Location: New York, NY
CIK: 0001714672 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $1.646B (91.3% shares, 8.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GLD | SPDR GOLD TRUST | 930,000 | $1.291B | 78.4% | — | — | Call | 78463V107 |
| GLD | SPDR GOLD TRUST | 620,000 | $86.1M | 5.2% | — | — | Put | 78463V107 |
| SLV | ISHARES SILVER TRUST | 1,700,000 | $27.06M | 1.6% | — | — | Call | 46428Q109 |
| — | NXP SEMICONDUCTORS N V | 23,311,000 | $25.46M | 1.5% | $1.02 | — | NOTE 1.000%12/0 | 62952QAB6 |
| — | ON SEMICONDUCTOR CORP | 15,500,000 | $18.2M | 1.1% | $1.15 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | RESTORATION HARDWARE HLDGS I | 11,500,000 | $17.09M | 1.0% | $1.49 | — | DBCV 7/1 | 761283AC4 |
| TSLA | TESLA INC | 67,000 | $16.14M | 1.0% | — | — | Put | 88160R101 |
| — | ZILLOW GROUP INC | 16,000,000 | $15.9M | 1.0% | $1.08 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | METAURUS EQUITY COMPONENT TR | 400,000 | $14.64M | 0.9% | $24.90 | — | US EQT CUM 2027 | 59140L100 |
| — | TESLA INC | 14,000,000 | $13.73M | 0.8% | $0.96 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | WORKDAY INC | 10,000,000 | $13.1M | 0.8% | $1.46 | — | NOTE 0.250%10/0 | 98138HAF8 |
| HYG | ISHARES TR | 150,000 | $13.08M | 0.8% | — | — | Call | 464288513 |
| SMH | VANECK VECTORS ETF TR | 100,000 | $11.91M | 0.7% | — | — | Put | 92189F676 |
| — | WAYFAIR INC | 9,500,000 | $11.76M | 0.7% | $1.18 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | SILVER STD RES INC | 10,606,000 | $10.74M | 0.7% | $1.00 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| IGV | ISHARES TR | 41,500 | $8.793M | 0.5% | — | — | Put | 464287515 |
| — | ALPS ETF TR | 951,700 | $8.699M | 0.5% | $9.85 | — | Call | 00162Q866 |
| — | MICROCHIP TECHNOLOGY INC | 4,000,000 | $7.613M | 0.5% | $1.64 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | CBS CORP NEW | 110,000 | $4.441M | 0.3% | — | — | Call | 124857103 |
| — | OIL STS INTL INC | 4,396,000 | $3.702M | 0.2% | $0.86 | — | NOTE 1.500% 2/1 | 678026AH8 |
| TSLA | TESLA INC | 15,000 | $3.613M | 0.2% | — | — | Call | 88160R101 |
| — | SPLUNK INC | 2,500,000 | $2.684M | 0.2% | $1.07 | — | NOTE 0.5% 9/15/23 | 848637AC8 |
| BB | BLACKBERRY LTD | 500,000 | $2.625M | 0.2% | $7.02 | 0.0% | Call | 09228F103 |
| FOXA | FOX CORP | 80,000 | $2.523M | 0.2% | — | — | Call | 35137L105 |
| BMY | BRISTOL MYERS SQUIBB CO | 40,000 | $2.028M | 0.1% | $36.12 | +1.8% | COM | 110122108 |
| — | LIONS GATE ENTMNT CORP | 200,000 | $1.85M | 0.1% | $12.25 | — | Call | 535919401 |
| VISN | COMMSCOPE HLDG CO INC | 150,000 | $1.764M | 0.1% | $20.30 | -36.6% | Call | 20337X109 |
| — | AIR TRANSPORT SERVICES GRP I | 1,428,000 | $1.341M | 0.1% | $1.02 | — | NOTE 1.125%10/1 | 00922RAB1 |
| — | PRETIUM RES INC | 1,000,000 | $1.051M | 0.1% | $0.95 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| BB | BLACKBERRY LTD | 200,000 | $1.05M | 0.1% | $7.02 | 0.0% | Put | 09228F103 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 70,000 | $992K | 0.1% | $14.17 | — | TR UNIT | 85208R101 |
| — | SINCLAIR BROADCAST GROUP INC | 19,677 | $841K | 0.1% | $42.74 | — | CL A | 829226109 |
| BB | BLACKBERRY LTD | 150,000 | $788K | 0.0% | $7.02 | 0.0% | COM | 09228F103 |
| — | GUIDEWIRE SOFTWARE INC | 500,000 | $572K | 0.0% | $0.98 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | LIONS GATE ENTMNT CORP | 50,000 | $463K | 0.0% | $12.25 | — | CL A VTG | 535919401 |
| — | CBS CORP NEW | 10,000 | $404K | 0.0% | $40.40 | — | CL B | 124857202 |
| — | KLX ENERGY SERVICS HOLDNGS I | 40,000 | $346K | 0.0% | $8.65 | — | COM | 48253L106 |
| — | ENTERCOM COMMUNICATIONS CORP | 100,000 | $334K | 0.0% | $5.57 | — | Call | 293639100 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | 128,924 | $325K | 0.0% | $4.34 | -27.8% | COM | 18453H106 |
| — | INTREXON CORP | 500,000 | $304K | 0.0% | $0.69 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| WFC | WELLS FARGO CO NEW | 5,000 | $252K | 0.0% | $39.08 | +1.8% | COM | 949746101 |
| IHRT | IHEARTMEDIA INC | 16,553 | $232K | 0.0% | $14.60 | 0.0% | COM CL A | 45174J509 |
| — | ENTERCOM COMMUNICATIONS CORP | 30,000 | $100K | 0.0% | $5.57 | — | CL A | 293639100 |
| — | ELECTRAMECCANICA VEHS CORP | 270,006 | $97,000 | 0.0% | $1.03 | — | *W EXP 08/03/202 | 284849114 |
| — | SENSEONICS HLDGS INC | 90,400 | $89,000 | 0.0% | $3.03 | — | COM | 81727U105 |
| — | SECOND SIGHT MED PRODS INC | 56,300 | $46,000 | 0.0% | $1.61 | — | COM | 81362J100 |
| — | MATINAS BIOPHARMA HLDGS INC | 10,000 | $6,000 | 0.0% | $0.80 | — | COM | 576810105 |