Wernau Asset Management Inc. Concentrated Active

Name: Wernau Asset Management Inc. Q3 2026 13F Filing | 13F Explorer
Creator: Wernau Asset Management Inc.
Published: 2026-10-19

Location: Gloucester, MA

CIK: 0002053236 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 19, 2026

Total Value: $217M (100.0% shares, 0.0% debt)

Holdings (51)

New Positions (2)

XOM EXXONMOBIL HOLDINGS CORP 0.4%

Value $861K Shares 5,289 Share Price $162.75 Est. Cost/Share $162.75 Unrealized @ Report Date —

SCHX SCHWAB STRATEGIC TR 0.1%

Value $203K Shares 6,754 Share Price $30.00 Est. Cost/Share $29.95 Unrealized @ Report Date +0.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
XOM	EXXONMOBIL HOLDINGS CORP	5,289	$861K	0.4%	$162.75	$162.75	—	COM SHS	30233Q108
SCHX	SCHWAB STRATEGIC TR	6,754	$203K	0.1%	$30.00	$29.95	+0.2%	US LRG CAP ETF	808524201

Increased Positions (5)

AAPL APPLE INC 14.5%

Value $31.47M (+78.3%) Shares 94,500 (+54.9%) Share Price $333.02 Est. Cost/Share $234.51 Unrealized @ Report Date +42.0%

SPY STATE STR SPDR S&P 500 ETF T 34.3%

Value $74.36M (+7.4%) Shares 97,500 (+5.2%) Share Price $762.63 Est. Cost/Share $589.16 Unrealized @ Report Date +29.4%

SBUX STARBUCKS CORP 0.1%

Value $266K (-6.7%) Shares 2,827 (+1.5%) Share Price $93.98 Est. Cost/Share $94.18 Unrealized @ Report Date -0.2%

ABBV ABBVIE INC 0.2%

Value $340K (+5.2%) Shares 1,298 (+1.2%) Share Price $261.59 Est. Cost/Share $180.72 Unrealized @ Report Date +44.7%

NFLX NETFLIX INC. 0.1%

Value $242K (+2.6%) Shares 3,478 (+5.3%) Share Price $69.59 Est. Cost/Share $100.70 Unrealized @ Report Date -30.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AAPL	APPLE INC	94,500 (+54.9%)	$31.47M (+78.3%)	14.5%	$333.02	$234.51	+42.0%	PUT	037833100
SPY	STATE STR SPDR S&P 500 ETF T	97,500 (+5.2%)	$74.36M (+7.4%)	34.3%	$762.63	$589.16	+29.4%	PUT	78462F103
SBUX	STARBUCKS CORP	2,827 (+1.5%)	$266K (-6.7%)	0.1%	$93.98	$94.18	-0.2%	COM	855244109
ABBV	ABBVIE INC	1,298 (+1.2%)	$340K (+5.2%)	0.2%	$261.59	$180.72	+44.7%	COM	00287Y109
NFLX	NETFLIX INC.	3,478 (+5.3%)	$242K (+2.6%)	0.1%	$69.59	$100.70	-30.9%	COM	64110L106

Exited Positions (2)

XOM EXXON MOBIL CORP 0.3%

Value $722K Shares 5,282 Share Price $136.72 * Est. Cost/Share $112.36 Unrealized @ Report Date +44.8%

VONV VANGUARD SCOTTSDALE FDS 0.1%

Value $200K Shares 1,885 Share Price $106.31 * Est. Cost/Share $102.20 Unrealized @ Report Date +6.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
XOM	EXXON MOBIL CORP	5,282	$722K	0.3%	$136.72 *	$112.36	+44.8%	—	30231G102
VONV	VANGUARD SCOTTSDALE FDS	1,885	$200K	0.1%	$106.31 *	$102.20	+6.4%	—	92206C714

Decreased Positions (8)

AAPL APPLE INC 13.8%

Value $29.84M (+13.3%) Shares 89,612 (-1.6%) Share Price $333.02 Est. Cost/Share $234.51 Unrealized @ Report Date +42.0%

PFE PFIZER INC 1.5%

Value $3.335M (+15.7%) Shares 116,951 (-2.3%) Share Price $28.52 Est. Cost/Share $25.14 Unrealized @ Report Date +13.5%

BAC BANK OF AMER CORP 2.1%

Value $4.45M (-5.9%) Shares 81,755 (-1.4%) Share Price $54.43 Est. Cost/Share $42.83 Unrealized @ Report Date +27.1%

T AT&T INC 0.9%

Value $2.001M (+15.9%) Shares 82,024 (-1.7%) Share Price $24.40 Est. Cost/Share $21.51 Unrealized @ Report Date +13.4%

