III Capital Management Hedge Fund

CIK: 0001783139 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 15, 2019

Total Value ($000): $224,208 (33.6% shares, 66.4% debt)

Holdings (48)

— AEROJET ROCKETDYNE HLDGS INC 11.4%

Value ($000) $25,523 Shares 12,750,000 Est. Cost $2.00 Unrealized —

— DOMINION ENERGY INC 10.6%

Value ($000) $23,786 Shares 225,000 Est. Cost $105.72 Unrealized —

— WORKDAY INC 8.2%

Value ($000) $18,318 Shares 14,000,000 Est. Cost $1.48 Unrealized —

— COLONY STARWOOD HOMES 8.0%

Value ($000) $17,828 Shares 13,380,000 Est. Cost $1.23 Unrealized —

— CAESARS ENTMT CORP 7.6%

Value ($000) $17,017 Shares 10,000,000 Est. Cost $1.71 Unrealized —

— DEXCOM INC 6.4%

Value ($000) $14,319 Shares 9,000,000 Est. Cost $1.59 Unrealized —

— NEXTERA ENERGY INC 5.6%

Value ($000) $12,557 Shares 250,000 Est. Cost $50.23 Unrealized —

— DISH NETWORK CORP 4.7%

Value ($000) $10,565 Shares 12,000,000 Est. Cost $0.88 Unrealized —

— TESLA INC 3.9%

Value ($000) $8,646 Shares 8,500,000 Est. Cost $0.99 Unrealized —

— FIVE9 INC 3.6%

Value ($000) $7,961 Shares 5,500,000 Est. Cost $1.45 Unrealized —

— PRICELINE GRP INC 3.3%

Value ($000) $7,480 Shares 5,000,000 Est. Cost $1.50 Unrealized —

TLT iShares 3.0%

Value ($000) $6,796 Shares 47,500 Est. Cost $132.80 Unrealized —

DHR DANAHER CORPORATION 2.8%

Value ($000) $6,340 Shares 43,900 Est. Cost $121.72 Unrealized 0.0%

— AMERICAN ELEC PWR CO INC 1.8%

Value ($000) $4,134 Shares 75,000 Est. Cost $55.12 Unrealized —

— INPHI CORP 1.7%

Value ($000) $3,915 Shares 2,500,000 Est. Cost $1.57 Unrealized —

Value ($000) $3,790 Shares 3,500,000 Est. Cost $1.08 Unrealized —

EEFT EURONET WORLDWIDE INC 1.6%

Value ($000) $3,628 Shares 24,800 Est. Cost $154.23 Unrealized +0.4%

— CHESAPEAKE ENERGY CORP 1.6%

Value ($000) $3,591 Shares 6,000,000 Est. Cost $0.60 Unrealized —

— TESLA INC 1.6%

Value ($000) $3,569 Shares 3,500,000 Est. Cost $0.99 Unrealized —

BYD BOYD GAMING CORP 1.3%

Value ($000) $2,827 Shares 118,038 Est. Cost $24.93 Unrealized -3.2%

PAAS PAN AMERICAN SILVER CORP 1.2%

Value ($000) $2,711 Shares 172,883 Est. Cost $12.18 Unrealized +32.9%

— SENSEONICS HLDGS INC 1.1%

Value ($000) $2,526 Shares 2,500,000 Est. Cost $1.01 Unrealized —

— DISH NETWORK CORP 1.0%

Value ($000) $2,297 Shares 2,500,000 Est. Cost $0.92 Unrealized —

CHTR CHARTER COMMUNICATIONS INC N 0.9%

Value ($000) $2,061 Shares 5,000 Est. Cost $403.56 Unrealized 0.0%

— PERFICIENT INC 0.7%

Value ($000) $1,482 Shares 1,250,000 Est. Cost $1.19 Unrealized —

— FORTIVE CORP 0.6%

