Algebris (UK) Ltd Hedge Fund

CIK: 0001700286 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 20, 2019

Total Value ($000): $342,207 (98.4% shares, 1.6% debt)

Holdings (42)

— CARLYLE GROUP L P 9.1%

Value ($000) $31,228 Shares 1,381,168 Est. Cost $20.34 Unrealized —

— APOLLO GLOBAL MGMT LLC 7.2%

Value ($000) $24,534 Shares 715,280 Est. Cost $24.54 Unrealized —

— ATHENE HLDG LTD 5.9%

Value ($000) $20,357 Shares 472,763 Est. Cost $45.11 Unrealized —

— SYNOVUS FINL CORP 5.8%

Value ($000) $19,832 Shares 566,640 Est. Cost $34.52 Unrealized —

C CITIGROUP INC 5.8%

Value ($000) $19,735 Shares 281,811 Est. Cost $52.26 Unrealized +1.2%

WFC WELLS FARGO CO NEW 5.7%

Value ($000) $19,382 Shares 409,591 Est. Cost $42.10 Unrealized -7.2%

CMA COMERICA INC 5.6%

Value ($000) $19,125 Shares 263,279 Est. Cost $65.87 Unrealized -18.4%

CFG CITIZENS FINL GROUP INC 5.2%

Value ($000) $17,690 Shares 500,295 Est. Cost $25.66 Unrealized +1.4%

BRK/B BERKSHIRE HATHAWAY INC DEL 5.0%

Value ($000) $17,054 Shares 80,000 Est. Cost — Unrealized —

— AXA EQUITABLE HLDGS INC 3.6%

Value ($000) $12,163 Shares 581,971 Est. Cost $17.16 Unrealized —

KEY KEYCORP NEW 3.3%

Value ($000) $11,330 Shares 638,318 Est. Cost $12.69 Unrealized -3.3%

WFC WELLS FARGO CO NEW 3.2%

Value ($000) $10,884 Shares 230,000 Est. Cost $42.10 Unrealized -7.2%

PRU PRUDENTIAL FINL INC 3.0%

Value ($000) $10,212 Shares 101,111 Est. Cost $74.26 Unrealized -3.7%

— ANNALY CAP MGMT INC 2.5%

Value ($000) $8,501 Shares 931,078 Est. Cost $9.13 Unrealized —

CMA COMERICA INC 2.1%

Value ($000) $7,264 Shares 100,000 Est. Cost $65.87 Unrealized -18.4%

VOYA VOYA FINL INC 1.8%

Value ($000) $6,237 Shares 112,789 Est. Cost $35.32 Unrealized +36.4%

USMV ISHARES TR 1.8%

Value ($000) $6,173 Shares 100,000 Est. Cost — Unrealized —

TD TORONTO DOMINION BK ONT 1.7%

Value ($000) $5,845 Shares 100,000 Est. Cost — Unrealized —

FDS FACTSET RESH SYS INC 1.7%

Value ($000) $5,731 Shares 20,000 Est. Cost — Unrealized —

— CHESAPEAKE ENERGY CORP 1.6%

Value ($000) $5,613 Shares 7,000,000 Est. Cost $0.80 Unrealized —

VOYA VOYA FINL INC 1.6%

Value ($000) $5,530 Shares 100,000 Est. Cost $35.32 Unrealized +36.4%

AGNC AGNC INVT CORP 1.5%

Value ($000) $5,282 Shares 314,027 Est. Cost $16.82 Unrealized —

USB US BANCORP DEL 1.5%

Value ($000) $5,240 Shares 100,000 Est. Cost — Unrealized —

IYR ISHARES TR 1.5%

Value ($000) $5,239 Shares 60,000 Est. Cost — Unrealized —

HBAN HUNTINGTON BANCSHARES INC 1.4%

Value ($000) $4,757 Shares 344,212 Est. Cost $10.57 Unrealized -6.9%

— E TRADE FINANCIAL CORP 1.3%

Value ($000) $4,460 Shares 100,000 Est. Cost $44.60 Unrealized —

DB DEUTSCHE BANK 1.1%

Value ($000) $3,895 Shares 505,214 Est. Cost $6.84 Unrealized 0.0%

FITB FIFTH THIRD BANCORP 1.1%

Value ($000) $3,735 Shares 133,861 Est. Cost $20.28 Unrealized +3.8%

BPOP POPULAR INC 1.0%

Value ($000) $3,555 Shares 65,544 Est. Cost $44.72 Unrealized 0.0%

MKTX MARKETAXESS HLDGS INC 0.9%

Value ($000) $3,214 Shares 10,000 Est. Cost — Unrealized —

KEY KEYCORP NEW 0.9%

Value ($000) $3,195 Shares 180,000 Est. Cost $12.69 Unrealized -3.3%

— TWO HBRS INVT CORP 0.9%

Value ($000) $3,174 Shares 250,550 Est. Cost $12.67 Unrealized —

— CARLYLE GROUP L P 0.8%

Value ($000) $2,713 Shares 120,000 Est. Cost $20.34 Unrealized —

— LAZARD LTD 0.7%

Value ($000) $2,554 Shares 74,264 Est. Cost $36.91 Unrealized —

BAC BANK AMER CORP 0.4%

Value ($000) $1,340 Shares 46,215 Est. Cost $22.80 Unrealized +7.4%

OMF ONEMAIN HLDGS INC 0.3%