VZ VERIZON COMMUNICATIONS INC 0.5%

Value $988K (+5.8%) Shares 21,532 (-2.3%) Share Price $45.87 Est. Cost/Share $39.53 Unrealized @ Report Date +16.0%

F FORD MTR CO 0.1%

Value $281K (-15.0%) Shares 23,327 (-2.0%) Share Price $12.06 Est. Cost/Share $9.96 Unrealized @ Report Date +21.1%

JPM JPMORGAN CHASE & CO 1.5%

Value $3.205M (-0.5%) Shares 9,686 (-1.5%) Share Price $330.85 Est. Cost/Share $229.87 Unrealized @ Report Date +43.9%

PBA PEMBINA PIPELINE CORP 0.1%

Value $245K (-5.1%) Shares 5,487 (-1.5%) Share Price $44.58 Est. Cost/Share $39.30 Unrealized @ Report Date +13.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AAPL	APPLE INC	89,612 (-1.6%)	$29.84M (+13.3%)	13.8%	$333.02	$234.51	+42.0%	COM	037833100
PFE	PFIZER INC	116,951 (-2.3%)	$3.335M (+15.7%)	1.5%	$28.52	$25.14	+13.5%	COM	717081103
BAC	BANK OF AMER CORP	81,755 (-1.4%)	$4.45M (-5.9%)	2.1%	$54.43	$42.83	+27.1%	COM	060505104
T	AT&T INC	82,024 (-1.7%)	$2.001M (+15.9%)	0.9%	$24.40	$21.51	+13.4%	COM	00206R102
VZ	VERIZON COMMUNICATIONS INC	21,532 (-2.3%)	$988K (+5.8%)	0.5%	$45.87	$39.53	+16.0%	COM	92343V104
F	FORD MTR CO	23,327 (-2.0%)	$281K (-15.0%)	0.1%	$12.06	$9.96	+21.1%	COM	345370860
JPM	JPMORGAN CHASE & CO	9,686 (-1.5%)	$3.205M (-0.5%)	1.5%	$330.85	$229.87	+43.9%	COM	46625H100
PBA	PEMBINA PIPELINE CORP	5,487 (-1.5%)	$245K (-5.1%)	0.1%	$44.58	$39.30	+13.4%	COM	706327103

Unchanged Positions (36)

MSFT MICROSOFT CORP 3.1%

Value $6.629M Shares 12,924 Share Price $512.91 Est. Cost/Share $422.29 Unrealized @ Report Date +21.5%

GOOG ALPHABET INC 3.6%

Value $7.759M Shares 22,771 Share Price $340.75 Est. Cost/Share $175.67 Unrealized @ Report Date +94.0%

SPY STATE STR SPDR S&P 500 ETF T 5.9%

Value $12.83M Shares 16,823 Share Price $762.64 Est. Cost/Share $589.16 Unrealized @ Report Date +29.4%

VTWO VANGUARD SCOTTSDALE FDS 1.2%

Value $2.685M Shares 23,922 Share Price $112.24 Est. Cost/Share $93.01 Unrealized @ Report Date +20.7%

CSCO CISCO SYS INC 1.0%

Value $2.072M Shares 19,254 Share Price $107.63 Est. Cost/Share $55.37 Unrealized @ Report Date +94.4%

NVDA NVIDIA CORPORATION 0.6%

Value $1.216M Shares 5,323 Share Price $228.41 Est. Cost/Share $153.16 Unrealized @ Report Date +49.1%

GOOGL ALPHABET INC 1.6%

Value $3.443M Shares 10,006 Share Price $344.09 Est. Cost/Share $178.07 Unrealized @ Report Date +93.2%

IBM INTERNATIONAL BUSINESS MACHS 0.2%

Value $476K Shares 2,166 Share Price $219.93 Est. Cost/Share $216.31 Unrealized @ Report Date +1.7%

AMZN AMAZON COM INC 1.2%

Value $2.57M Shares 10,314 Share Price $249.17 Est. Cost/Share $205.35 Unrealized @ Report Date +21.3%

UTL UNITIL CORP 1.0%

Value $2.239M Shares 44,104 Share Price $50.76 Est. Cost/Share $57.51 Unrealized @ Report Date -11.7%

DIS DISNEY WALT CO 0.5%

Value $1.026M Shares 9,783 Share Price $104.90 Est. Cost/Share $103.52 Unrealized @ Report Date +1.3%

ED CONSOLIDATED EDISON INC 0.2%

Value $522K Shares 5,104 Share Price $102.21 Est. Cost/Share $94.78 Unrealized @ Report Date +7.8%

NLY ANNALY CAPITAL MANAGEMENT IN 0.1%

Value $209K Shares 11,080 Share Price $18.89 Est. Cost/Share $18.41 Unrealized @ Report Date —

