HOERTKORN RICHARD CHARLES Diversified Active

CIK: 0001598177 · Show all filings

Period: Q4 2025 (← Previous)

Filing Date: Jan 27, 2026

Total Value ($000): $257,426 (100.0% shares, 0.0% debt)

Holdings (78)

New Positions (3)

PSKY PARAMOUNT SKYDANCE 1.4%

Value ($000) $3,708 Shares 276,723 Est. Cost $15.56 Unrealized 0.0%

KURA KURA ONCOLOGY INC. 0.0%

Value ($000) $21 Shares 2,000 Est. Cost $10.49 Unrealized 0.0%

BMY BRISTOL MEYERS SQUIBB 0.0%

Value ($000) $1 Shares 24 Est. Cost $47.53 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PSKY	PARAMOUNT SKYDANCE	276,723	$3,708	1.4%	$15.56	0.0%	COM	69932A204
KURA	KURA ONCOLOGY INC.	2,000	$21	0.0%	$10.49	0.0%	COM	50127T109
BMY	BRISTOL MEYERS SQUIBB	24	$1	0.0%	$47.53	0.0%	COM	110122108

Increased Positions (3)

BA BOEING CO 3.0%

Value ($000) $7,680 (+4.6%) Shares 35,371 (+4.0%) Est. Cost $170.38 Unrealized +20.7%

VOOG VANGUARD ADMIRAL FUNDS INC 0.1%

Value ($000) $193 (+332.2%) Shares 434 (+199.3%) Est. Cost $373.06 Unrealized —

— DNP SELECT INCOME FD 0.1%

Value ($000) $318 (+4.6%) Shares 31,841 (+4.9%) Est. Cost $9.84 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BA	BOEING CO	35,371 (+4.0%)	$7,680 (+4.6%)	3.0%	$170.38	+20.7%	COM	097023105
VOOG	VANGUARD ADMIRAL FUNDS INC	434 (+199.3%)	$193 (+332.2%)	0.1%	$373.06	—	500 GROWTH IDX FD	921932505
—	DNP SELECT INCOME FD	31,841 (+4.9%)	$318 (+4.6%)	0.1%	$9.84	—	COM	23325P104

Exited Positions (3)

— PARAMOUNT GLOBAL 2.1%

Value ($000) $5,444 Shares 287,723 Est. Cost $18.58 Unrealized —

GEHC GE HEALTHCARE TECHNOLOGIES 0.0%

Value ($000) $22 Shares 292 Est. Cost $71.08 Unrealized +9.6%

XYZ BLOCK, INC. 0.0%

Value ($000) $7 Shares 102 Est. Cost $28.56 Unrealized +141.5%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	PARAMOUNT GLOBAL	287,723	$5,444	2.1%	$18.58	—	—	92556H206
GEHC	GE HEALTHCARE TECHNOLOGIES	292	$22	0.0%	$71.08	+9.6%	—	36266G107
XYZ	BLOCK, INC.	102	$7	0.0%	$28.56	+141.5%	—	852234103

Decreased Positions (28)

GOOGL ALPHABET, INC. 7.8%

Value ($000) $20,140 (+23.0%) Shares 64,345 (-4.5%) Est. Cost $106.09 Unrealized +169.2%

TMUS T-MOBILE US INC 2.8%

Value ($000) $7,097 (-23.3%) Shares 34,952 (-9.6%) Est. Cost $97.66 Unrealized +116.4%

MSFT MICROSOFT CORP 7.4%

Value ($000) $18,999 (-8.5%) Shares 39,286 (-2.0%) Est. Cost $30.25 Unrealized +1555.0%

AMD ADVANCED MICRO DEVICE 1.3%

Value ($000) $3,331 (+29.9%) