Altium Capital Management LP Quant / Systematic

CIK: 0001746382 · Show all filings

Period: Q4 2025 (← Previous)

Filing Date: Feb 6, 2026

Total Value ($000): $25,295 (100.0% shares, 0.0% debt)

Holdings (18)

New Positions (18)

— ASA GOLD AND PRECIOUS MTLS L 12.3%

Value ($000) $3,116 Shares 52,219 Est. Cost $59.67 Unrealized —

— ROYCE SMALL CAP TRUST INC 12.3%

Value ($000) $3,099 Shares 192,509 Est. Cost $16.10 Unrealized —

— PIMCO DYNAMIC INCOME STRATEG 11.2%

Value ($000) $2,836 Shares 151,007 Est. Cost $18.78 Unrealized —

— NEUBERGER NEXT GENERATION 9.7%

Value ($000) $2,453 Shares 169,873 Est. Cost $14.44 Unrealized —

— PIMCO CALIF MUN INCOME FD 8.9%

Value ($000) $2,262 Shares 259,092 Est. Cost $8.73 Unrealized —

— BNY MELLON STRATEGIC MUNS IN 6.6%

Value ($000) $1,667 Shares 262,052 Est. Cost $6.36 Unrealized —

— TRI CONTL CORP 5.2%

Value ($000) $1,321 Shares 40,451 Est. Cost $32.66 Unrealized —

— GENERAL AMERN INVS CO INC 4.8%

Value ($000) $1,224 Shares 20,845 Est. Cost $58.73 Unrealized —

— ALLIANCEBERNSTEIN NATL MUN I 4.1%

Value ($000) $1,048 Shares 96,849 Est. Cost $10.82 Unrealized —

— CALAMOS GBL DYN INCOME FUND 3.9%

Value ($000) $977 Shares 131,803 Est. Cost $7.41 Unrealized —

— MEXICO FD INC 3.8%

Value ($000) $973 Shares 48,287 Est. Cost $20.14 Unrealized —

— NUVEEN DOW 30 DYNMC OVERWRT 3.7%

Value ($000) $931 Shares 60,998 Est. Cost $15.26 Unrealized —

— ROYCE MICRO-CAP TR INC 3.6%

Value ($000) $908 Shares 87,078 Est. Cost $10.43 Unrealized —

— HIGHLAND OPPS & INCOME FD 3.4%

Value ($000) $855 Shares 143,059 Est. Cost $5.98 Unrealized —

— MORGAN STANLEY INDIA INVT FD 2.9%

Value ($000) $730 Shares 29,210 Est. Cost $24.98 Unrealized —

— JAPAN SMALLER CAPITALIZATION 1.7%

Value ($000) $441 Shares 39,775 Est. Cost $11.08 Unrealized —

NDRA ENDRA LIFE SCIENCES INC 0.9%

Value ($000) $235 Shares 51,900 Est. Cost $5.70 Unrealized 0.0%

— DESTRA MULTI-ALTERNATIVE FD 0.9%

Value ($000) $220 Shares 24,559 Est. Cost $8.97 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	ASA GOLD AND PRECIOUS MTLS L	52,219	$3,116	12.3%	$59.67	—	SHS	G3156P103
—	ROYCE SMALL CAP TRUST INC	192,509	$3,099	12.3%	$16.10	—	COM	780910105
—	PIMCO DYNAMIC INCOME STRATEG	151,007	$2,836	11.2%	$18.78	—	COM SHS BEN INT	69346N107
—	NEUBERGER NEXT GENERATION	169,873	$2,453	9.7%	$14.44	—	COMMON STOCK	64133Q108
—	PIMCO CALIF MUN INCOME FD	259,092	$2,262	8.9%	$8.73	—	COM	72200N106
—	BNY MELLON STRATEGIC MUNS IN	262,052	$1,667	6.6%	$6.36	—	COM	05588W108
—	TRI CONTL CORP	40,451	$1,321	5.2%	$32.66	—	COM	895436103
—	GENERAL AMERN INVS CO INC	20,845	$1,224	4.8%	$58.73	—	COM	368802104
—	ALLIANCEBERNSTEIN NATL MUN I	96,849	$1,048	4.1%	$10.82	—	COM	01864U106
—	CALAMOS GBL DYN INCOME FUND	131,803	$977	3.9%	$7.41	—	COM	12811L107
—	MEXICO FD INC	48,287	$973	3.8%	$20.14	—	COM	592835102
—	NUVEEN DOW 30 DYNMC OVERWRT	60,998	$931	3.7%	$15.26	—	SHS	67075F105
—	ROYCE MICRO-CAP TR INC	87,078	$908	3.6%	$10.43	—	COM	780915104
—	HIGHLAND OPPS & INCOME FD	143,059	$855	3.4%	$5.98	—	HIGHLAND INCOME	43010E404
—	MORGAN STANLEY INDIA INVT FD	29,210	$730	2.9%	$24.98	—	COM	61745C105
—	JAPAN SMALLER CAPITALIZATION	39,775	$441	1.7%	$11.08	—	COM	47109U104
NDRA	ENDRA LIFE SCIENCES INC	51,900	$235	0.9%	$5.70	0.0%	COM	29273B500
—	DESTRA MULTI-ALTERNATIVE FD	24,559	$220	0.9%	$8.97	—	COMMON SHARES	25065A502

Exited Positions (1)

PSTV PLUS THERAPEUTICS INC 2.5%

Value ($000) $628 Shares 918,914 Est. Cost $0.49 Unrealized +22.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PSTV	PLUS THERAPEUTICS INC	918,914	$628	2.5%	$0.49	+22.7%	—	72941H509