III Capital Management Hedge Fund

CIK: 0001783139 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 13, 2020

Total Value ($000): $195,911 (33.1% shares, 66.9% debt)

Holdings (48)

— AEROJET ROCKETDYNE HLDGS INC 12.8%

Value ($000) $25,025 Shares 13,750,000 Est. Cost $1.99 Unrealized —

— TESLA INC 9.8%

Value ($000) $19,205 Shares 15,000,000 Est. Cost $1.28 Unrealized —

— COLONY STARWOOD HOMES 9.4%

Value ($000) $18,443 Shares 13,708,000 Est. Cost $1.24 Unrealized —

— LUMENTUM HLDGS INC 6.8%

Value ($000) $13,257 Shares 9,000,000 Est. Cost $1.47 Unrealized —

— COLFAX CORP 6.5%

Value ($000) $12,675 Shares 80,000 Est. Cost $158.44 Unrealized —

— NEUROCRINE BIOSCIENCES INC 5.9%

Value ($000) $11,525 Shares 7,500,000 Est. Cost $1.54 Unrealized —

— NEXTERA ENERGY INC 3.9%

Value ($000) $7,646 Shares 150,000 Est. Cost $50.23 Unrealized —

— TESLA INC 3.9%

Value ($000) $7,592 Shares 5,000,000 Est. Cost $0.99 Unrealized —

— FIVE9 INC 3.4%

Value ($000) $6,758 Shares 4,000,000 Est. Cost $1.45 Unrealized —

TLT ISHARES 3.3%

Value ($000) $6,435 Shares 47,500 Est. Cost $132.80 Unrealized —

— NUVASIVE INC 3.1%

Value ($000) $6,018 Shares 4,500,000 Est. Cost $1.34 Unrealized —

— DOMINION ENERGY INC 2.7%

Value ($000) $5,325 Shares 50,000 Est. Cost $105.72 Unrealized —

— DTE ENERGY CO 2.6%

Value ($000) $5,132 Shares 100,000 Est. Cost $51.32 Unrealized —

— DISH NETWORK CORP 2.3%

Value ($000) $4,578 Shares 5,000,000 Est. Cost $0.88 Unrealized —

— Q2 HLDGS INC 2.3%

Value ($000) $4,524 Shares 3,000,000 Est. Cost $1.51 Unrealized —

— SEA LTD 2.2%

Value ($000) $4,308 Shares 2,000,000 Est. Cost $2.15 Unrealized —

— DEXCOM INC 1.9%

Value ($000) $3,717 Shares 2,500,000 Est. Cost $1.49 Unrealized —

— CLEVELAND CLIFFS INC 1.8%

Value ($000) $3,548 Shares 2,950,000 Est. Cost $1.20 Unrealized —

META FACEBOOK INC 1.6%

Value ($000) $3,038 Shares 14,800 Est. Cost $192.35 Unrealized 0.0%

EXAS EXACT SCIENCES CORP 1.5%

Value ($000) $2,987 Shares 32,300 Est. Cost $87.91 Unrealized 0.0%

— AMERICAN ELEC PWR CO INC 1.4%

Value ($000) $2,696 Shares 50,000 Est. Cost $55.12 Unrealized —

— SENSEONICS HLDGS INC 1.3%

Value ($000) $2,545 Shares 2,500,000 Est. Cost $1.01 Unrealized —

— OUTFRONT MEDIA INC 1.3%

Value ($000) $2,481 Shares 92,500 Est. Cost $26.82 Unrealized —

CHTR CHARTER COMMUNICATIONS INC N 1.2%

Value ($000) $2,425 Shares 5,000 Est. Cost $403.56 Unrealized +14.0%

BKNG BOOKING HLDGS INC 1.0%

Value ($000) $1,863 Shares 907 Est. Cost $1931.44 Unrealized 0.0%

PAAS PAN AMERICAN SILVER CORP 0.9%

Value ($000) $1,860 Shares 78,506 Est. Cost $12.18 Unrealized +52.1%

