Location: San Francisco, CA
CIK: 0001699575 · Show all filings
Period: Q1 2024 (← Previous) (Next →)
Filing Date: May 15, 2024
Total Value: $72.39M (98.9% shares, 1.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ARCA BIOPHARMA INC | 4,000,452 | $7.041M | 9.7% | $1.70 | — | COM | 00211Y506 |
| PANL | PANGAEA LOGISTICS SOLUTION L | 890,071 | $6.204M | 8.6% | $6.01 | +23.1% | SHS | G6891L105 |
| SYBX | SYNLOGIC INC | 3,312,219 | $5.929M | 8.2% | $2.62 | 0.0% | COM NEW | 87166L209 |
| — | CORNERSTONE STRATEGIC VALUE | 660,001 | $4.963M | 6.9% | $7.19 | — | COM | 21924B302 |
| — | CORNERSTONE TOTAL RETURN FD | 659,970 | $4.956M | 6.8% | $7.06 | — | COM | 21924U300 |
| PFTA | PERCEPTION CAPITAL CORP III | 352,000 | $3.773M | 5.2% | $10.58 | — | CLASS A ORD SHS | G7185D106 |
| — | WELSBACH TECH METALS ACQU CO | 300,000 | $3.279M | 4.5% | $10.74 | — | COM | 950415109 |
| — | DT CLOUD ACQUISITION CORP | 299,800 | $3.046M | 4.2% | $10.16 | — | UNIT 99/99/9999 | G28524109 |
| TIL | INSTIL BIO INC | 258,097 | $2.787M | 3.9% | $7.23 | +51.5% | COM NEW | 45783C200 |
| LITS | MEI PHARMA INC | 611,440 | $2.446M | 3.4% | $5.83 | -22.2% | COM | 55279B301 |
| AIMTF | AIMFINITY INVESTMENT CORP I | 200,000 | $2.224M | 3.1% | $10.95 | — | UNIT 04/21/2027 | G0135E142 |
| — | RCF ACQUISITION CORP | 200,000 | $2.222M | 3.1% | $10.98 | — | CL A COM | G7330C102 |
| CMCAF | CAPITALWORKS EMNG MKTS ACQST | 200,000 | $2.202M | 3.0% | $11.01 | — | CLASS A ORD SHS | G1889L100 |
| — | WHEELER REAL ESTATE INVT TR | 138,745 | $2.097M | 2.9% | $13.03 | — | CV PFD SER D | 963025606 |
| IMMX | IMMIX BIOPHARMA INC | 670,458 | $2.058M | 2.8% | $3.87 | 0.0% | COM | 45258H106 |
| JOB | GEE GROUP INC | 5,683,792 | $2.043M | 2.8% | $0.54 | -23.4% | COM | 36165A102 |
| — | DP CAP ACQUISITION CORP I | 145,527 | $1.601M | 2.2% | $11.00 | — | CLASS A ORD | G2R05B100 |
| SURG | SURGEPAYS INC | 400,000 | $1.54M | 2.1% | $6.67 | 0.0% | COM NEW | 86882L204 |
| — | FORTE BIOSCIENCES INC | 2,031,987 | $1.415M | 2.0% | $0.82 | — | COM | 34962G109 |
| — | NEXTCURE INC | 615,878 | $1.373M | 1.9% | $1.14 | — | COM | 65343E108 |
| MANU | MANCHESTER UTD PLC NEW | 88,887 | $1.241M | 1.7% | $17.62 | 0.0% | ORD CL A | G5784H106 |
| — | TRUMP MEDIA & TECHNOLOGY GRO | 80,000 | $1.034M | 1.4% | — | — | Call | 25400Q905 |
| — | ATLASCLEAR HOLDINGS INC | 580,000 | $928K | 1.3% | $1.60 | — | COM SHS | 128745106 |
| — | QT IMAGING HLDGS INC | 800,000 | $848K | 1.2% | $1.06 | — | COM | 746962109 |
| — | ENOVIX CORPORATION | 1,000,000 | $814K | 1.1% | $1.04 | — | DEBT 3.000% 5/0 | 293594AD9 |
| SNDL | SNDL INC | 300,000 | $602K | 0.8% | $1.50 | -3.0% | COM | 83307B101 |
| MYND | MYND AI INC | 118,975 | $539K | 0.7% | $5.54 | — | SPON ADS | 628988107 |
| IPWR | IDEAL PWR INC | 55,000 | $490K | 0.7% | $9.01 | 0.0% | COM NEW | 451622203 |