SCHD SCHWAB STRATEGIC TR 0.5%

Value $1.113M Shares 34,212 Share Price $32.53 Est. Cost/Share $28.55 Unrealized @ Report Date +13.9%

SAM BOSTON BEER INC 0.2%

Value $410K Shares 2,500 Share Price $164.02 Est. Cost/Share $301.80 Unrealized @ Report Date -45.7%

BRK/B BERKSHIRE HATHAWAY INC DEL 3.4%

Value $7.266M Shares 14,590 Share Price $497.98 Est. Cost/Share $462.78 Unrealized @ Report Date +7.6%

GLD SPDR GOLD TR 0.3%

Value $731K Shares 1,919 Share Price $381.04 Est. Cost/Share $250.63 Unrealized @ Report Date +52.0%

KMI KINDER MORGAN INC DEL 0.2%

Value $481K Shares 15,962 Share Price $30.15 Est. Cost/Share $25.07 Unrealized @ Report Date +20.3%

VO VANGUARD INDEX FDS 0.5%

Value $1.184M Shares 15,100 Share Price $78.42 Est. Cost/Share $75.23 Unrealized @ Report Date +4.2%

PG PROCTER & GAMBLE CO 0.9%

Value $1.954M Shares 13,449 Share Price $145.29 Est. Cost/Share $165.14 Unrealized @ Report Date -12.0%

LLY ELI LILLY & CO 0.2%

Value $479K Shares 414 Share Price $1158.02 Est. Cost/Share $820.04 Unrealized @ Report Date +41.1%

TIP ISHARES TR 0.1%

Value $225K Shares 2,159 Share Price $104.08 Est. Cost/Share $108.55 Unrealized @ Report Date -4.2%

JNJ JOHNSON & JOHNSON 0.1%

Value $245K Shares 924 Share Price $264.74 Est. Cost/Share $232.95 Unrealized @ Report Date +13.6%

EEM ISHARES TR 0.2%

Value $355K Shares 5,316 Share Price $66.79 Est. Cost/Share $44.31 Unrealized @ Report Date +50.7%

KKR KKR & CO INC 0.5%

Value $1.004M Shares 10,995 Share Price $91.30 Est. Cost/Share $144.89 Unrealized @ Report Date -37.0%

SCHB SCHWAB STRATEGIC TR 0.3%

Value $573K Shares 19,554 Share Price $29.31 Est. Cost/Share $22.84 Unrealized @ Report Date +28.3%

GOOG ALPHABET INC 0.1%

Value $170K Shares 500 Share Price $340.74 Est. Cost/Share $175.67 Unrealized @ Report Date +94.0%

VWO VANGUARD INTL EQUITY INDEX F 0.5%

Value $1.058M Shares 17,833 Share Price $59.31 Est. Cost/Share $46.65 Unrealized @ Report Date +27.1%

VTI VANGUARD INDEX FDS 0.2%

Value $380K Shares 1,014 Share Price $374.59 Est. Cost/Share $315.88 Unrealized @ Report Date +18.5%

IWF ISHARES TR 0.3%

Value $567K Shares 4,528 Share Price $125.26 Est. Cost/Share $115.00 Unrealized @ Report Date +8.9%

IWD ISHARES TR 0.1%

Value $210K Shares 847 Share Price $247.93 Est. Cost/Share $232.93 Unrealized @ Report Date +6.4%

IWB ISHARES TR 0.1%

Value $241K Shares 580 Share Price $416.13 Est. Cost/Share $323.94 Unrealized @ Report Date +28.5%

SHY ISHARES TR 0.2%

Value $342K Shares 4,207 Share Price $81.20 Est. Cost/Share $82.23 Unrealized @ Report Date -1.3%

SCHF SCHWAB STRATEGIC TR 0.6%

Value $1.372M Shares 49,939 Share Price $27.47 Est. Cost/Share $20.04 Unrealized @ Report Date +37.1%

XLF SELECT SECTOR SPDR TR 0.2%

Value $327K Shares 6,122 Share Price $53.40 Est. Cost/Share $48.35 Unrealized @ Report Date +10.4%

