BML Capital Management, LLC Diversified Active

CIK: 0001616824 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Feb 2, 2024

Total Value ($000): $132,024 (100.0% shares, 0.0% debt)

Holdings (35)

SGOV ISHARES TR 20.5%

Value ($000) $27,073 Shares 270,000 Est. Cost $100.62 Unrealized —

BIL SPDR SER TR 13.8%

Value ($000) $18,278 Shares 200,000 Est. Cost $91.64 Unrealized —

AVIR ATEA PHARMACEUTICALS INC 12.6%

Value ($000) $16,659 Shares 5,462,079 Est. Cost $3.50 Unrealized -13.4%

— CYTEIR THERAPEUTICS INC 7.5%

Value ($000) $9,880 Shares 3,250,008 Est. Cost $1.84 Unrealized —

— TOURMALINE BIO INC 4.9%

Value ($000) $6,427 Shares 245,500 Est. Cost $26.18 Unrealized —

CLYM ELIEM THERAPEUTICS INC 4.5%

Value ($000) $5,886 Shares 2,180,000 Est. Cost $2.88 Unrealized -9.7%

— AVROBIO INC 4.1%

Value ($000) $5,442 Shares 4,001,627 Est. Cost $1.50 Unrealized —

— THESEUS PHARMACEUTICALS INC 3.4%

Value ($000) $4,489 Shares 1,108,320 Est. Cost $4.05 Unrealized —

— ATHIRA PHARMA INC 2.7%

Value ($000) $3,534 Shares 1,454,362 Est. Cost $2.76 Unrealized —

— ADVERUM BIOTECHNOLOGIES INC 2.6%

Value ($000) $3,428 Shares 4,554,252 Est. Cost $0.60 Unrealized —

ANF ABERCROMBIE & FITCH CO 2.3%

Value ($000) $3,033 Shares 900 Est. Cost — Unrealized —

ORMP ORAMED PHARMACEUTICALS INC 2.2%

Value ($000) $2,914 Shares 1,261,559 Est. Cost $2.59 Unrealized -23.2%

DSGN DESIGN THERAPEUTICS INC 2.1%

Value ($000) $2,728 Shares 1,029,478 Est. Cost $2.29 Unrealized 0.0%

— CONNECT BIOPHARMA HLDGS LTD 1.8%

Value ($000) $2,432 Shares 2,061,438 Est. Cost $1.18 Unrealized —

— RENEO PHARMACEUTICALS INC 1.6%

Value ($000) $2,103 Shares 1,314,229 Est. Cost $1.60 Unrealized —

ASTC ASTROTECH CORP 1.4%

Value ($000) $1,871 Shares 220,410 Est. Cost $11.26 Unrealized -23.2%

— RAIN ONCOLOGY INC 1.2%

Value ($000) $1,619 Shares 1,349,007 Est. Cost $1.20 Unrealized —

— FORTE BIOSCIENCES INC 1.1%

Value ($000) $1,448 Shares 1,761,702 Est. Cost $1.00 Unrealized —

— VERRICA PHARMACEUTICALS INC 1.0%

Value ($000) $1,318 Shares 180,000 Est. Cost $3.51 Unrealized —

WING WINGSTOP INC 0.9%

Value ($000) $1,211 Shares 900 Est. Cost — Unrealized —

— ARCA BIOPHARMA INC 0.9%

Value ($000) $1,202 Shares 706,930 Est. Cost $2.37 Unrealized —

— GRAPHITE BIO INC 0.9%

Value ($000) $1,172 Shares 447,416 Est. Cost $2.62 Unrealized —

— KINNATE BIOPHARMA INC 0.8%

Value ($000) $1,110 Shares 468,210 Est. Cost $2.37 Unrealized —

VTGN VISTAGEN THERAPEUTICS INC 0.6%

Value ($000) $771 Shares 150,000 Est. Cost $4.22 Unrealized -10.4%

MIST MILESTONE PHARMACEUTICALS IN 0.6%

Value ($000) $739 Shares 442,352 Est. Cost $3.96 Unrealized -31.5%

LSTA LISATA THERAPEUTICS INC 0.6%

Value ($000) $737 Shares 269,839 Est. Cost $2.55 Unrealized —

ELVN ENLIVEN THERAPEUTICS INC 0.5%

Value ($000) $692 Shares 50,000 Est. Cost $20.34 Unrealized -39.8%

ACRS ACLARIS THERAPEUTICS INC 0.5%

Value ($000) $686 Shares 653,107 Est. Cost $3.05 Unrealized 0.0%

QQQ INVESCO QQQ TR 0.5%

Value ($000) $661 Shares 300 Est. Cost — Unrealized —

