Caldwell Investment Management Ltd. Diversified Active

CIK: 0001904373 · Show all filings

Period: Q4 2021 (Next →)

Filing Date: Feb 11, 2022

Total Value ($000): $128,045 (100.0% shares, 0.0% debt)

Holdings (33)

BAC BK OF AMERICA CORP 12.3%

Value ($000) $15,698 Shares 350,000 Est. Cost $41.02 Unrealized 0.0%

ICE INTERCONTINENTAL EXCHANGE IN 11.8%

Value ($000) $15,085 Shares 109,565 Est. Cost $125.37 Unrealized 0.0%

KKR KKR & CO INC 11.8%

Value ($000) $15,062 Shares 200,000 Est. Cost $71.22 Unrealized 0.0%

CBOE CBOE GLOBAL MKTS INC 11.2%

Value ($000) $14,322 Shares 110,000 Est. Cost $122.57 Unrealized 0.0%

— TRICON RESIDENTIAL INC 10.4%

Value ($000) $13,275 Shares 877,000 Est. Cost $15.14 Unrealized —

NTR NUTRIEN LTD 6.2%

Value ($000) $7,909 Shares 105,300 Est. Cost $61.64 Unrealized 0.0%

UNH UNITEDHEALTH GROUP INC 3.3%

Value ($000) $4,251 Shares 8,391 Est. Cost $422.19 Unrealized 0.0%

— NUVEI CORP 2.6%

Value ($000) $3,314 Shares 49,300 Est. Cost $67.22 Unrealized —

BR BROADRIDGE FINL SOLUTIONS IN 2.4%

Value ($000) $3,067 Shares 16,700 Est. Cost $163.68 Unrealized 0.0%

DGX QUEST DIAGNOSTICS INC 1.9%

Value ($000) $2,433 Shares 14,100 Est. Cost $140.46 Unrealized 0.0%

SPGI S&P GLOBAL INC 1.9%

Value ($000) $2,396 Shares 5,071 Est. Cost $441.83 Unrealized 0.0%

— BERRY GLOBAL GROUP INC 1.7%

Value ($000) $2,128 Shares 28,800 Est. Cost $73.89 Unrealized —

BBU BROOKFIELD BUSINESS PARTNERS UNIT LTD L P 1.6%

Value ($000) $2,086 Shares 45,200 Est. Cost $46.15 Unrealized —

GIB CGI INC 1.6%

Value ($000) $1,993 Shares 22,410 Est. Cost $87.15 Unrealized 0.0%

STN STANTEC INC 1.5%

Value ($000) $1,976 Shares 35,200 Est. Cost $56.14 Unrealized —

TFII TFI INTL INC 1.5%

Value ($000) $1,880 Shares 16,900 Est. Cost $108.78 Unrealized 0.0%

AVGO BROADCOM INC 1.5%

Value ($000) $1,867 Shares 2,807 Est. Cost $51.79 Unrealized 0.0%

V VISA INC 1.4%

Value ($000) $1,821 Shares 8,300 Est. Cost $208.13 Unrealized 0.0%

— ANSYS INC 1.2%

Value ($000) $1,577 Shares 3,860 Est. Cost $408.55 Unrealized —

TTEK TETRA TECH INC 1.2%

Value ($000) $1,570 Shares 9,300 Est. Cost $34.44 Unrealized 0.0%

DOX AMDOCS LTD 1.2%

Value ($000) $1,556 Shares 20,600 Est. Cost $68.63 Unrealized 0.0%

AQN ALGONQUIN POWER & UTILITIES 1.1%

Value ($000) $1,452 Shares 100,000 Est. Cost $11.41 Unrealized 0.0%

KEYS KEYSIGHT TECHNOLOGIES INC 1.1%

Value ($000) $1,367 Shares 6,565 Est. Cost $187.06 Unrealized 0.0%

EVR EVERCORE INC 1.0%

Value ($000) $1,342 Shares 9,850 Est. Cost $134.77 Unrealized 0.0%

IBP INSTALLED BUILDING PROD INC 1.0%

Value ($000) $1,291 Shares 9,300 Est. Cost $118.83 Unrealized 0.0%

NSP INSPERITY INC 0.9%

Value ($000) $1,163 Shares 9,900 Est. Cost $104.25 Unrealized 0.0%

APH AMPHENOL CORP 0.9%

Value ($000) $1,096 Shares 12,600 Est. Cost $38.92 Unrealized 0.0%

