Location: Eden Prairie, MN
CIK: 0001735605 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 7, 2019
Total Value: $194M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPGM | SPDR MSCI ACWI IMI ETF | 585,809 | $23.38M | 12.1% | $39.91 | $39.54 | +0.9% | PORTFLI MSCI GBL | 78463X475 |
| SCHM | SCHWAB STRATEGIC TR | 247,796 | $14.01M | 7.2% | $56.54 * | $18.04 | +4.5% | US MID-CAP ETF | 808524508 |
| SCHO | SCHWAB SHORT TERM US TREASURY ETF | 272,215 | $13.77M | 7.1% | $50.59 * | $25.01 | +1.1% | SHT TM US TRES | 808524862 |
| SCHD | SCHWAB US DIVIDEND EQUITY ETF | 240,204 | $13.16M | 6.8% | $54.78 * | $16.55 | +10.3% | US DIVIDEND EQ | 808524797 |
| SCHB | SCHWAB US BROAD MARKET ETF Total | 153,536 | $10.9M | 5.6% | $71.02 * | $11.49 | +3.0% | US BRD MKT ETF | 808524102 |
| SRLN | SPDR BLACKSTONE GSO SENIOR LOAN ETF | 221,748 | $10.27M | 5.3% | $46.32 | $47.14 | -1.7% | BLKSTN GSOSRLN | 78467V608 |
| — | JPMORGAN DIVERSIFIED RTN GBL EQT ETF | 161,849 | $9.591M | 4.9% | $59.26 | $62.10 | — | DIV RTN GLB EQ | 46641Q100 |
| SCHZ | SCHWAB US AGGREGATE BOND ETF | 171,983 | $9.261M | 4.8% | $53.85 * | $25.43 | +5.9% | US AGGREGATE B | 808524839 |
| AGZD | WISDOMTREE INTRST RT HDG AGRGT ETF | 187,667 | $8.97M | 4.6% | $47.80 * | $23.97 | -0.3% | INTRST RATE HDGE | 97717W380 |
| SCHG | SCHWAB US LARGE CAP GROWTH ETF | 100,497 | $8.443M | 4.4% | $84.01 * | $8.71 | +20.5% | US LCAP GR ETF | 808524300 |
| MNA | INDEXIQ MERGER ARBITRAGE ETF | 248,016 | $7.948M | 4.1% | $32.05 | $31.76 | +0.9% | IQ MRGR ARB ETF | 45409B800 |
| ECL | ECOLAB INC | 40,051 | $7.932M | 4.1% | $198.05 * | $187.16 | -1.0% | COM | 278865100 |
| MMM | 3M COMPANY | 45,382 | $7.461M | 3.8% | $164.40 * | $110.63 | -1.2% | COM | 88579Y101 |
| SCHA | SCHWAB US SMALL CAP ETF | 94,499 | $6.589M | 3.4% | $69.73 * | $17.35 | +0.5% | US SML CAP ETF | 808524607 |
| IGIB | ISHARES INTERMEDT TERM CORP BOND ETF | 90,265 | $5.228M | 2.7% | $57.92 | $55.54 | +4.3% | INTRM TR CRP ETF | 464288638 |
| DBEM | XTRCKRS MSCI EMRG MRKT HDGD EQY ETF | 190,819 | $4.177M | 2.2% | $21.89 | $23.58 | -7.2% | XTRACK MSCI EMRG | 233051101 |
| SCHR | SCHWAB STRATEGIC TR | 56,257 | $3.126M | 1.6% | $55.57 * | $27.62 | +0.6% | INTRM TRM TRES | 808524854 |
| PSR | INVESCO ACTIVELY MANAGD ETF | 32,325 | $3.097M | 1.6% | $95.81 | $90.06 | +6.4% | ACTIVE US REAL | 46090A101 |
| SPY | SPDR S&P 500 ETF | 9,718 | $2.884M | 1.5% | $296.77 | $279.69 | +6.1% | TR UNIT | 78462F103 |
| XLU | SELECT SECTOR UTI SELECT SPDR ETF | 44,163 | $2.859M | 1.5% | $64.74 * | $28.69 | +12.8% | SBI INT-UTILS | 81369Y886 |
| QQQ | INVESCO QQQ TRUST | 11,092 | $2.094M | 1.1% | $188.78 | $182.64 | +3.4% | UNIT SER 1 | 46090E103 |
| SCHP | SCHWAB STRATEGIC TR | 31,640 | $1.796M | 0.9% | $56.76 * | $28.34 | +0.1% | US TIPS ETF | 808524870 |
| TRV | TRAVELERS COMPANIES | 6,748 | $1.003M | 0.5% | $148.64 * | $129.55 | +0.4% | COM | 89417E109 |
| MUB | ISHARES TR | 7,816 | $892K | 0.5% | $114.12 | $114.09 | +0.0% | NATIONAL MUN ETF | 464288414 |
| SPLV | INVESCO EXCHNG TRADED FD TR | 14,516 | $840K | 0.4% | $57.87 | $56.39 | +2.7% | S&P500 LOW VOL | 46138E354 |
| XLSR | SSGA ACTIVE TR | 7,489 | $835K | 0.4% | $111.50 * | $30.97 | +0.5% | SPDR SSGA US SCT | 78470P408 |
