Leverty Financial Group, LLC Concentrated Active

Name: Leverty Financial Group, LLC Q3 2026 13F Filing | 13F Explorer
Creator: Leverty Financial Group, LLC
Published: 2026-10-08

Location: Hudson, WI

CIK: 0001908386 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 8, 2026

Total Value: $549M (100.0% shares, 0.0% debt)

Holdings (48)

New Positions (3)

IEI ISHARES TR 0.1%

Value $681K Shares 6,004 Share Price $113.44 Est. Cost/Share $115.92 Unrealized @ Report Date -2.1%

XOM EXXONMOBIL HOLDINGS CORP 0.0%

Value $274K Shares 1,681 Share Price $162.72 Est. Cost/Share $162.72 Unrealized @ Report Date —

WPM WHEATON PRECIOUS METALS CORP 0.0%

Value $226K Shares 1,692 Share Price $133.72 Est. Cost/Share $132.40 Unrealized @ Report Date +1.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IEI	ISHARES TR	6,004	$681K	0.1%	$113.44	$115.92	-2.1%	3 7 YR TREAS BD	464288661
XOM	EXXONMOBIL HOLDINGS CORP	1,681	$274K	0.0%	$162.72	$162.72	—	COM SHS	30233Q108
WPM	WHEATON PRECIOUS METALS CORP	1,692	$226K	0.0%	$133.72	$132.40	+1.0%	COM	962879102

Increased Positions (15)

JPIE J P MORGAN EXCHANGE TRADED F 8.0%

Value $43.89M (+324.8%) Shares 977,616 (+335.8%) Share Price $44.89 Est. Cost/Share $45.75 Unrealized @ Report Date -1.9%

IEFA ISHARES TR 12.2%

Value $66.68M (+9.0%) Shares 688,238 (+8.6%) Share Price $96.88 Est. Cost/Share $81.95 Unrealized @ Report Date +18.2%

TAFM AB ACTIVE ETFS INC 1.0%

Value $5.715M (+196.3%) Shares 238,217 (+217.1%) Share Price $23.99 Est. Cost/Share $25.16 Unrealized @ Report Date -4.7%

CGMU CAPITAL GRP FIXED INCM ETF T 1.4%

Value $7.81M (+69.7%) Shares 301,063 (+79.7%) Share Price $25.94 Est. Cost/Share $27.16 Unrealized @ Report Date -4.5%

IJH ISHARES TR 7.7%

Value $42.3M (+7.1%) Shares 587,929 (+14.8%) Share Price $71.95 Est. Cost/Share $64.83 Unrealized @ Report Date +11.0%

MMM 3M CO 1.0%

Value $5.435M (+79.0%) Shares 33,110 (+76.5%) Share Price $164.15 Est. Cost/Share $140.39 Unrealized @ Report Date +16.9%

IEMG ISHARES INC 7.0%

Value $38.3M (+5.7%) Shares 471,894 (+7.9%) Share Price $81.16 Est. Cost/Share $57.80 Unrealized @ Report Date +40.4%

JMST J P MORGAN EXCHANGE TRADED F 1.2%

Value $6.644M (+31.6%) Shares 131,413 (+32.8%) Share Price $50.56 Est. Cost/Share $50.93 Unrealized @ Report Date -0.7%

JPEF J P MORGAN EXCHANGE TRADED F 5.2%

Value $28.79M (+3.7%) Shares 354,233 (+2.5%) Share Price $81.27 Est. Cost/Share $66.88 Unrealized @ Report Date +21.5%

SCHX SCHWAB STRATEGIC TR 3.2%

Value $17.71M (+4.3%) Shares 590,174 (+2.4%) Share Price $30.00 Est. Cost/Share $23.51 Unrealized @ Report Date +27.6%

SCHF SCHWAB STRATEGIC TR 1.6%

Value $8.649M (+2.5%) Shares 314,835 (+3.4%) Share Price $27.47 Est. Cost/Share $19.75 Unrealized @ Report Date +39.1%

