BML Capital Management, LLC Diversified Active

CIK: 0001616824 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 23, 2023

Total Value ($000): $108,900 (100.0% shares, 0.0% debt)

Holdings (26)

SGOV ISHARES TR 25.0%

Value ($000) $27,181 Shares 270,000 Est. Cost $100.62 Unrealized —

BIL SPDR SER TR 16.9%

Value ($000) $18,364 Shares 200,000 Est. Cost $91.64 Unrealized —

AVIR ATEA PHARMACEUTICALS INC 13.2%

Value ($000) $14,400 Shares 4,800,000 Est. Cost $3.56 Unrealized -4.5%

— CYTEIR THERAPEUTICS INC 8.5%

Value ($000) $9,230 Shares 3,250,008 Est. Cost $1.84 Unrealized —

— AVROBIO INC 5.7%

Value ($000) $6,163 Shares 4,001,627 Est. Cost $1.50 Unrealized —

— ADVERUM BIOTECHNOLOGIES INC 5.4%

Value ($000) $5,873 Shares 3,915,000 Est. Cost $0.58 Unrealized —

— TALARIS THERAPEUTICS INC 5.2%

Value ($000) $5,620 Shares 2,000,000 Est. Cost $1.92 Unrealized —

CLYM ELIEM THERAPEUTICS INC 4.7%

Value ($000) $5,098 Shares 1,938,263 Est. Cost $2.92 Unrealized -6.5%

— ATHIRA PHARMA INC 3.2%

Value ($000) $3,443 Shares 1,704,362 Est. Cost $2.76 Unrealized —

ASTC ASTROTECH CORP 2.0%

Value ($000) $2,226 Shares 220,410 Est. Cost $11.26 Unrealized +0.1%

ORMP ORAMED PHARMACEUTICALS INC 1.9%

Value ($000) $2,039 Shares 781,292 Est. Cost $2.96 Unrealized -0.9%

— ARCA BIOPHARMA INC 1.3%

Value ($000) $1,421 Shares 706,930 Est. Cost $2.37 Unrealized —

— PASSAGE BIO INC 1.2%

Value ($000) $1,355 Shares 2,058,767 Est. Cost $1.01 Unrealized —

— FORTE BIOSCIENCES INC 1.1%

Value ($000) $1,166 Shares 1,761,702 Est. Cost $1.00 Unrealized —

MIST MILESTONE PHARMACEUTICALS IN 0.8%

Value ($000) $845 Shares 272,500 Est. Cost $4.74 Unrealized -34.4%

ELVN ENLIVEN THERAPEUTICS INC 0.6%

Value ($000) $683 Shares 50,000 Est. Cost $20.34 Unrealized -17.2%

RVP RETRACTABLE TECHNOLOGIES INC 0.5%

Value ($000) $595 Shares 499,959 Est. Cost $2.13 Unrealized -44.7%

— VERRICA PHARMACEUTICALS INC 0.5%

Value ($000) $583 Shares 150,000 Est. Cost $2.75 Unrealized —

VTGN VISTAGEN THERAPEUTICS INC 0.5%

Value ($000) $524 Shares 100,000 Est. Cost $4.44 Unrealized 0.0%

LSTA LISATA THERAPEUTICS INC 0.5%

Value ($000) $522 Shares 243,839 Est. Cost $2.53 Unrealized —

QQQ INVESCO QQQ TR 0.4%

Value ($000) $444 Shares 108 Est. Cost — Unrealized —

— NEXTCURE INC 0.4%

Value ($000) $395 Shares 306,465 Est. Cost $1.48 Unrealized —

— NEOLEUKIN THERAPEUTICS INC 0.4%

Value ($000) $390 Shares 98,664 Est. Cost $3.95 Unrealized —

CALC CALCIMEDICA INC 0.2%

Value ($000) $236 Shares 88,781 Est. Cost $4.37 Unrealized -24.4%

— RAIN ONCOLOGY INC 0.1%

Value ($000) $63 Shares 72,926 Est. Cost $1.20 Unrealized —

— SURROZEN INC 0.0%

Value ($000) $44 Shares 89,271 Est. Cost $0.60 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SGOV	ISHARES TR	270,000	$27,181	25.0%	$100.62	—	0-3 MNTH TREASRY	46436E718
BIL	SPDR SER TR	200,000	$18,364	16.9%	$91.64	—	BLOOMBERG 1-3 MO	78468R663
AVIR	ATEA PHARMACEUTICALS INC	4,800,000	$14,400	13.2%	$3.56	-4.5%	COM	04683R106
—	CYTEIR THERAPEUTICS INC	3,250,008	$9,230	8.5%	$1.84	—	COM	23284P103
—	AVROBIO INC	4,001,627	$6,163	5.7%	$1.50	—	COM	05455M100
—	ADVERUM BIOTECHNOLOGIES INC	3,915,000	$5,873	5.4%	$0.58	—	COM	00773U108
—	TALARIS THERAPEUTICS INC	2,000,000	$5,620	5.2%	$1.92	—	COM	87410C104
CLYM	ELIEM THERAPEUTICS INC	1,938,263	$5,098	4.7%	$2.92	-6.5%	COM	28658R106
—	ATHIRA PHARMA INC	1,704,362	$3,443	3.2%	$2.76	—	COM	04746L104
ASTC	ASTROTECH CORP	220,410	$2,226	2.0%	$11.26	+0.1%	COM	046484309
ORMP	ORAMED PHARMACEUTICALS INC	781,292	$2,039	1.9%	$2.96	-0.9%	COM NEW	68403P203
—	ARCA BIOPHARMA INC	706,930	$1,421	1.3%	$2.37	—	COM	00211Y506
—	PASSAGE BIO INC	2,058,767	$1,355	1.2%	$1.01	—	COM	702712100
—	FORTE BIOSCIENCES INC	1,761,702	$1,166	1.1%	$1.00	—	COM	34962G109
MIST	MILESTONE PHARMACEUTICALS IN	272,500	$845	0.8%	$4.74	-34.4%	COM	59935V107
ELVN	ENLIVEN THERAPEUTICS INC	50,000	$683	0.6%	$20.34	-17.2%	COM	29337E102
RVP	RETRACTABLE TECHNOLOGIES INC	499,959	$595	0.5%	$2.13	-44.7%	COM	76129W105
—	VERRICA PHARMACEUTICALS INC	150,000	$583	0.5%	$2.75	—	COM	92511W108
VTGN	VISTAGEN THERAPEUTICS INC	100,000	$524	0.5%	$4.44	0.0%	COM	92840H400
LSTA	LISATA THERAPEUTICS INC	243,839	$522	0.5%	$2.53	—	COM	128058302
QQQ	INVESCO QQQ TR	108	$444	0.4%	—	—	Put	46090E103
—	NEXTCURE INC	306,465	$395	0.4%	$1.48	—	COM	65343E108
—	NEOLEUKIN THERAPEUTICS INC	98,664	$390	0.4%	$3.95	—	COM NEW	64049K203
CALC	CALCIMEDICA INC	88,781	$236	0.2%	$4.37	-24.4%	COM NEW	38942Q202
—	RAIN ONCOLOGY INC	72,926	$63	0.1%	$1.20	—	COM	75082Q105
—	SURROZEN INC	89,271	$44	0.0%	$0.60	—	COM	86889P109