155,001 | $157K | 0.2% | $1.01 | — | COM | 829322403 |
| — | MANCHESTER UTD PLC NEW | 95,000 | $124K | 0.1% | — | — | Call | G5784H906 |
| PSHG | PERFORMANCE SHIPPING INC | 53,000 | $120K | 0.1% | $2.03 | 0.0% | COMMON SHARES | Y67305154 |
| PYXS | PYXIS ONCOLOGY INC | 61,606 | $111K | 0.1% | $1.71 | 0.0% | COMMON STOCK | 747324101 |
| — | ELECTRA BATTERY MATERIALS CO | 122,637 | $54,629 | 0.1% | $0.45 | — | COM NEW | 28474P201 |
| CXAIW | CXAPP INC | 550,000 | $44,550 | 0.0% | $0.08 | — | *W EXP 03/14/202 | 23248B117 |
| — | WHOLE EARTH BRANDS INC | 537,354 | $42,988 | 0.0% | $0.08 | — | *W EXP 06/25/202 | 96684W126 |
| TNONW | TENON MEDICAL INC | 508,200 | $40,656 | 0.0% | $0.08 | — | *W EXP 06/16/202 | 88066N113 |
| DSX/WS | DIANA SHIPPING INC | 127,695 | $35,755 | 0.0% | $0.28 | — | *W EXP 12/14/202 | Y2066G138 |
| — | GLOBAL STAR ACQUISITION INC | 237,633 | $25,617 | 0.0% | $0.11 | — | RIGHT 06/21/2024 | 37962G128 |
| CCGWW | CHECHE GROUP INC | 392,763 | $21,995 | 0.0% | $0.06 | — | *W EXP 10/01/203 | G20707116 |
| — | TENX KEANE ACQUISITION | 125,000 | $17,688 | 0.0% | $0.14 | — | RIGHT 06/30/2028 | G8708L112 |
| EMCRF | EMBRACE CHANGE ACQUISITN COR | 94,000 | $14,194 | 0.0% | $0.15 | — | RIGHT 10/25/2026 | G3034H141 |
| AIMWF | AIMFINITY INVESTMENT CORP I | 200,000 | $7,500 | 0.0% | $0.04 | — | *W EXP 04/21/202 | G0135E126 |
| SBCWW | PONO CAP TWO INC | 196,000 | $5,527 | 0.0% | $0.03 | — | *W EXP 07/31/202 | 73245B115 |
| SVUWF | SRIVARU HOLDING LIMITED | 230,081 | $3,428 | 0.0% | $0.01 | — | *W EXP 12/08/202 | G8403L110 |
| EONR/WS | HNR ACQUISITION CORP | 49,116 | $2,726 | 0.0% | $0.06 | — | *W EXP 02/04/202 | 40472A128 |
| — | GLOBAL STAR ACQUISITION INC | 237,633 | $2,376 | 0.0% | $0.01 | — | *W EXP 07/15/202 | 37962G110 |
| SMNRW | DENALI CAPITAL ACQUISITN COR | 45,000 | $2,255 | 0.0% | $0.05 | — | *W EXP 03/28/202 | G6256B114 |
| ASCRF | A SPAC II ACQUISITION CORP | 25,000 | $2,250 | 0.0% | $0.09 | — | RIGHT 10/15/2026 | G0543H133 |
| EMCWF | EMBRACE CHANGE ACQUISITN COR | 94,000 | $1,222 | 0.0% | $0.01 | — | *W EXP 10/25/202 | G3034H125 |
| ASCWF | A SPAC II ACQUISITION CORP | 12,500 | $118 | 0.0% | $0.01 | — | *W EXP 10/15/202 | G0543H117 |