SIMS INVESTMENT MANAGEMENT, LLC Diversified Active

Location: Cincinnati, OH

CIK: 0002053807 · Show all filings

Period: Q4 2025 (← Previous) (Next →)

Filing Date: Jan 16, 2026

Total Value: $283M (100.0% shares, 0.0% debt)

Holdings (43)

SCHX SCHWAB STRATEGIC TR 32.5%

Value $92.04M Shares 3,420,432 Est. Cost $23.09 Unrealized —

SCHA SCHWAB STRATEGIC TR 18.4%

Value $52.16M Shares 1,831,359 Est. Cost $25.35 Unrealized —

QYLD GLOBAL X FDS 6.9%

Value $19.63M Shares 1,111,105 Est. Cost $17.75 Unrealized —

SCHD SCHWAB STRATEGIC TR 6.0%

Value $17M Shares 619,658 Est. Cost $27.55 Unrealized —

XYLD GLOBAL X FDS 5.9%

Value $16.77M Shares 412,816 Est. Cost $41.06 Unrealized —

JHSC JOHN HANCOCK EXCHANGE TRADED 4.8%

Value $13.52M Shares 321,946 Est. Cost $39.01 Unrealized —

QQQM INVESCO EXCH TRADED FD TR II 4.2%

Value $11.93M Shares 47,149 Est. Cost $210.59 Unrealized —

SCHO SCHWAB STRATEGIC TR 3.5%

Value $10.01M Shares 410,843 Est. Cost $24.12 Unrealized —

QQQ INVESCO QQQ TR 2.7%

Value $7.537M Shares 12,268 Est. Cost $504.08 Unrealized —

— EATON VANCE TAX-MANAGED BUY- 2.0%

Value $5.585M Shares 388,911 Est. Cost $14.41 Unrealized —

SMH VANECK ETF TRUST 1.5%

Value $4.318M Shares 11,990 Est. Cost $245.99 Unrealized —

UBER UBER TECHNOLOGIES INC 1.3%

Value $3.726M Shares 45,602 Est. Cost $72.87 Unrealized +23.6%

TLT ISHARES TR 1.2%

Value $3.506M Shares 40,225 Est. Cost $88.99 Unrealized —

VCSH VANGUARD SCOTTSDALE FDS 0.9%

Value $2.668M Shares 33,458 Est. Cost $78.62 Unrealized —

TSLA TESLA INC 0.9%

Value $2.643M Shares 5,878 Est. Cost $322.54 Unrealized +37.4%

VOO VANGUARD INDEX FDS 0.8%

Value $2.225M Shares 3,548 Est. Cost $531.89 Unrealized —

META META PLATFORMS INC 0.7%

Value $1.861M Shares 2,819 Est. Cost $619.74 Unrealized +7.7%

CCL CARNIVAL CORP 0.6%

Value $1.705M Shares 55,829 Est. Cost $23.44 Unrealized +19.0%

— EATON VANCE TAX MNGED BUY WR 0.5%

Value $1.534M Shares 100,475 Est. Cost $15.00 Unrealized —

PRSU PURSUIT ATTRACTIONS AND HOSP 0.4%

Value $1.243M Shares 36,898 Est. Cost $40.97 Unrealized -14.8%

NVDA NVIDIA CORPORATION 0.4%

Value $1.01M Shares 5,415 Est. Cost $126.71 Unrealized +46.9%

— NUVEEN S&P 500 BUY-WRITE INC 0.3%

Value $883K Shares 60,100 Est. Cost $13.99 Unrealized —

AAPL APPLE INC 0.3%

Value $800K Shares 2,943 Est. Cost $232.08 Unrealized +15.6%

SCHM SCHWAB STRATEGIC TR 0.3%

Value $727K Shares 24,180 Est. Cost $26.20 Unrealized —

UNH UNITEDHEALTH GROUP INC 0.3%

Value $727K Shares 2,201 Est. Cost $429.10 Unrealized -21.4%

BND VANGUARD BD INDEX FDS 0.3%

Value $715K Shares 9,649 Est. Cost $72.85 Unrealized —

MSFT MICROSOFT CORP 0.2%

Value $669K Shares 1,384 Est. Cost $408.85 Unrealized +22.4%

GOOGL ALPHABET INC 0.2%

Value $589K Shares 1,882 Est. Cost $180.70 Unrealized +58.1%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.2%