ESGD ISHARES TR 0.1%

Value $560K (+43.8%) Shares 5,434 (+43.5%) Share Price $103.05 Est. Cost/Share $89.24 Unrealized @ Report Date +15.5%

IBIT ISHARES BITCOIN TRUST ETF 0.1%

Value $384K (+51.7%) Shares 8,112 (+6.7%) Share Price $47.34 Est. Cost/Share $40.66 Unrealized @ Report Date +16.4%

ESGE ISHARES INC 0.1%

Value $310K (+29.0%) Shares 5,723 (+30.3%) Share Price $54.16 Est. Cost/Share $52.49 Unrealized @ Report Date +3.2%

SPYM SPDR SERIES TRUST 0.1%

Value $484K (+4.6%) Shares 5,391 (+2.4%) Share Price $89.76 Est. Cost/Share $67.25 Unrealized @ Report Date +33.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
JPIE	J P MORGAN EXCHANGE TRADED F	977,616 (+335.8%)	$43.89M (+324.8%)	8.0%	$44.89	$45.75	-1.9%	INCOME ETF	46641Q159
IEFA	ISHARES TR	688,238 (+8.6%)	$66.68M (+9.0%)	12.2%	$96.88	$81.95	+18.2%	CORE MSCI EAFE	46432F842
TAFM	AB ACTIVE ETFS INC	238,217 (+217.1%)	$5.715M (+196.3%)	1.0%	$23.99	$25.16	-4.7%	TAX AW INTER ETF	00039J889
CGMU	CAPITAL GRP FIXED INCM ETF T	301,063 (+79.7%)	$7.81M (+69.7%)	1.4%	$25.94	$27.16	-4.5%	MUN INM ETF	14020Y201
IJH	ISHARES TR	587,929 (+14.8%)	$42.3M (+7.1%)	7.7%	$71.95	$64.83	+11.0%	CORE S&P MCP ETF	464287507
MMM	3M CO	33,110 (+76.5%)	$5.435M (+79.0%)	1.0%	$164.15	$140.39	+16.9%	COM	88579Y101
IEMG	ISHARES INC	471,894 (+7.9%)	$38.3M (+5.7%)	7.0%	$81.16	$57.80	+40.4%	CORE MSCI EMKT	46434G103
JMST	J P MORGAN EXCHANGE TRADED F	131,413 (+32.8%)	$6.644M (+31.6%)	1.2%	$50.56	$50.93	-0.7%	ULTRA SHT MUNCPL	46641Q654
JPEF	J P MORGAN EXCHANGE TRADED F	354,233 (+2.5%)	$28.79M (+3.7%)	5.2%	$81.27	$66.88	+21.5%	EQUITY FOCUS ETF	46654Q781
SCHX	SCHWAB STRATEGIC TR	590,174 (+2.4%)	$17.71M (+4.3%)	3.2%	$30.00	$23.51	+27.6%	US LRG CAP ETF	808524201
SCHF	SCHWAB STRATEGIC TR	314,835 (+3.4%)	$8.649M (+2.5%)	1.6%	$27.47	$19.75	+39.1%	INTL EQTY ETF	808524805
ESGD	ISHARES TR	5,434 (+43.5%)	$560K (+43.8%)	0.1%	$103.05	$89.24	+15.5%	ESG AW MSCI EAFE	46435G516
IBIT	ISHARES BITCOIN TRUST ETF	8,112 (+6.7%)	$384K (+51.7%)	0.1%	$47.34	$40.66	+16.4%	SHS BEN INT	46438F101
ESGE	ISHARES INC	5,723 (+30.3%)	$310K (+29.0%)	0.1%	$54.16	$52.49	+3.2%	ESG AWR MSCI EM	46434G863
SPYM	SPDR SERIES TRUST	5,391 (+2.4%)	$484K (+4.6%)	0.1%	$89.76	$67.25	+33.5%	ST STR P500ETF	78464A854

Exited Positions (4)

BIV VANGUARD BD INDEX FDS 0.1%

Value $334K Shares 4,358 Share Price $76.70 * Est. Cost/Share $76.77 Unrealized @ Report Date -5.1%