NGNE NEUROGENE INC 0.4%

Value ($000) $478 Shares 24,666 Est. Cost $14.32 Unrealized 0.0%

BBW BUILD-A-BEAR WORKSHOP INC 0.4%

Value ($000) $465 Shares 1,500 Est. Cost — Unrealized —

— HOMOLOGY MEDICINES INC 0.3%

Value ($000) $455 Shares 748,108 Est. Cost $0.61 Unrealized —

CALC CALCIMEDICA INC 0.3%

Value ($000) $416 Shares 145,424 Est. Cost $3.80 Unrealized -23.8%

— NEXTCURE INC 0.3%

Value ($000) $349 Shares 306,465 Est. Cost $1.48 Unrealized —

TLIS TALIS BIOMEDICAL CORP 0.2%

Value ($000) $318 Shares 42,743 Est. Cost $6.52 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SGOV	ISHARES TR	270,000	$27,073	20.5%	$100.62	—	0-3 MNTH TREASRY	46436E718
BIL	SPDR SER TR	200,000	$18,278	13.8%	$91.64	—	BLOOMBERG 1-3 MO	78468R663
AVIR	ATEA PHARMACEUTICALS INC	5,462,079	$16,659	12.6%	$3.50	-13.4%	COM	04683R106
—	CYTEIR THERAPEUTICS INC	3,250,008	$9,880	7.5%	$1.84	—	COM	23284P103
—	TOURMALINE BIO INC	245,500	$6,427	4.9%	$26.18	—	COM	89157D105
CLYM	ELIEM THERAPEUTICS INC	2,180,000	$5,886	4.5%	$2.88	-9.7%	COM	28658R106
—	AVROBIO INC	4,001,627	$5,442	4.1%	$1.50	—	COM	05455M100
—	THESEUS PHARMACEUTICALS INC	1,108,320	$4,489	3.4%	$4.05	—	COM	88369M101
—	ATHIRA PHARMA INC	1,454,362	$3,534	2.7%	$2.76	—	COM	04746L104
—	ADVERUM BIOTECHNOLOGIES INC	4,554,252	$3,428	2.6%	$0.60	—	COM	00773U108
ANF	ABERCROMBIE & FITCH CO	900	$3,033	2.3%	—	—	Put	002896207
ORMP	ORAMED PHARMACEUTICALS INC	1,261,559	$2,914	2.2%	$2.59	-23.2%	COM NEW	68403P203
DSGN	DESIGN THERAPEUTICS INC	1,029,478	$2,728	2.1%	$2.29	0.0%	COM	25056L103
—	CONNECT BIOPHARMA HLDGS LTD	2,061,438	$2,432	1.8%	$1.18	—	ADS	207523101
—	RENEO PHARMACEUTICALS INC	1,314,229	$2,103	1.6%	$1.60	—	COM	75974E103
ASTC	ASTROTECH CORP	220,410	$1,871	1.4%	$11.26	-23.2%	COM	046484309
—	RAIN ONCOLOGY INC	1,349,007	$1,619	1.2%	$1.20	—	COM	75082Q105
—	FORTE BIOSCIENCES INC	1,761,702	$1,448	1.1%	$1.00	—	COM	34962G109
—	VERRICA PHARMACEUTICALS INC	180,000	$1,318	1.0%	$3.51	—	COM	92511W108
WING	WINGSTOP INC	900	$1,211	0.9%	—	—	Put	974155103
—	ARCA BIOPHARMA INC	706,930	$1,202	0.9%	$2.37	—	COM	00211Y506
—	GRAPHITE BIO INC	447,416	$1,172	0.9%	$2.62	—	COM	38870X104
—	KINNATE BIOPHARMA INC	468,210	$1,110	0.8%	$2.37	—	COM	49705R105
VTGN	VISTAGEN THERAPEUTICS INC	150,000	$771	0.6%	$4.22	-10.4%	COM	92840H400
MIST	MILESTONE PHARMACEUTICALS IN	442,352	$739	0.6%	$3.96	-31.5%	COM	59935V107
LSTA	LISATA THERAPEUTICS INC	269,839	$737	0.6%	$2.55	—	COM	128058302
ELVN	ENLIVEN THERAPEUTICS INC	50,000	$692	0.5%	$20.34	-39.8%	COM	29337E102
ACRS	ACLARIS THERAPEUTICS INC	653,107	$686	0.5%	$3.05	0.0%	COM	00461U105
QQQ	INVESCO QQQ TR	300	$661	0.5%	—	—	Put	46090E103
NGNE	NEUROGENE INC	24,666	$478	0.4%	$14.32	0.0%	COM	64135M105
BBW	BUILD-A-BEAR WORKSHOP INC	1,500	$465	0.4%	—	—	Put	120076104
—	HOMOLOGY MEDICINES INC	748,108	$455	0.3%	$0.61	—	COM	438083107
CALC	CALCIMEDICA INC	145,424	$416	0.3%	$3.80	-23.8%	COM NEW	38942Q202
—	NEXTCURE INC	306,465	$349	0.3%	$1.48	—	COM	65343E108
TLIS	TALIS BIOMEDICAL CORP	42,743	$318	0.2%	$6.52	0.0%	COM NEW	87424L207