Value $547K Shares 1,089 Est. Cost $462.13 Unrealized +7.7%

VGT VANGUARD WORLD FD 0.2%

Value $532K Shares 706 Est. Cost $619.06 Unrealized —

FUN SIX FLAGS ENTERTAINMENT CORP 0.2%

Value $506K Shares 33,000 Est. Cost $18.08 Unrealized 0.0%

AFG AMERICAN FINL GROUP INC OHIO 0.2%

Value $499K Shares 3,654 Est. Cost $125.97 Unrealized +6.0%

AMZN AMAZON COM INC 0.1%

Value $392K Shares 1,698 Est. Cost $216.86 Unrealized +5.5%

DIS DISNEY WALT CO 0.1%

Value $343K Shares 3,011 Est. Cost $103.84 Unrealized +5.5%

AVGO BROADCOM INC 0.1%

Value $299K Shares 863 Est. Cost $215.92 Unrealized +65.3%

VTI VANGUARD INDEX FDS 0.1%

Value $298K Shares 889 Est. Cost $277.89 Unrealized —

JPM JPMORGAN CHASE & CO. 0.1%

Value $287K Shares 891 Est. Cost $250.91 Unrealized +23.4%

RCL ROYAL CARIBBEAN GROUP 0.1%

Value $282K Shares 1,010 Est. Cost $218.91 Unrealized +28.6%

VB VANGUARD INDEX FDS 0.1%

Value $266K Shares 1,033 Est. Cost $234.09 Unrealized —

XOM EXXON MOBIL CORP 0.1%

Value $265K Shares 2,205 Est. Cost $107.21 Unrealized +7.7%

IJS ISHARES TR 0.1%

Value $260K Shares 2,282 Est. Cost $108.61 Unrealized —

LLY ELI LILLY & CO 0.1%

Value $216K Shares 201 Est. Cost $955.55 Unrealized 0.0%

GM GENERAL MTRS CO 0.1%

Value $203K Shares 2,500 Est. Cost $70.40 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SCHX	SCHWAB STRATEGIC TR	3,420,432	$92.04M	32.5%	$23.09	—	US LRG CAP ETF	808524201
SCHA	SCHWAB STRATEGIC TR	1,831,359	$52.16M	18.4%	$25.35	—	US SML CAP ETF	808524607
QYLD	GLOBAL X FDS	1,111,105	$19.63M	6.9%	$17.75	—	NASDAQ 100 COVER	37954Y483
SCHD	SCHWAB STRATEGIC TR	619,658	$17M	6.0%	$27.55	—	US DIVIDEND EQ	808524797
XYLD	GLOBAL X FDS	412,816	$16.77M	5.9%	$41.06	—	S&P 500 COVERED	37954Y475
JHSC	JOHN HANCOCK EXCHANGE TRADED	321,946	$13.52M	4.8%	$39.01	—	MULTIFACTR SML	47804J842
QQQM	INVESCO EXCH TRADED FD TR II	47,149	$11.93M	4.2%	$210.59	—	NASDAQ 100 ETF	46138G649
SCHO	SCHWAB STRATEGIC TR	410,843	$10.01M	3.5%	$24.12	—	SHT TM US TRES	808524862
QQQ	INVESCO QQQ TR	12,268	$7.537M	2.7%	$504.08	—	UNIT SER 1	46090E103
—	EATON VANCE TAX-MANAGED BUY-	388,911	$5.585M	2.0%	$14.41	—	COM	27828Y108
SMH	VANECK ETF TRUST	11,990	$4.318M	1.5%	$245.99	—	SEMICONDUCTR ETF	92189F676
UBER	UBER TECHNOLOGIES INC	45,602	$3.726M	1.3%	$72.87	+23.6%	COM	90353T100