| — | CASSAVA SCIENCES INC | 100,000 | $403K | 0.6% | $4.03 | — | *W EXP 11/15/202 | 14817C115 |
| GOOG | ALPHABET INC | 2,439 | $371K | 0.5% | $135.49 | +5.7% | CAP STK CL C | 02079K107 |
| DSX/WS | DIANA SHIPPING INC | 657,851 | $316K | 0.4% | $0.44 | — | *W EXP 12/14/202 | Y2066G138 |
| ASCBF | A SPAC II ACQUISITION CORP | 25,000 | $279K | 0.4% | $10.93 | +1.2% | ORD SHS CL A | G0543H109 |
| — | CALIDI BIOTHERAPEUTICS INC | 472,760 | $267K | 0.4% | $1.51 | — | COM NEW | 320703101 |
| PYXS | PYXIS ONCOLOGY INC | 61,606 | $262K | 0.4% | $1.71 | +145.6% | COMMON STOCK | 747324101 |
| — | SINGING MACH INC | 155,001 | $141K | 0.2% | $1.01 | — | COM | 829322403 |
| PSHG | PERFORMANCE SHIPPING INC | 53,000 | $100K | 0.1% | $2.03 | -4.2% | COMMON SHARES | Y67305154 |
| — | INNOVATE CORP | 131,772 | $92,333 | 0.1% | $0.70 | — | COM | 45784J105 |
| CXAIW | CXAPP INC | 550,000 | $83,710 | 0.1% | $0.08 | — | *W EXP 99/99/999 | 23248B117 |
| — | U-BX TECHNOLOGY LTD | 16,000 | $65,600 | 0.1% | $4.10 | — | ORD SHS | G9161K104 |
| — | ELECTRA BATTERY MATERIALS CO | 122,637 | $65,228 | 0.1% | $0.45 | — | COM NEW | 28474P201 |
| — | WHOLE EARTH BRANDS INC | 1,149,930 | $59,221 | 0.1% | $0.06 | — | *W EXP 06/25/202 | 96684W126 |
| LPL | LG DISPLAY CO LTD | 11,443 | $46,916 | 0.1% | $4.10 | — | SPONS ADR REP | 50186V102 |
| TNONW | TENON MEDICAL INC | 508,200 | $29,882 | 0.0% | $0.08 | — | *W EXP 06/16/202 | 88066N113 |
| — | TENX KEANE ACQUISITION | 125,000 | $22,850 | 0.0% | $0.14 | — | RIGHT 06/30/2028 | G8708L112 |
| CCGWW | CHECHE GROUP INC | 392,763 | $22,702 | 0.0% | $0.06 | — | *W EXP 10/01/203 | G20707116 |
| — | GLOBAL STAR ACQUISITION INC | 237,633 | $21,411 | 0.0% | $0.11 | — | RIGHT 06/21/2024 | 37962G128 |
| EMCRF | EMBRACE CHANGE ACQUISITN COR | 94,000 | $13,179 | 0.0% | $0.15 | — | RIGHT 10/25/2026 | G3034H141 |
| EONR/WS | HNR ACQUISITION CORP | 49,116 | $6,871 | 0.0% | $0.06 | — | *W EXP 02/04/202 | 40472A128 |
| SBCWW | PONO CAP TWO INC | 196,000 | $6,860 | 0.0% | $0.03 | — | *W EXP 99/99/999 | 73245B115 |
| — | GLOBAL STAR ACQUISITION INC | 237,633 | $3,873 | 0.0% | $0.01 | — | *W EXP 07/15/202 | 37962G110 |
| SVUWF | SRIVARU HOLDING LIMITED | 230,081 | $3,635 | 0.0% | $0.01 | — | *W EXP 12/08/202 | G8403L110 |
| AIMWF | AIMFINITY INVESTMENT CORP I | 200,000 | $2,600 | 0.0% | $0.04 | — | *W EXP 04/21/202 | G0135E126 |
| SMNRW | DENALI CAPITAL ACQUISITN COR | 45,000 | $2,295 | 0.0% | $0.05 | — | *W EXP 99/99/999 | G6256B114 |
| ASCRF | A SPAC II ACQUISITION CORP | 25,000 | $1,688 | 0.0% | $0.09 | — | RIGHT 10/15/2026 | G0543H133 |
| EMCWF | EMBRACE CHANGE ACQUISITN COR | 94,000 | $1,194 | 0.0% | $0.01 | — | *W EXP 10/25/202 | G3034H125 |
| ASCWF | A SPAC II ACQUISITION CORP | 12,500 | $156 | 0.0% | $0.01 | — | *W EXP 10/15/202 | G0543H117 |