ABB LTD

Ticker: ABBNY CUSIP: 000375204 Class: SPONSORED ADR

HOERTKORN RICHARD CHARLES's Holding History (CIK: 0001598177)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 200 Value ($000) $5 Avg Close — Range —

Q2 2016

Shares 200 Value ($000) $4 Avg Close — Range —

Q1 2016

Shares 200 Value ($000) $4 Avg Close — Range —

Q4 2015

Shares 200 Value ($000) $4 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	200	$5	—	—
Q2 2016	200	$4	—	—
Q1 2016	200	$4	—	—
Q4 2015	200	$4	—	—