Value ($000) $1,352 Shares 1,500 Est. Cost $901.33 Unrealized —

NIO NIO INC 0.6%

Value ($000) $1,334 Shares 9,906 Est. Cost — Unrealized —

ILMN ILLUMINA INC 0.4%

Value ($000) $981 Shares 3,225 Est. Cost $315.75 Unrealized -6.6%

PHM PULTE GROUP INC 0.4%

Value ($000) $942 Shares 25,765 Est. Cost $29.09 Unrealized +7.0%

— IAC INTERACTIVECORP 0.4%

Value ($000) $873 Shares 4,006 Est. Cost $217.92 Unrealized —

— CONTURA ENERGY INC 0.4%

Value ($000) $859 Shares 30,715 Est. Cost $51.90 Unrealized —

TSLA TESLA INC 0.4%

Value ($000) $791 Shares 1,113 Est. Cost $15.66 Unrealized 0.0%

HYG iShares 0.3%

Value ($000) $675 Shares 61,000 Est. Cost — Unrealized —

BKNG BOOKING HLDGS INC 0.2%

Value ($000) $459 Shares 20 Est. Cost — Unrealized —

— GOL LINHAS AEREAS INTLG S A 0.2%

Value ($000) $449 Shares 29,000 Est. Cost $15.48 Unrealized —

— FRONTIER COMMUNICATIONS CORP 0.1%

Value ($000) $308 Shares 2,500 Est. Cost — Unrealized —

TLT iShares 0.1%

Value ($000) $261 Shares 1,000 Est. Cost $132.80 Unrealized —

F FORD MTR CO DEL 0.1%

Value ($000) $250 Shares 5,000 Est. Cost — Unrealized —

HTT QUDIAN INC 0.1%

Value ($000) $194 Shares 4,500 Est. Cost — Unrealized —

TSLA TESLA INC 0.1%

Value ($000) $191 Shares 792 Est. Cost $15.66 Unrealized 0.0%

ILMN ILLUMINA INC 0.1%

Value ($000) $178 Shares 150 Est. Cost $315.75 Unrealized -6.6%

APLS APELLIS PHARMACEUTICALS INC 0.1%

Value ($000) $169 Shares 7,019 Est. Cost $27.52 Unrealized 0.0%

Z ZILLOW GROUP INC 0.1%

Value ($000) $155 Shares 1,500 Est. Cost — Unrealized —

— YY INC 0.0%

Value ($000) $94 Shares 500 Est. Cost — Unrealized —

Value ($000) $11 Shares 250 Est. Cost — Unrealized —

OLN OLIN CORP 0.0%

Value ($000) $10 Shares 516 Est. Cost $15.85 Unrealized 0.0%

SD SANDRIDGE ENERGY INC 0.0%

Value ($000) $4 Shares 10,472 Est. Cost $5.73 Unrealized 0.0%

AMPY AMPLIFY ENERGY CORP 0.0%

Value ($000) $1 Shares 211 Est. Cost $4.74 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AEROJET ROCKETDYNE HLDGS INC	12,750,000	$25,523	11.4%	$2.00	—	Convertible Bond	007800AB1
—	DOMINION ENERGY INC	225,000	$23,786	10.6%	$105.72	—	COM	25746U133
—	WORKDAY INC	14,000,000	$18,318	8.2%	$1.48	—	Convertible Bond	98138HAF8
—	COLONY STARWOOD HOMES	13,380,000	$17,828	8.0%	$1.23	—	Convertible Bond	19625XAB8
—	CAESARS ENTMT CORP	10,000,000	$17,017	7.6%	$1.71	—	Convertible Bond	127686AA1
—	DEXCOM INC	9,000,000	$14,319	6.4%	$1.59	—	Convertible Bond	252131AF4
—	NEXTERA ENERGY INC	250,000	$12,557	5.6%	$50.23	—	COM	65339F796
—	DISH NETWORK CORP	12,000,000	$10,565	4.7%	$0.88	—	Convertible Bond	25470MAD1