Value ($000) $931 Shares 27,548 Est. Cost $32.65 Unrealized 0.0%

AMG AFFILIATED MANAGERS GROUP INC 0.3%

Value ($000) $894 Shares 9,700 Est. Cost $96.65 Unrealized 0.0%

— E TRADE FINANCIAL CORP 0.3%

Value ($000) $892 Shares 20,000 Est. Cost $44.60 Unrealized —

WAL WESTERN ALLIANCE BANCORP 0.2%

Value ($000) $783 Shares 17,500 Est. Cost $38.75 Unrealized 0.0%

COF CAPITAL ONE FINL CORP 0.2%

Value ($000) $763 Shares 8,411 Est. Cost $79.42 Unrealized +0.5%

— FIAT CHRYSLER AUTOMOBILES N 0.2%

Value ($000) $662 Shares 47,500 Est. Cost $13.94 Unrealized —

ABCB AMERIS BANCORP 0.1%

Value ($000) $509 Shares 13,000 Est. Cost $33.60 Unrealized -1.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	CARLYLE GROUP L P	1,381,168	$31,228	9.1%	$20.34	—	COM UTS LTD PTN	14309L102
—	APOLLO GLOBAL MGMT LLC	715,280	$24,534	7.2%	$24.54	—	CL A SHS	037612306
—	ATHENE HLDG LTD	472,763	$20,357	5.9%	$45.11	—	CL A	G0684D107
—	SYNOVUS FINL CORP	566,640	$19,832	5.8%	$34.52	—	COM NEW	87161C501
C	CITIGROUP INC	281,811	$19,735	5.8%	$52.26	+1.2%	COM NEW	172967424
WFC	WELLS FARGO CO NEW	409,591	$19,382	5.7%	$42.10	-7.2%	COM	949746101
CMA	COMERICA INC	263,279	$19,125	5.6%	$65.87	-18.4%	COM	200340107
CFG	CITIZENS FINL GROUP INC	500,295	$17,690	5.2%	$25.66	+1.4%	COM	174610105
BRK/B	BERKSHIRE HATHAWAY INC DEL	80,000	$17,054	5.0%	—	—	Put	084670702
—	AXA EQUITABLE HLDGS INC	581,971	$12,163	3.6%	$17.16	—	COM	054561105
KEY	KEYCORP NEW	638,318	$11,330	3.3%	$12.69	-3.3%	COM	493267108
WFC	WELLS FARGO CO NEW	230,000	$10,884	3.2%	$42.10	-7.2%	Call	949746101
PRU	PRUDENTIAL FINL INC	101,111	$10,212	3.0%	$74.26	-3.7%	COM	744320102
—	ANNALY CAP MGMT INC	931,078	$8,501	2.5%	$9.13	—	COM	035710409
CMA	COMERICA INC	100,000	$7,264	2.1%	$65.87	-18.4%	Call	200340107
VOYA	VOYA FINL INC	112,789	$6,237	1.8%	$35.32	+36.4%	COM	929089100
USMV	ISHARES TR	100,000	$6,173	1.8%	—	—	Put	46429B697
TD	TORONTO DOMINION BK ONT	100,000	$5,845	1.7%	—	—	Put	891160509
FDS	FACTSET RESH SYS INC	20,000	$5,731	1.7%	—	—	Put	303075105
—	CHESAPEAKE ENERGY CORP	7,000,000	$5,613	1.6%	$0.80	—	COM	165167CY1
VOYA	VOYA FINL INC	100,000	$5,530	1.6%	$35.32	+36.4%	Call	929089100
AGNC	AGNC INVT CORP	314,027	$5,282	1.5%	$16.82	—	COM	00123Q104
USB	US BANCORP DEL	100,000	$5,240	1.5%	—	—	Put	902973304
IYR	ISHARES TR	60,000	$5,239	1.5%	—	—	Put	464287739
HBAN	HUNTINGTON BANCSHARES INC	344,212	$4,757	1.4%	$10.57	-6.9%	COM	446150104
—	E TRADE FINANCIAL CORP	100,000	$4,460	1.3%	$44.60	—	Call	269246401
DB	DEUTSCHE BANK	505,214	$3,895	1.1%	$6.84	0.0%	COM	D18190898
FITB	FIFTH THIRD BANCORP	133,861	$3,735	1.1%	$20.28	+3.8%	COM	316773100
BPOP	POPULAR INC	65,544	$3,555	1.0%	$44.72	0.0%	COM NEW	733174700
MKTX	MARKETAXESS HLDGS INC	10,000	$3,214	0.9%	—	—	Put	57060D108
KEY	KEYCORP NEW	180,000	$3,195	0.9%	$12.69	-3.3%	Call	493267108
—	TWO HBRS INVT CORP	250,550	$3,174	0.9%	$12.67	—	COM NEW	90187B408
—	CARLYLE GROUP L P	120,000	$2,713	0.8%	$20.34	—	Call	14309L102
—	LAZARD LTD	74,264	$2,554	0.7%	$36.91	—	SHS A	G54050102
BAC	BANK AMER CORP	46,215	$1,340	0.4%	$22.80	+7.4%	COM	060505104
OMF	ONEMAIN HLDGS INC	27,548	$931	0.3%	$32.65	0.0%	COM	68268W103
AMG	AFFILIATED MANAGERS GROUP INC	9,700	$894	0.3%	$96.65	0.0%	COM	008252108
—	E TRADE FINANCIAL CORP	20,000	$892	0.3%	$44.60	—	COM NEW	269246401
WAL	WESTERN ALLIANCE BANCORP	17,500	$783	0.2%	$38.75	0.0%	COM	957638109
COF	CAPITAL ONE FINL CORP	8,411	$763	0.2%	$79.42	+0.5%	COM	14040H105
—	FIAT CHRYSLER AUTOMOBILES N	47,500	$662	0.2%	$13.94	—	SHS	N31738102
ABCB	AMERIS BANCORP	13,000	$509	0.1%	$33.60	-1.6%	COM	03076K108