XOM EXXON MOBIL CORP 0.0%

Value $230K Shares 1,681 Share Price $136.69 * Est. Cost/Share $115.49 Unrealized @ Report Date +40.9%

HD HOME DEPOT INC 0.0%

Value $208K Shares 591 Share Price $352.57 * Est. Cost/Share $325.33 Unrealized @ Report Date -12.6%

APG API GROUP CORP 0.0%

Value $201K Shares 4,741 Share Price $42.35 * Est. Cost/Share $43.69 Unrealized @ Report Date -11.6%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
BIV	VANGUARD BD INDEX FDS	4,358	$334K	0.1%	$76.70 *	$76.77	-5.1%	—	921937819
XOM	EXXON MOBIL CORP	1,681	$230K	0.0%	$136.69 *	$115.49	+40.9%	—	30231G102
HD	HOME DEPOT INC	591	$208K	0.0%	$352.57 *	$325.33	-12.6%	—	437076102
APG	API GROUP CORP	4,741	$201K	0.0%	$42.35 *	$43.69	-11.6%	—	00187Y100

Decreased Positions (11)

CGCB CAPITAL GRP FIXED INCM ETF T 5.0%

Value $27.56M (-35.2%) Shares 1,103,427 (-32.1%) Share Price $24.98 Est. Cost/Share $26.09 Unrealized @ Report Date -4.2%

JMUB J P MORGAN EXCHANGE TRADED F 1.0%

Value $5.597M (-50.7%) Shares 117,623 (-47.6%) Share Price $47.58 Est. Cost/Share $49.66 Unrealized @ Report Date -4.2%

IVV ISHARES TR 35.0%

Value $192M (-0.8%) Shares 250,359 (-3.0%) Share Price $765.85 Est. Cost/Share $567.81 Unrealized @ Report Date +34.9%

IJR ISHARES TR 0.3%

Value $1.561M (-14.8%) Shares 11,473 (-7.2%) Share Price $136.04 Est. Cost/Share $110.44 Unrealized @ Report Date +23.2%

VTEB VANGUARD MUN BD FDS 0.0%

Value $204K (-32.5%) Shares 4,306 (-27.9%) Share Price $47.36 Est. Cost/Share $49.40 Unrealized @ Report Date -4.1%

SOLV SOLVENTUM CORP 0.1%

Value $320K (-22.1%) Shares 3,627 (-31.8%) Share Price $88.16 Est. Cost/Share $75.96 Unrealized @ Report Date +16.0%

SCHM SCHWAB STRATEGIC TR 0.1%

Value $711K (-10.5%) Shares 20,887 (-3.0%) Share Price $34.02 Est. Cost/Share $28.59 Unrealized @ Report Date +19.0%

SCHA SCHWAB STRATEGIC TR 0.1%

Value $545K (-11.7%) Shares 16,711 (-2.3%) Share Price $32.63 Est. Cost/Share $24.75 Unrealized @ Report Date +31.8%

XEL XCEL ENERGY INC 0.0%

Value $269K (-17.4%) Shares 3,817 (-5.9%) Share Price $70.49 Est. Cost/Share $61.35 Unrealized @ Report Date +14.9%

SPDW SPDR INDEX SHS FDS 0.2%

Value $847K (-4.0%) Shares 16,870 (-3.7%) Share Price $50.21 Est. Cost/Share $35.05 Unrealized @ Report Date +43.2%