—	TESLA INC	8,500,000	$8,646	3.9%	$0.99	—	Convertible Bond	88160RAG6
—	FIVE9 INC	5,500,000	$7,961	3.6%	$1.45	—	Convertible Bond	338307AB7
—	PRICELINE GRP INC	5,000,000	$7,480	3.3%	$1.50	—	Convertible Bond	741503AS5
TLT	iShares	47,500	$6,796	3.0%	$132.80	—	COM	464287432
DHR	DANAHER CORPORATION	43,900	$6,340	2.8%	$121.72	0.0%	COM	235851102
—	AMERICAN ELEC PWR CO INC	75,000	$4,134	1.8%	$55.12	—	COM	025537127
—	INPHI CORP	2,500,000	$3,915	1.7%	$1.57	—	Convertible Bond	45772FAB3
—	RH	3,500,000	$3,790	1.7%	$1.08	—	Convertible Bond	74967XAA1
EEFT	EURONET WORLDWIDE INC	24,800	$3,628	1.6%	$154.23	+0.4%	COM	298736109
—	CHESAPEAKE ENERGY CORP	6,000,000	$3,591	1.6%	$0.60	—	Convertible Bond	165167CY1
—	TESLA INC	3,500,000	$3,569	1.6%	$0.99	—	Convertible Bond	88160RAD3
BYD	BOYD GAMING CORP	118,038	$2,827	1.3%	$24.93	-3.2%	COM	103304101
PAAS	PAN AMERICAN SILVER CORP	172,883	$2,711	1.2%	$12.18	+32.9%	COM	697900108
—	SENSEONICS HLDGS INC	2,500,000	$2,526	1.1%	$1.01	—	Convertible Bond	81727UAA3
—	DISH NETWORK CORP	2,500,000	$2,297	1.0%	$0.92	—	Convertible Bond	25470MAB5
CHTR	CHARTER COMMUNICATIONS INC N	5,000	$2,061	0.9%	$403.56	0.0%	COM	16119P108
—	PERFICIENT INC	1,250,000	$1,482	0.7%	$1.19	—	Convertible Bond	71375UAB7
—	FORTIVE CORP	1,500	$1,352	0.6%	$901.33	—	COM	34959J207
NIO	NIO INC	9,906	$1,334	0.6%	—	—	Put	62914V106
ILMN	ILLUMINA INC	3,225	$981	0.4%	$315.75	-6.6%	COM	452327109
PHM	PULTE GROUP INC	25,765	$942	0.4%	$29.09	+7.0%	COM	745867101
—	IAC INTERACTIVECORP	4,006	$873	0.4%	$217.92	—	COM	44919P508
—	CONTURA ENERGY INC	30,715	$859	0.4%	$51.90	—	COM	21241B100
TSLA	TESLA INC	1,113	$791	0.4%	$15.66	0.0%	Put	88160R101
HYG	iShares	61,000	$675	0.3%	—	—	Put	464288513
BKNG	BOOKING HLDGS INC	20	$459	0.2%	—	—	Call	09857L108
—	GOL LINHAS AEREAS INTLG S A	29,000	$449	0.2%	$15.48	—	COM	38045R206
—	FRONTIER COMMUNICATIONS CORP	2,500	$308	0.1%	—	—	Put	35906A306
TLT	iShares	1,000	$261	0.1%	$132.80	—	Put	464287432
F	FORD MTR CO DEL	5,000	$250	0.1%	—	—	Put	345370860
HTT	QUDIAN INC	4,500	$194	0.1%	—	—	Put	747798106
TSLA	TESLA INC	792	$191	0.1%	$15.66	0.0%	COM	88160R101
ILMN	ILLUMINA INC	150	$178	0.1%	$315.75	-6.6%	Call	452327109
APLS	APELLIS PHARMACEUTICALS INC	7,019	$169	0.1%	$27.52	0.0%	COM	03753U106
Z	ZILLOW GROUP INC	1,500	$155	0.1%	—	—	Put	98954M200
—	YY INC	500	$94	0.0%	—	—	Put	98426T106
RH	RH	250	$11	0.0%	—	—	Put	74967X103
OLN	OLIN CORP	516	$10	0.0%	$15.85	0.0%	COM	680665205
SD	SANDRIDGE ENERGY INC	10,472	$4	0.0%	$5.73	0.0%	COM	80007P869
AMPY	AMPLIFY ENERGY CORP	211	$1	0.0%	$4.74	0.0%	COM	03212B103