PenderFund Capital Management Ltd. Quant / Systematic

Location: Vancouver, British Columbia, Canada

CIK: 0001706164 · Show all filings

Period: Q4 2017 (Next →)

Filing Date: Feb 6, 2018

Total Value: $152M (100.0% shares, 0.0% debt)

Holdings (35)

BIDU BAIDU INC 9.4%

Value $14.38M Shares 56,834 Share Price $253.04 Est. Cost/Share $253.04 Unrealized @ Report Date —

LILA LIBERTY LATIN AMERICA LTD 7.2%

Value $11.02M Shares 520,848 Share Price $21.16 Est. Cost/Share $20.80 Unrealized @ Report Date 0.0%

TRIP TRIPADVISOR INC 7.1%

Value $10.77M Shares 294,700 Share Price $36.54 * Est. Cost/Share $32.13 Unrealized @ Report Date 0.0%

— COLFAX CORP 6.6%

Value $10.09M Shares 241,640 Share Price $41.76 Est. Cost/Share $41.76 Unrealized @ Report Date —

— HOWARD HUGHES CORP 5.7%

Value $8.677M Shares 68,290 Share Price $127.06 Est. Cost/Share $127.06 Unrealized @ Report Date —

— EBIX INC 5.4%

Value $8.222M Shares 100,570 Share Price $81.75 Est. Cost/Share $81.75 Unrealized @ Report Date —

KW KENNEDY-WILSON HLDGS INC 5.3%

Value $8.065M Shares 456,956 Share Price $17.65 * Est. Cost/Share $18.83 Unrealized @ Report Date 0.0%

— PLATFORM SPECIALTY PRODS COR 5.2%

Value $7.987M Shares 685,000 Share Price $11.66 Est. Cost/Share $11.66 Unrealized @ Report Date —

— ENERGY XXI GULF COAST INC 4.5%

Value $6.835M Shares 907,700 Share Price $7.53 Est. Cost/Share $7.53 Unrealized @ Report Date —

— MATTERSIGHT CORP 4.1%

Value $6.205M Shares 2,386,630 Share Price $2.60 Est. Cost/Share $2.60 Unrealized @ Report Date —

Value $5.624M Shares 62,250 Share Price $90.35 Est. Cost/Share $90.35 Unrealized @ Report Date —

— SYNTEL INC 3.4%

Value $5.114M Shares 217,627 Share Price $23.50 Est. Cost/Share $23.50 Unrealized @ Report Date —

— DISCOVERY COMMUNICATNS 3.2%

Value $4.844M Shares 210,600 Share Price $23.00 Est. Cost/Share $23.00 Unrealized @ Report Date —

WYNN WYNN RESORTS LTD 3.1%

Value $4.784M Shares 28,900 Share Price $165.54 * Est. Cost/Share $140.96 Unrealized @ Report Date 0.0%

CMG CHIPOTLE MEXICAN GRILL INC 3.1%

Value $4.779M Shares 14,600 Share Price $327.33 * Est. Cost/Share $5.96 Unrealized @ Report Date 0.0%

LBRDK LIBERTY BROADBAND CORP 3.0%

Value $4.553M Shares 50,200 Share Price $90.70 * Est. Cost/Share $83.34 Unrealized @ Report Date 0.0%

— QUANTUM CORP 2.9%

Value $4.44M Shares 723,120 Share Price $6.14 Est. Cost/Share $6.14 Unrealized @ Report Date —

ASUR ASURE SOFTWARE INC 2.9%

Value $4.357M Shares 293,002 Share Price $14.87 * Est. Cost/Share $13.04 Unrealized @ Report Date 0.0%

— KEY TECHNOLOGY INC 2.7%

Value $4.085M Shares 216,488 Share Price $18.87 Est. Cost/Share $18.87 Unrealized @ Report Date —

UPLD UPLAND SOFTWARE INC 1.9%

Value $2.852M Shares 123,840 Share Price $23.03 * Est. Cost/Share $21.96 Unrealized @ Report Date 0.0%

— SEACHANGE INT INC 1.9%

Value $2.841M Shares 764,793 Share Price $3.71 Est. Cost/Share $3.71 Unrealized @ Report Date —

— MODEL N INC 1.5%

Value $2.224M Shares 139,843 Share Price $15.90 Est. Cost/Share $15.90 Unrealized @ Report Date —

— NAVIOS MARITIME HOLDINGS INC 1.4%

Value $2.201M Shares 1,560,962 Share Price $1.41 Est. Cost/Share $1.41 Unrealized @ Report Date —

— SODASTREAM INTERNATIONAL LTD 1.2%

Value $1.888M Shares 25,850 Share Price $73.04 Est. Cost/Share $73.04 Unrealized @ Report Date —

— LIVEPERSON INC 1.2%

Value $1.82M Shares 145,047 Share Price $12.55 Est. Cost/Share $12.55 Unrealized @ Report Date —

— LIBERTY GLOBAL PLC 0.8%

Value $1.253M Shares 35,900 Share Price $34.90 Est. Cost/Share $34.90 Unrealized @ Report Date —

MKL MARKEL CORP 0.6%

Value $868K Shares 773 Share Price $1122.90 * Est. Cost/Share $1093.18 Unrealized @ Report Date 0.0%

— OAKTREE CAPITAL GROUP LLC 0.2%

Value $352K Shares 7,930 Share Price $44.39 Est. Cost/Share $44.39 Unrealized @ Report Date —

V VISA INC 0.2%

Value $283K Shares 2,360 Share Price $119.92 * Est. Cost/Share $104.38 Unrealized @ Report Date 0.0%