TLT	ISHARES TR	40,225	$3.506M	1.2%	$88.99	—	20 YR TR BD ETF	464287432
VCSH	VANGUARD SCOTTSDALE FDS	33,458	$2.668M	0.9%	$78.62	—	SHRT TRM CORP BD	92206C409
TSLA	TESLA INC	5,878	$2.643M	0.9%	$322.54	+37.4%	COM	88160R101
VOO	VANGUARD INDEX FDS	3,548	$2.225M	0.8%	$531.89	—	S&P 500 ETF SHS	922908363
META	META PLATFORMS INC	2,819	$1.861M	0.7%	$619.74	+7.7%	CL A	30303M102
CCL	CARNIVAL CORP	55,829	$1.705M	0.6%	$23.44	+19.0%	UNIT 99/99/9999	143658300
—	EATON VANCE TAX MNGED BUY WR	100,475	$1.534M	0.5%	$15.00	—	COM	27828X100
PRSU	PURSUIT ATTRACTIONS AND HOSP	36,898	$1.243M	0.4%	$40.97	-14.8%	COM	92552R406
NVDA	NVIDIA CORPORATION	5,415	$1.01M	0.4%	$126.71	+46.9%	COM	67066G104
—	NUVEEN S&P 500 BUY-WRITE INC	60,100	$883K	0.3%	$13.99	—	COM	6706ER101
AAPL	APPLE INC	2,943	$800K	0.3%	$232.08	+15.6%	COM	037833100
SCHM	SCHWAB STRATEGIC TR	24,180	$727K	0.3%	$26.20	—	US MID-CAP ETF	808524508
UNH	UNITEDHEALTH GROUP INC	2,201	$727K	0.3%	$429.10	-21.4%	COM	91324P102
BND	VANGUARD BD INDEX FDS	9,649	$715K	0.3%	$72.85	—	TOTAL BND MRKT	921937835
MSFT	MICROSOFT CORP	1,384	$669K	0.2%	$408.85	+22.4%	COM	594918104
GOOGL	ALPHABET INC	1,882	$589K	0.2%	$180.70	+58.1%	CAP STK CL A	02079K305
BRK/B	BERKSHIRE HATHAWAY INC DEL	1,089	$547K	0.2%	$462.13	+7.7%	CL B NEW	084670702
VGT	VANGUARD WORLD FD	706	$532K	0.2%	$619.06	—	INF TECH ETF	92204A702
FUN	SIX FLAGS ENTERTAINMENT CORP	33,000	$506K	0.2%	$18.08	0.0%	COM	83001C108
AFG	AMERICAN FINL GROUP INC OHIO	3,654	$499K	0.2%	$125.97	+6.0%	COM	025932104
AMZN	AMAZON COM INC	1,698	$392K	0.1%	$216.86	+5.5%	COM	023135106
DIS	DISNEY WALT CO	3,011	$343K	0.1%	$103.84	+5.5%	COM	254687106
AVGO	BROADCOM INC	863	$299K	0.1%	$215.92	+65.3%	COM	11135F101
VTI	VANGUARD INDEX FDS	889	$298K	0.1%	$277.89	—	TOTAL STK MKT	922908769
JPM	JPMORGAN CHASE & CO.	891	$287K	0.1%	$250.91	+23.4%	COM	46625H100
RCL	ROYAL CARIBBEAN GROUP	1,010	$282K	0.1%	$218.91	+28.6%	COM	V7780T103
VB	VANGUARD INDEX FDS	1,033	$266K	0.1%	$234.09	—	SMALL CP ETF	922908751
XOM	EXXON MOBIL CORP	2,205	$265K	0.1%	$107.21	+7.7%	COM	30231G102
IJS	ISHARES TR	2,282	$260K	0.1%	$108.61	—	SP SMCP600VL ETF	464287879
LLY	ELI LILLY & CO	201	$216K	0.1%	$955.55	0.0%	COM	532457108
GM	GENERAL MTRS CO	2,500	$203K	0.1%	$70.40	0.0%	COM	37045V100