SPY STATE STR SPDR S&P 500 ETF T 1.1%

Value $6.228M (-0.0%) Shares 8,166 (-2.1%) Share Price $762.63 Est. Cost/Share $447.44 Unrealized @ Report Date +70.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
CGCB	CAPITAL GRP FIXED INCM ETF T	1,103,427 (-32.1%)	$27.56M (-35.2%)	5.0%	$24.98	$26.09	-4.2%	CORE BOND ETF	14020Y508
JMUB	J P MORGAN EXCHANGE TRADED F	117,623 (-47.6%)	$5.597M (-50.7%)	1.0%	$47.58	$49.66	-4.2%	MUNICIPAL ETF	46641Q647
IVV	ISHARES TR	250,359 (-3.0%)	$192M (-0.8%)	35.0%	$765.85	$567.81	+34.9%	CORE S&P500 ETF	464287200
IJR	ISHARES TR	11,473 (-7.2%)	$1.561M (-14.8%)	0.3%	$136.04	$110.44	+23.2%	CORE S&P SCP ETF	464287804
VTEB	VANGUARD MUN BD FDS	4,306 (-27.9%)	$204K (-32.5%)	0.0%	$47.36	$49.40	-4.1%	TAX EXEMPT BD	922907746
SOLV	SOLVENTUM CORP	3,627 (-31.8%)	$320K (-22.1%)	0.1%	$88.16	$75.96	+16.0%	COM SHS	83444M101
SCHM	SCHWAB STRATEGIC TR	20,887 (-3.0%)	$711K (-10.5%)	0.1%	$34.02	$28.59	+19.0%	US MID-CAP ETF	808524508
SCHA	SCHWAB STRATEGIC TR	16,711 (-2.3%)	$545K (-11.7%)	0.1%	$32.63	$24.75	+31.8%	US SML CAP ETF	808524607
XEL	XCEL ENERGY INC	3,817 (-5.9%)	$269K (-17.4%)	0.0%	$70.49	$61.35	+14.9%	COM	98389B100
SPDW	SPDR INDEX SHS FDS	16,870 (-3.7%)	$847K (-4.0%)	0.2%	$50.21	$35.05	+43.2%	ST STR PO EX ETF	78463X889
SPY	STATE STR SPDR S&P 500 ETF T	8,166 (-2.1%)	$6.228M (-0.0%)	1.1%	$762.63	$447.44	+70.4%	TR UNIT	78462F103

Unchanged Positions (19)

CAT CATERPILLAR INC 0.1%

Value $543K Shares 670 Share Price $810.26 Est. Cost/Share $433.16 Unrealized @ Report Date +87.2%

MSFT MICROSOFT CORP 0.1%

Value $435K Shares 849 Share Price $512.87 Est. Cost/Share $322.25 Unrealized @ Report Date +59.2%

JPST J P MORGAN EXCHANGE TRADED F 4.7%

Value $25.62M Shares 508,568 Share Price $50.37 Est. Cost/Share $50.64 Unrealized @ Report Date -0.5%

TSLA TESLA INC 0.1%

Value $533K Shares 1,502 Share Price $354.81 Est. Cost/Share $353.63 Unrealized @ Report Date +0.3%

AAPL APPLE INC 0.1%

Value $655K Shares 1,966 Share Price $333.03 Est. Cost/Share $190.83 Unrealized @ Report Date +74.5%

ECL ECOLAB INC 0.4%

Value $2.073M Shares 7,551 Share Price $274.58 Est. Cost/Share $221.51 Unrealized @ Report Date +24.0%

NVDA NVIDIA CORPORATION 0.0%

Value $246K Shares 1,079 Share Price $228.38 Est. Cost/Share $205.61 Unrealized @ Report Date +11.1%

— GABELLI UTIL TR 0.0%

Value $178K Shares 31,267 Share Price $5.69 Est. Cost/Share $7.98 Unrealized @ Report Date —

SHW SHERWIN WILLIAMS CO 0.1%

Value $383K Shares 1,184 Share Price $323.27 Est. Cost/Share $311.25 Unrealized @ Report Date +3.9%

CX CEMEX SAB DE CV 0.0%

Value $95,100 Shares 10,000 Share Price $9.51 Est. Cost/Share $6.51 Unrealized @ Report Date +46.0%

MODL VICTORY PORTFOLIOS II 0.1%

Value $687K Shares 13,126 Share Price $52.34 Est. Cost/Share $31.03 Unrealized @ Report Date +68.7%

TSM TAIWAN SEMICONDUCTOR MANUFAC 0.0%

Value $213K Shares 466 Share Price $456.19 Est. Cost/Share $405.79 Unrealized @ Report Date +12.4%