STWD STARWOOD PPTY TR INC 0.2%

Value $267K Shares 12,750 Share Price $20.94 Est. Cost/Share $20.94 Unrealized @ Report Date —

EGAN EGAIN CORP 0.1%

Value $223K Shares 39,117 Share Price $5.70 * Est. Cost/Share $3.68 Unrealized @ Report Date 0.0%

— GENERAL ELECTRIC CO 0.1%

Value $204K Shares 10,900 Share Price $18.72 Est. Cost/Share $18.72 Unrealized @ Report Date —

— UNILEVER PLC 0.1%

Value $191K Shares 3,500 Share Price $54.57 Est. Cost/Share $54.57 Unrealized @ Report Date —

— CONSOLIDATED TOMOKA LD CO 0.1%

Value $104K Shares 1,550 Share Price $67.10 Est. Cost/Share $67.10 Unrealized @ Report Date —

— CARBONITE INC 0.0%

Value $3,000 Shares 100 Share Price $30.00 Est. Cost/Share $30.00 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
BIDU	BAIDU INC	56,834	$14.38M	9.4%	$253.04	$253.04	—	SPON ADR REP A	056752108
LILA	LIBERTY LATIN AMERICA LTD	520,848	$11.02M	7.2%	$21.16	$20.80	0.0%	COM CL A	G9001E102
TRIP	TRIPADVISOR INC	294,700	$10.77M	7.1%	$36.54 *	$32.13	0.0%	COM	896945201
—	COLFAX CORP	241,640	$10.09M	6.6%	$41.76	$41.76	—	COM	194014106
—	HOWARD HUGHES CORP	68,290	$8.677M	5.7%	$127.06	$127.06	—	COM	44267D107
—	EBIX INC	100,570	$8.222M	5.4%	$81.75	$81.75	—	COM	278715206
KW	KENNEDY-WILSON HLDGS INC	456,956	$8.065M	5.3%	$17.65 *	$18.83	0.0%	COM	489398107
—	PLATFORM SPECIALTY PRODS COR	685,000	$7.987M	5.2%	$11.66	$11.66	—	COM	72766Q105
—	ENERGY XXI GULF COAST INC	907,700	$6.835M	4.5%	$7.53	$7.53	—	COM	29276K101
—	MATTERSIGHT CORP	2,386,630	$6.205M	4.1%	$2.60	$2.60	—	COM	577097108
PKX	POSCO	62,250	$5.624M	3.7%	$90.35	$90.35	—	SPONSORED ADR	693483109
—	SYNTEL INC	217,627	$5.114M	3.4%	$23.50	$23.50	—	COM	87162H103
—	DISCOVERY COMMUNICATNS	210,600	$4.844M	3.2%	$23.00	$23.00	—	COM SER C	25470F302
WYNN	WYNN RESORTS LTD	28,900	$4.784M	3.1%	$165.54 *	$140.96	0.0%	COM	983134107
CMG	CHIPOTLE MEXICAN GRILL INC	14,600	$4.779M	3.1%	$327.33 *	$5.96	0.0%	COM	169656105
LBRDK	LIBERTY BROADBAND CORP	50,200	$4.553M	3.0%	$90.70 *	$83.34	0.0%	COM SER C	530307305
—	QUANTUM CORP	723,120	$4.44M	2.9%	$6.14	$6.14	—	COM	747906501
ASUR	ASURE SOFTWARE INC	293,002	$4.357M	2.9%	$14.87 *	$13.04	0.0%	COM	04649U102
—	KEY TECHNOLOGY INC	216,488	$4.085M	2.7%	$18.87	$18.87	—	COM	493143101
UPLD	UPLAND SOFTWARE INC	123,840	$2.852M	1.9%	$23.03 *	$21.96	0.0%	COM	91544A109
—	SEACHANGE INT INC	764,793	$2.841M	1.9%	$3.71	$3.71	—	COM	811699107
—	MODEL N INC	139,843	$2.224M	1.5%	$15.90	$15.90	—	COM	607525102
—	NAVIOS MARITIME HOLDINGS INC	1,560,962	$2.201M	1.4%	$1.41	$1.41	—	COM	Y62196103
—	SODASTREAM INTERNATIONAL LTD	25,850	$1.888M	1.2%	$73.04	$73.04	—	COM	M9068E105
—	LIVEPERSON INC	145,047	$1.82M	1.2%	$12.55	$12.55	—	COM	538146101
—	LIBERTY GLOBAL PLC	35,900	$1.253M	0.8%	$34.90	$34.90	—	SHS CL C	G5480U120
MKL	MARKEL CORP	773	$868K	0.6%	$1122.90 *	$1093.18	0.0%	COM	570535104
—	OAKTREE CAPITAL GROUP LLC	7,930	$352K	0.2%	$44.39	$44.39	—	UNIT CL A	674001201
V	VISA INC	2,360	$283K	0.2%	$119.92 *	$104.38	0.0%	COM CL A	92826C839
STWD	STARWOOD PPTY TR INC	12,750	$267K	0.2%	$20.94	$20.94	—	COM	85571B105
EGAN	EGAIN CORP	39,117	$223K	0.1%	$5.70 *	$3.68	0.0%	COM	28225C806
—	GENERAL ELECTRIC CO	10,900	$204K	0.1%	$18.72	$18.72	—	COM	369604103
—	UNILEVER PLC	3,500	$191K	0.1%	$54.57	$54.57	—	COM	904767704
—	CONSOLIDATED TOMOKA LD CO	1,550	$104K	0.1%	$67.10	$67.10	—	COM	210226106
—	CARBONITE INC	100	$3,000	0.0%	$30.00	$30.00	—	COM	141337105