CSCO CISCO SYS INC 0.8%

Value ($000) $1,005 Shares 15,690 Est. Cost $50.47 Unrealized 0.0%

DVN DEVON ENERGY CORP 0.8%

Value ($000) $1,000 Shares 22,900 Est. Cost $33.60 Unrealized 0.0%

IPGP IPG PHOTONICS CORP 0.7%

Value ($000) $928 Shares 5,350 Est. Cost $165.18 Unrealized 0.0%

VRSK VERISK ANALYTICS INC 0.6%

Value ($000) $753 Shares 3,300 Est. Cost $212.40 Unrealized 0.0%

ZTS ZOETIS INC 0.6%

Value ($000) $735 Shares 3,000 Est. Cost $210.50 Unrealized 0.0%

CDW CDW CORP 0.5%

Value ($000) $647 Shares 3,170 Est. Cost $180.53 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BAC	BK OF AMERICA CORP	350,000	$15,698	12.3%	$41.02	0.0%	COM	060505104
ICE	INTERCONTINENTAL EXCHANGE IN	109,565	$15,085	11.8%	$125.37	0.0%	COM	45866F104
KKR	KKR & CO INC	200,000	$15,062	11.8%	$71.22	0.0%	COM	48251W104
CBOE	CBOE GLOBAL MKTS INC	110,000	$14,322	11.2%	$122.57	0.0%	COM	12503M108
—	TRICON RESIDENTIAL INC	877,000	$13,275	10.4%	$15.14	—	COM NPV ADDED	89612W102
NTR	NUTRIEN LTD	105,300	$7,909	6.2%	$61.64	0.0%	COM	67077M108
UNH	UNITEDHEALTH GROUP INC	8,391	$4,251	3.3%	$422.19	0.0%	COM	91324P102
—	NUVEI CORP	49,300	$3,314	2.6%	$67.22	—	SUB VTG SHS ADDED	67079A102
BR	BROADRIDGE FINL SOLUTIONS IN	16,700	$3,067	2.4%	$163.68	0.0%	COM	11133T103
DGX	QUEST DIAGNOSTICS INC	14,100	$2,433	1.9%	$140.46	0.0%	COM	74834L100
SPGI	S&P GLOBAL INC	5,071	$2,396	1.9%	$441.83	0.0%	COM	78409V104
—	BERRY GLOBAL GROUP INC	28,800	$2,128	1.7%	$73.89	—	COM	08579W103
BBU	BROOKFIELD BUSINESS PARTNERS UNIT LTD L P	45,200	$2,086	1.6%	$46.15	—	COM	G16234109
GIB	CGI INC	22,410	$1,993	1.6%	$87.15	0.0%	CL A SUB VTG	12532H104
STN	STANTEC INC	35,200	$1,976	1.5%	$56.14	—	COM	85472N109
TFII	TFI INTL INC	16,900	$1,880	1.5%	$108.78	0.0%	COM	87241L109
AVGO	BROADCOM INC	2,807	$1,867	1.5%	$51.79	0.0%	COM	11135F101
V	VISA INC	8,300	$1,821	1.4%	$208.13	0.0%	COM CL A	92826C839
—	ANSYS INC	3,860	$1,577	1.2%	$408.55	—	COM	03662Q105
TTEK	TETRA TECH INC	9,300	$1,570	1.2%	$34.44	0.0%	NEW COM	88162G103
DOX	AMDOCS LTD	20,600	$1,556	1.2%	$68.63	0.0%	SHS	G02602103
AQN	ALGONQUIN POWER & UTILITIES	100,000	$1,452	1.1%	$11.41	0.0%	COM	015857105
KEYS	KEYSIGHT TECHNOLOGIES INC	6,565	$1,367	1.1%	$187.06	0.0%	COM	49338L103
EVR	EVERCORE INC	9,850	$1,342	1.0%	$134.77	0.0%	CL A	29977A105
IBP	INSTALLED BUILDING PROD INC	9,300	$1,291	1.0%	$118.83	0.0%	COM	45780R101
NSP	INSPERITY INC	9,900	$1,163	0.9%	$104.25	0.0%	COM	45778Q107
APH	AMPHENOL CORP	12,600	$1,096	0.9%	$38.92	0.0%	NEW CL A	032095101
CSCO	CISCO SYS INC	15,690	$1,005	0.8%	$50.47	0.0%	COM	17275R102
DVN	DEVON ENERGY CORP	22,900	$1,000	0.8%	$33.60	0.0%	NEW COM	25179M103
IPGP	IPG PHOTONICS CORP	5,350	$928	0.7%	$165.18	0.0%	COM	44980X109
VRSK	VERISK ANALYTICS INC	3,300	$753	0.6%	$212.40	0.0%	COM	92345Y106
ZTS	ZOETIS INC	3,000	$735	0.6%	$210.50	0.0%	CL A	98978V103
CDW	CDW CORP	3,170	$647	0.5%	$180.53	0.0%	COM	12514G108