| ONEV | SPDR SERIES TRUST | 10,170 | $829K | 0.4% | $81.51 | $80.34 | +1.5% | RUSSELL LOW VOL | 78468R754 |
| BRK/B | BERKSHIRE HATHAWAY CLASS B | 3,742 | $778K | 0.4% | $207.91 | $201.83 | +3.1% | COM | 084670702 |
| MDT | MEDTRONIC PLC F | 7,072 | $768K | 0.4% | $108.60 * | $65.02 | +40.9% | SHS | G5960L103 |
| BSV | VANGUARD SHORT TERM BOND ETF | 9,304 | $752K | 0.4% | $80.83 | $79.30 | +1.9% | SHORT TRM BOND | 921937827 |
| BND | VANGUARD TOTAL BOND MARKET ETF | 8,666 | $731K | 0.4% | $84.35 | $79.02 | +6.8% | TOTAL BND MRKT | 921937835 |
| RSPT | INVESCO EXCHANGE TRADED FD T | 3,912 | $700K | 0.4% | $178.94 * | $17.93 | -0.3% | S&P500 EQL TEC | 46137V282 |
| PHDG | INVESCO ACTIVELY MANAGD ETF | 20,083 | $551K | 0.3% | $27.44 | $27.84 | -1.4% | S&P500 DOWNSID | 46090A705 |
| XEL | XCEL ENERGY INC | 7,888 | $511K | 0.3% | $64.78 * | $51.21 | +4.7% | COM | 98389B100 |
| IWM | ISHARES RUSSELL 2000 ETF | 3,254 | $492K | 0.3% | $151.20 | $150.20 | +0.8% | RUSSELL 2000 ETF | 464287655 |
| JRVR | JAMES RIV GROUP LTD | 9,400 | $482K | 0.2% | $51.28 * | $48.75 | 0.0% | COM | G5005R107 |
| DIA | SPDR DOW JONES INDUSTRIAL AVRG ETF | 1,679 | $452K | 0.2% | $269.21 | $237.67 | +13.3% | UT SER 1 | 78467X109 |
| MSFT | MICROSOFT CORP | 3,056 | $425K | 0.2% | $139.07 * | $119.52 | +10.1% | COM | 594918104 |
| BA | BOEING CO | 1,110 | $422K | 0.2% | $380.18 | $375.20 | +0.2% | COM | 097023105 |
| EFA | ISHARES MSCI EAFE ETF | 6,342 | $414K | 0.2% | $65.28 | $70.20 | -7.1% | MSCI EAFE ETF | 464287465 |
| XHE | SPDR SERIES TRUST | 5,281 | $412K | 0.2% | $78.02 | $80.40 | -2.9% | HLTH CR EQUIP | 78464A581 |
| ENSG | ENSIGN GROUP INC | 8,398 | $398K | 0.2% | $47.39 * | $45.02 | -3.1% | COM | 29358P101 |
| ITA | ISHARES US AEROSPACE DEFENSE ETF | 1,643 | $369K | 0.2% | $224.59 * | $93.04 | +20.8% | US AER DEF ETF | 464288760 |
| — | LADENBURG THALMAN | 44,391 | $329K | 0.2% | $7.41 | $7.41 | — | COM | 50575Q201 |
| — | ABSOLUTE SHS TR | 15,204 | $318K | 0.2% | $20.92 | $20.92 | — | WBI BULBEAR TR | 00400R841 |
| AMZN | AMAZON COM INC | 178 | $309K | 0.2% | $1735.96 * | $62.72 | +38.4% | COM | 023135106 |
| VNQ | VANGUARD INDEX FDS | 3,311 | $309K | 0.2% | $93.33 | $87.54 | +6.5% | REAL ESTATE ETF | 922908553 |
| — | WORLD GOLD TR | 20,500 | $301K | 0.2% | $14.68 | $14.68 | — | SPDR GLD MINIS | 98149E204 |
| VCIT | VANGUARD SCOTTSDALE FDS | 3,300 | $301K | 0.2% | $91.21 | $87.47 | +4.3% | INT-TERM CORP | 92206C870 |
| VZ | VERIZON | 4,770 | $288K | 0.1% | $60.38 * | $40.44 | +4.9% | COM | 92343V104 |
| — | CUBIS CORP | 3,790 | $267K | 0.1% | $70.45 | $70.45 | — | COM | 229669106 |
| — | INTERACTIVE CORP | 1,150 | $250K | 0.1% | $217.39 | $217.39 | — | COM | 44919P508 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 1,517 | $242K | 0.1% | $159.53 * | $33.18 | +20.3% | RUS 1000 GRW ETF | 464287614 |
| — | CION INVESTMENT CORP 40 ACT REGISTERED MARYLAND | 29,149 | $241K | 0.1% | $8.27 | $8.58 | — | COM | 17259U105 |
| BSX | BOSTON SCIENTIFIC | 5,465 | $222K | 0.1% | $40.62 | $42.37 | -4.0% | COM | 101137107 |
| BALL | BALL CORP | 2,990 | $217K | 0.1% | $72.58 * | $69.22 | -2.1% | COM | 058498106 |
| — | POLYMET MINING CORP F | 405,610 | $130K | 0.1% | $0.32 | $0.86 | — | COM | 731916102 |
| ABBV | ABBVIE INC | 1,394 | $105K | 0.1% | $75.32 * | $67.24 | -13.5% | COM | 00287Y109 |