ESGU ISHARES TR 0.1%

Value $368K Shares 2,209 Share Price $166.80 Est. Cost/Share $114.33 Unrealized @ Report Date +45.9%

EFA ISHARES TR 0.9%

Value $4.872M Shares 46,900 Share Price $103.89 Est. Cost/Share $79.48 Unrealized @ Report Date +30.7%

RMCF ROCKY MTN CHOCOLATE FACTORY 0.0%

Value $32,709 Shares 40,371 Share Price $0.81 Est. Cost/Share $3.38 Unrealized @ Report Date -76.0%

NUDM NUSHARES ETF TR 0.1%

Value $410K Shares 10,323 Share Price $39.71 Est. Cost/Share $31.17 Unrealized @ Report Date +27.4%

VEA VANGUARD TAX-MANAGED FDS 0.0%

Value $201K Shares 2,845 Share Price $70.61 Est. Cost/Share $69.66 Unrealized @ Report Date +1.4%

IWF ISHARES TR 0.0%

Value $246K Shares 1,964 Share Price $125.26 Est. Cost/Share $118.79 Unrealized @ Report Date +5.4%

QQQ INVESCO QQQ TR 0.1%

Value $314K Shares 425 Share Price $739.77 Est. Cost/Share $479.87 Unrealized @ Report Date +54.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
CAT	CATERPILLAR INC	670	$543K	0.1%	$810.26	$433.16	+87.2%	COM	149123101
MSFT	MICROSOFT CORP	849	$435K	0.1%	$512.87	$322.25	+59.2%	COM	594918104
JPST	J P MORGAN EXCHANGE TRADED F	508,568	$25.62M	4.7%	$50.37	$50.64	-0.5%	ULTRA SHRT ETF	46641Q837
TSLA	TESLA INC	1,502	$533K	0.1%	$354.81	$353.63	+0.3%	COM	88160R101
AAPL	APPLE INC	1,966	$655K	0.1%	$333.03	$190.83	+74.5%	COM	037833100
ECL	ECOLAB INC	7,551	$2.073M	0.4%	$274.58	$221.51	+24.0%	COM	278865100
NVDA	NVIDIA CORPORATION	1,079	$246K	0.0%	$228.38	$205.61	+11.1%	COM	67066G104
—	GABELLI UTIL TR	31,267	$178K	0.0%	$5.69	$7.98	—	COM	36240A101
SHW	SHERWIN WILLIAMS CO	1,184	$383K	0.1%	$323.27	$311.25	+3.9%	COM	824348106
CX	CEMEX SAB DE CV	10,000	$95,100	0.0%	$9.51	$6.51	+46.0%	SPON ADR NEW	151290889
MODL	VICTORY PORTFOLIOS II	13,126	$687K	0.1%	$52.34	$31.03	+68.7%	VICT WES U S ETF	92647P126
TSM	TAIWAN SEMICONDUCTOR MANUFAC	466	$213K	0.0%	$456.19	$405.79	+12.4%	SPONSORED ADS	874039100
ESGU	ISHARES TR	2,209	$368K	0.1%	$166.80	$114.33	+45.9%	ESG AWR MSCI USA	46435G425
EFA	ISHARES TR	46,900	$4.872M	0.9%	$103.89	$79.48	+30.7%	MSCI EAFE ETF	464287465
RMCF	ROCKY MTN CHOCOLATE FACTORY	40,371	$32,709	0.0%	$0.81	$3.38	-76.0%	COM	77467X101
NUDM	NUSHARES ETF TR	10,323	$410K	0.1%	$39.71	$31.17	+27.4%	NUVEEN ESG INTL	67092P805
VEA	VANGUARD TAX-MANAGED FDS	2,845	$201K	0.0%	$70.61	$69.66	+1.4%	VAN FTSE DEV MKT	921943858
IWF	ISHARES TR	1,964	$246K	0.0%	$125.26	$118.79	+5.4%	RUS 1000 GRW ETF	464287614
QQQ	INVESCO QQQ TR	425	$314K	0.1%	$739.77	$479.87	+54.2%	UNIT SER 1	46090E103