Penn Mutual Asset Management Diversified Active

Location: Conshohocken, PA

CIK: 0000855702 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 19, 2026

Total Value: $23.12M (100.0% shares, 0.0% debt)

Holdings (7)

New Positions (1)

CHYM CHIME FINL INC COM SHS CL A 29.0%

Value $6.711M Shares 251,926 Share Price $26.64 Est. Cost/Share $27.71 Unrealized @ Report Date -3.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
CHYM	CHIME FINL INC COM SHS CL A	251,926	$6.711M	29.0%	$26.64	$27.71	-3.9%	COM SHS CL A	16935C109

Exited Positions (3)

RBRK RUBRIK INC. 0.9%

Value $198K Shares 2,467 Share Price $80.28 * Est. Cost/Share $72.64 Unrealized @ Report Date +57.6%

NAVN NAVAN INC 0.8%

Value $190K Shares 8,299 Share Price $22.87 * Est. Cost/Share $18.30 Unrealized @ Report Date +14.7%

TTAN SERVICETITAN INC 0.4%

Value $83,933 Shares 1,187 Share Price $70.71 * Est. Cost/Share $97.68 Unrealized @ Report Date -32.6%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
RBRK	RUBRIK INC.	2,467	$198K	0.9%	$80.28 *	$72.64	+57.6%	—	781154109
NAVN	NAVAN INC	8,299	$190K	0.8%	$22.87 *	$18.30	+14.7%	—	639193101
TTAN	SERVICETITAN INC	1,187	$83,933	0.4%	$70.71 *	$97.68	-32.6%	—	81764X103

Unchanged Positions (6)

AGNC AGNC INVT CORP COM 14.1%

Value $3.265M Shares 360,000 Share Price $9.07 Est. Cost/Share $9.88 Unrealized @ Report Date —

ARR ARMOUR RESIDENTIAL REIT INC COM SHS 10.4%

Value $2.407M Shares 174,050 Share Price $13.83 Est. Cost/Share $19.77 Unrealized @ Report Date —

NLY ANNALY CAPITAL MANAGEMENT IN COM NEW 14.5%

Value $3.355M Shares 177,588 Share Price $18.89 Est. Cost/Share $19.60 Unrealized @ Report Date —

— WELLS FARGO & CO PERP PFD CNV A 28.0%

Value $6.474M Shares 6,000 Share Price $1078.99 Est. Cost/Share $1204.00 Unrealized @ Report Date —

PHAT PHATHOM PHARMACEUTICALS INC COM 2.0%

Value $458K Shares 62,802 Share Price $7.30 Est. Cost/Share $16.15 Unrealized @ Report Date -54.8%

EMLC VANECK ETF TRUST JP MRGAN EM LOC 1.9%

Value $447K Shares 18,000 Share Price $24.83 Est. Cost/Share $27.88 Unrealized @ Report Date -11.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AGNC	AGNC INVT CORP COM	360,000	$3.265M	14.1%	$9.07	$9.88	—	COM	00123Q104
ARR	ARMOUR RESIDENTIAL REIT INC COM SHS	174,050	$2.407M	10.4%	$13.83	$19.77	—	COM SHS	042315705
NLY	ANNALY CAPITAL MANAGEMENT IN COM NEW	177,588	$3.355M	14.5%	$18.89	$19.60	—	COM NEW	035710839
—	WELLS FARGO & CO PERP PFD CNV A	6,000	$6.474M	28.0%	$1078.99	$1204.00	—	PERP PFD CNV A	949746804
PHAT	PHATHOM PHARMACEUTICALS INC COM	62,802	$458K	2.0%	$7.30	$16.15	-54.8%	COM	71722W107
EMLC	VANECK ETF TRUST JP MRGAN EM LOC	18,000	$447K	1.9%	$24.83	$27.88	-11.0%	JP MRGAN EM LOC	92189H300