BML Capital Management, LLC Diversified Active

Location: Zionsville, IN

CIK: 0001616824 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 23, 2023

Total Value: $109M (100.0% shares, 0.0% debt)

Holdings (26)

SGOV ISHARES TR 25.0%

Value $27.18M Shares 270,000 Est. Cost $100.62 Unrealized —

BIL SPDR SER TR 16.9%

Value $18.36M Shares 200,000 Est. Cost $91.64 Unrealized —

AVIR ATEA PHARMACEUTICALS INC 13.2%

Value $14.4M Shares 4,800,000 Est. Cost $3.56 Unrealized -4.5%

— CYTEIR THERAPEUTICS INC 8.5%

Value $9.23M Shares 3,250,008 Est. Cost $1.84 Unrealized —

— AVROBIO INC 5.7%

Value $6.163M Shares 4,001,627 Est. Cost $1.50 Unrealized —

— ADVERUM BIOTECHNOLOGIES INC 5.4%

Value $5.872M Shares 3,915,000 Est. Cost $0.58 Unrealized —

— TALARIS THERAPEUTICS INC 5.2%

Value $5.62M Shares 2,000,000 Est. Cost $1.92 Unrealized —

CLYM ELIEM THERAPEUTICS INC 4.7%

Value $5.098M Shares 1,938,263 Est. Cost $2.92 Unrealized -6.5%

— ATHIRA PHARMA INC 3.2%

Value $3.443M Shares 1,704,362 Est. Cost $2.76 Unrealized —

ASTC ASTROTECH CORP 2.0%

Value $2.226M Shares 220,410 Est. Cost $11.26 Unrealized +0.1%

ORMP ORAMED PHARMACEUTICALS INC 1.9%

Value $2.039M Shares 781,292 Est. Cost $2.96 Unrealized -0.9%

— ARCA BIOPHARMA INC 1.3%

Value $1.421M Shares 706,930 Est. Cost $2.37 Unrealized —

— PASSAGE BIO INC 1.2%

Value $1.355M Shares 2,058,767 Est. Cost $1.01 Unrealized —

— FORTE BIOSCIENCES INC 1.1%

Value $1.166M Shares 1,761,702 Est. Cost $1.00 Unrealized —

MIST MILESTONE PHARMACEUTICALS IN 0.8%

Value $845K Shares 272,500 Est. Cost $4.74 Unrealized -34.4%

ELVN ENLIVEN THERAPEUTICS INC 0.6%

Value $683K Shares 50,000 Est. Cost $20.34 Unrealized -17.2%

RVP RETRACTABLE TECHNOLOGIES INC 0.5%

Value $595K Shares 499,959 Est. Cost $2.13 Unrealized -44.7%

— VERRICA PHARMACEUTICALS INC 0.5%

Value $583K Shares 150,000 Est. Cost $2.75 Unrealized —

VTGN VISTAGEN THERAPEUTICS INC 0.5%

Value $524K Shares 100,000 Est. Cost $4.44 Unrealized 0.0%

LSTA LISATA THERAPEUTICS INC 0.5%

Value $522K Shares 243,839 Est. Cost $2.53 Unrealized —

QQQ INVESCO QQQ TR 0.4%

Value $444K Shares 108 Est. Cost — Unrealized —

— NEXTCURE INC 0.4%

Value $395K Shares 306,465 Est. Cost $1.48 Unrealized —

— NEOLEUKIN THERAPEUTICS INC 0.4%

Value $390K Shares 98,664 Est. Cost $3.95 Unrealized —

CALC CALCIMEDICA INC 0.2%

Value $236K Shares 88,781 Est. Cost $4.37 Unrealized -24.4%

— RAIN ONCOLOGY INC 0.1%

Value $62,848 Shares 72,926 Est. Cost $1.20 Unrealized —

— SURROZEN INC 0.0%

Value $43,743 Shares 89,271 Est. Cost $0.60 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SGOV	ISHARES TR	270,000	$27.18M	25.0%	$100.62	—	0-3 MNTH TREASRY	46436E718
BIL	SPDR SER TR	200,000	$18.36M	16.9%	$91.64	—	BLOOMBERG 1-3 MO	78468R663
AVIR	ATEA PHARMACEUTICALS INC	4,800,000	$14.4M	13.2%	$3.56	-4.5%	COM	04683R106
—	CYTEIR THERAPEUTICS INC	3,250,008	$9.23M	8.5%	$1.84	—	COM	23284P103
—	AVROBIO INC	4,001,627	$6.163M	5.7%	$1.50	—	COM	05455M100
—	ADVERUM BIOTECHNOLOGIES INC	3,915,000	$5.872M	5.4%	$0.58	—	COM	00773U108
—	TALARIS THERAPEUTICS INC	2,000,000	$5.62M	5.2%	$1.92	—	COM	87410C104
CLYM	ELIEM THERAPEUTICS INC	1,938,263	$5.098M	4.7%	$2.92	-6.5%	COM	28658R106
—	ATHIRA PHARMA INC	1,704,362	$3.443M	3.2%	$2.76	—	COM	04746L104
ASTC	ASTROTECH CORP	220,410	$2.226M	2.0%	$11.26	+0.1%	COM	046484309
ORMP	ORAMED PHARMACEUTICALS INC	781,292	$2.039M	1.9%	$2.96	-0.9%	COM NEW	68403P203
—	ARCA BIOPHARMA INC	706,930	$1.421M	1.3%	$2.37	—	COM	00211Y506
—	PASSAGE BIO INC	2,058,767	$1.355M	1.2%	$1.01	—	COM	702712100
—	FORTE BIOSCIENCES INC	1,761,702	$1.166M	1.1%	$1.00	—	COM	34962G109
MIST	MILESTONE PHARMACEUTICALS IN	272,500	$845K	0.8%	$4.74	-34.4%	COM	59935V107
ELVN	ENLIVEN THERAPEUTICS INC	50,000	$683K	0.6%	$20.34	-17.2%	COM	29337E102
RVP	RETRACTABLE TECHNOLOGIES INC	499,959	$595K	0.5%	$2.13	-44.7%	COM	76129W105
—	VERRICA PHARMACEUTICALS INC	150,000	$583K	0.5%	$2.75	—	COM	92511W108
VTGN	VISTAGEN THERAPEUTICS INC	100,000	$524K	0.5%	$4.44	0.0%	COM	92840H400
LSTA	LISATA THERAPEUTICS INC	243,839	$522K	0.5%	$2.53	—	COM	128058302
QQQ	INVESCO QQQ TR	108	$444K	0.4%	—	—	Put	46090E103
—	NEXTCURE INC	306,465	$395K	0.4%	$1.48	—	COM	65343E108
—	NEOLEUKIN THERAPEUTICS INC	98,664	$390K	0.4%	$3.95	—	COM NEW	64049K203
CALC	CALCIMEDICA INC	88,781	$236K	0.2%	$4.37	-24.4%	COM NEW	38942Q202
—	RAIN ONCOLOGY INC	72,926	$62,848	0.1%	$1.20	—	COM	75082Q105
—	SURROZEN INC	89,271	$43,743	0.0%	$0.60	—	COM	86889P109