— CORNERSTONE BLDG BRANDS INC 0.9%

Value ($000) $1,787 Shares 210,020 Est. Cost $8.51 Unrealized —

— EVERBRIDGE INC 0.8%

Value ($000) $1,593 Shares 20,400 Est. Cost $78.09 Unrealized —

— SIX FLAGS ENTMT CORP NEW 0.6%

Value ($000) $1,167 Shares 25,865 Est. Cost $45.12 Unrealized —

EEFT EURONET WORLDWIDE INC 0.6%

Value ($000) $1,150 Shares 7,300 Est. Cost $154.23 Unrealized -2.1%

NIO NIO INC 0.5%

Value ($000) $958 Shares 14,406 Est. Cost — Unrealized —

BMRN BIOMARIN PHARMACEUTICAL INC 0.4%

Value ($000) $845 Shares 10,000 Est. Cost $75.53 Unrealized 0.0%

ILMN ILLUMINA INC 0.4%

Value ($000) $705 Shares 2,125 Est. Cost $315.75 Unrealized -4.0%

TLT ISHARES 0.2%

Value ($000) $421 Shares 1,000 Est. Cost $132.80 Unrealized —

CLF CLEVELAND CLIFFS INC 0.2%

Value ($000) $331 Shares 2,500 Est. Cost — Unrealized —

HTT QUDIAN INC 0.2%

Value ($000) $319 Shares 5,500 Est. Cost — Unrealized —

W WAYFAIR INC 0.1%

Value ($000) $173 Shares 600 Est. Cost — Unrealized —

TSLA TESLA INC 0.1%

Value ($000) $171 Shares 584 Est. Cost $15.66 Unrealized +38.5%

ILMN ILLUMINA INC 0.1%

Value ($000) $155 Shares 150 Est. Cost $315.75 Unrealized -4.0%

HYG ISHARE IBOXX HIGH YIELD CORPORATE BOND 0.1%

Value ($000) $134 Shares 44,500 Est. Cost — Unrealized —

Z ZILLOW GROUP INC 0.1%

Value ($000) $125 Shares 3,278 Est. Cost — Unrealized —

NIO 4.5 02/01/24 REGS NIO INC 0.0%

Value ($000) $91 Shares 170,000 Est. Cost $0.54 Unrealized —

— YY INC 0.0%

Value ($000) $90 Shares 650 Est. Cost — Unrealized —

— WORLD WRESTLING ENTMT INC 0.0%

Value ($000) $66 Shares 1,010 Est. Cost $65.35 Unrealized —

Value ($000) $10 Shares 250 Est. Cost — Unrealized —

OLN OLIN CORP 0.0%

Value ($000) $9 Shares 516 Est. Cost $15.85 Unrealized -4.0%

SD SANDRIDGE ENERGY INC 0.0%

Value ($000) $4 Shares 10,472 Est. Cost $5.73 Unrealized -27.0%

AMPY AMPLIFY ENERGY CORP 0.0%

Value ($000) $1 Shares 211 Est. Cost $4.74 Unrealized +18.5%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AEROJET ROCKETDYNE HLDGS INC	13,750,000	$25,025	12.8%	$1.99	—	Convertible Bond	007800AB1
—	TESLA INC	15,000,000	$19,205	9.8%	$1.28	—	Convertible Bond	88160RAC5
—	COLONY STARWOOD HOMES	13,708,000	$18,443	9.4%	$1.24	—	Convertible Bond	19625XAB8
—	LUMENTUM HLDGS INC	9,000,000	$13,257	6.8%	$1.47	—	Convertible Bond	55024UAB5
—	COLFAX CORP	80,000	$12,675	6.5%	$158.44	—	COM	194014205
—	NEUROCRINE BIOSCIENCES INC	7,500,000	$11,525	5.9%	$1.54	—	Convertible Bond	64125CAD1
—	NEXTERA ENERGY INC	150,000	$7,646	3.9%	$50.23	—	COM	65339F796
—	TESLA INC	5,000,000	$7,592	3.9%	$0.99	—	Convertible Bond	88160RAG6