QQQ INVESCO QQQ TR 0.1%

Value $259K Shares 350 Share Price $739.77 Est. Cost/Share $572.63 Unrealized @ Report Date +29.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
MSFT	MICROSOFT CORP	12,924	$6.629M	3.1%	$512.91	$422.29	+21.5%	COM	594918104
GOOG	ALPHABET INC	22,771	$7.759M	3.6%	$340.75	$175.67	+94.0%	CAP STK CL C	02079K107
SPY	STATE STR SPDR S&P 500 ETF T	16,823	$12.83M	5.9%	$762.64	$589.16	+29.4%	TR UNIT	78462F103
VTWO	VANGUARD SCOTTSDALE FDS	23,922	$2.685M	1.2%	$112.24	$93.01	+20.7%	VNG RUS2000IDX	92206C664
CSCO	CISCO SYS INC	19,254	$2.072M	1.0%	$107.63	$55.37	+94.4%	COM	17275R102
NVDA	NVIDIA CORPORATION	5,323	$1.216M	0.6%	$228.41	$153.16	+49.1%	COM	67066G104
GOOGL	ALPHABET INC	10,006	$3.443M	1.6%	$344.09	$178.07	+93.2%	CAP STK CL A	02079K305
IBM	INTERNATIONAL BUSINESS MACHS	2,166	$476K	0.2%	$219.93	$216.31	+1.7%	COM	459200101
AMZN	AMAZON COM INC	10,314	$2.57M	1.2%	$249.17	$205.35	+21.3%	COM	023135106
UTL	UNITIL CORP	44,104	$2.239M	1.0%	$50.76	$57.51	-11.7%	COM	913259107
DIS	DISNEY WALT CO	9,783	$1.026M	0.5%	$104.90	$103.52	+1.3%	COM	254687106
ED	CONSOLIDATED EDISON INC	5,104	$522K	0.2%	$102.21	$94.78	+7.8%	COM	209115104
NLY	ANNALY CAPITAL MANAGEMENT IN	11,080	$209K	0.1%	$18.89	$18.41	—	COM NEW	035710839
SCHD	SCHWAB STRATEGIC TR	34,212	$1.113M	0.5%	$32.53	$28.55	+13.9%	US DIVIDEND EQ	808524797
SAM	BOSTON BEER INC	2,500	$410K	0.2%	$164.02	$301.80	-45.7%	CL A	100557107
BRK/B	BERKSHIRE HATHAWAY INC DEL	14,590	$7.266M	3.4%	$497.98	$462.78	+7.6%	CL B NEW	084670702
GLD	SPDR GOLD TR	1,919	$731K	0.3%	$381.04	$250.63	+52.0%	GOLD SHS	78463V107
KMI	KINDER MORGAN INC DEL	15,962	$481K	0.2%	$30.15	$25.07	+20.3%	COM	49456B101
VO	VANGUARD INDEX FDS	15,100	$1.184M	0.5%	$78.42	$75.23	+4.2%	MRNGSTR MID CAP	922908629
PG	PROCTER & GAMBLE CO	13,449	$1.954M	0.9%	$145.29	$165.14	-12.0%	COM	742718109
LLY	ELI LILLY & CO	414	$479K	0.2%	$1158.02	$820.04	+41.1%	COM	532457108
TIP	ISHARES TR	2,159	$225K	0.1%	$104.08	$108.55	-4.2%	TIPS BD ETF	464287176
JNJ	JOHNSON & JOHNSON	924	$245K	0.1%	$264.74	$232.95	+13.6%	COM	478160104
EEM	ISHARES TR	5,316	$355K	0.2%	$66.79	$44.31	+50.7%	MSCI EMG MKT ETF	464287234
KKR	KKR & CO INC	10,995	$1.004M	0.5%	$91.30	$144.89	-37.0%	COM	48251W104
SCHB	SCHWAB STRATEGIC TR	19,554	$573K	0.3%	$29.31	$22.84	+28.3%	US BRD MKT ETF	808524102
GOOG	ALPHABET INC	500	$170K	0.1%	$340.74	$175.67	+94.0%	PUT	02079K107
VWO	VANGUARD INTL EQUITY INDEX F	17,833	$1.058M	0.5%	$59.31	$46.65	+27.1%	FTSE EMR MKT ETF	922042858
VTI	VANGUARD INDEX FDS	1,014	$380K	0.2%	$374.59	$315.88	+18.5%	MRNGSTR TTL STK	922908769
IWF	ISHARES TR	4,528	$567K	0.3%	$125.26	$115.00	+8.9%	RUS 1000 GRW ETF	464287614
IWD	ISHARES TR	847	$210K	0.1%	$247.93	$232.93	+6.4%	RUS 1000 VAL ETF	464287598
IWB	ISHARES TR	580	$241K	0.1%	$416.13	$323.94	+28.5%	RUS 1000 ETF	464287622
SHY	ISHARES TR	4,207	$342K	0.2%	$81.20	$82.23	-1.3%	1 3 YR TREAS BD	464287457
SCHF	SCHWAB STRATEGIC TR	49,939	$1.372M	0.6%	$27.47	$20.04	+37.1%	INTL EQTY ETF	808524805
XLF	SELECT SECTOR SPDR TR	6,122	$327K	0.2%	$53.40	$48.35	+10.4%	ST STR FINL ETF	81369Y605
QQQ	INVESCO QQQ TR	350	$259K	0.1%	$739.77	$572.63	+29.2%	UNIT SER 1	46090E103