—	FIVE9 INC	4,000,000	$6,758	3.4%	$1.45	—	Convertible Bond	338307AB7
TLT	ISHARES	47,500	$6,435	3.3%	$132.80	—	COM	464287432
—	NUVASIVE INC	4,500,000	$6,018	3.1%	$1.34	—	Convertible Bond	670704AG0
—	DOMINION ENERGY INC	50,000	$5,325	2.7%	$105.72	—	COM	25746U133
—	DTE ENERGY CO	100,000	$5,132	2.6%	$51.32	—	COM	233331842
—	DISH NETWORK CORP	5,000,000	$4,578	2.3%	$0.88	—	Convertible Bond	25470MAD1
—	Q2 HLDGS INC	3,000,000	$4,524	2.3%	$1.51	—	Convertible Bond	74736LAB5
—	SEA LTD	2,000,000	$4,308	2.2%	$2.15	—	Convertible Bond	81141RAB6
—	DEXCOM INC	2,500,000	$3,717	1.9%	$1.49	—	Convertible Bond	252131AH0
—	CLEVELAND CLIFFS INC	2,950,000	$3,548	1.8%	$1.20	—	Convertible Bond	185899AA9
META	FACEBOOK INC	14,800	$3,038	1.6%	$192.35	0.0%	COM	30303M102
EXAS	EXACT SCIENCES CORP	32,300	$2,987	1.5%	$87.91	0.0%	COM	30063P105
—	AMERICAN ELEC PWR CO INC	50,000	$2,696	1.4%	$55.12	—	COM	025537127
—	SENSEONICS HLDGS INC	2,500,000	$2,545	1.3%	$1.01	—	Convertible Bond	81727UAA3
—	OUTFRONT MEDIA INC	92,500	$2,481	1.3%	$26.82	—	COM	69007J106
CHTR	CHARTER COMMUNICATIONS INC N	5,000	$2,425	1.2%	$403.56	+14.0%	COM	16119P108
BKNG	BOOKING HLDGS INC	907	$1,863	1.0%	$1931.44	0.0%	COM	09857L108
PAAS	PAN AMERICAN SILVER CORP	78,506	$1,860	0.9%	$12.18	+52.1%	COM	697900108
—	CORNERSTONE BLDG BRANDS INC	210,020	$1,787	0.9%	$8.51	—	COM	21925D109
—	EVERBRIDGE INC	20,400	$1,593	0.8%	$78.09	—	COM	29978A104
—	SIX FLAGS ENTMT CORP NEW	25,865	$1,167	0.6%	$45.12	—	COM	83001A102
EEFT	EURONET WORLDWIDE INC	7,300	$1,150	0.6%	$154.23	-2.1%	COM	298736109
NIO	NIO INC	14,406	$958	0.5%	—	—	Put	62914V106
BMRN	BIOMARIN PHARMACEUTICAL INC	10,000	$845	0.4%	$75.53	0.0%	COM	09061G101
ILMN	ILLUMINA INC	2,125	$705	0.4%	$315.75	-4.0%	COM	452327109
TLT	ISHARES	1,000	$421	0.2%	$132.80	—	Put	464287432
CLF	CLEVELAND CLIFFS INC	2,500	$331	0.2%	—	—	Put	185899101
HTT	QUDIAN INC	5,500	$319	0.2%	—	—	Put	747798106
W	WAYFAIR INC	600	$173	0.1%	—	—	Put	94419L101
TSLA	TESLA INC	584	$171	0.1%	$15.66	+38.5%	Put	88160R101
ILMN	ILLUMINA INC	150	$155	0.1%	$315.75	-4.0%	Call	452327109
HYG	ISHARE IBOXX HIGH YIELD CORPORATE BOND	44,500	$134	0.1%	—	—	Put	464288513
Z	ZILLOW GROUP INC	3,278	$125	0.1%	—	—	Put	98954M200
NIO 4.5 02/01/24 REGS	NIO INC	170,000	$91	0.0%	$0.54	—	Convertible Bond	G6525FAA0
—	YY INC	650	$90	0.0%	—	—	Put	98426T106
—	WORLD WRESTLING ENTMT INC	1,010	$66	0.0%	$65.35	—	COM	98156Q108
RH	RH	250	$10	0.0%	—	—	Put	74967X103
OLN	OLIN CORP	516	$9	0.0%	$15.85	-4.0%	COM	680665205
SD	SANDRIDGE ENERGY INC	10,472	$4	0.0%	$5.73	-27.0%	COM	80007P869
AMPY	AMPLIFY ENERGY CORP	211	$1	0.0%	$4.74	+18.5%	COM	03212B103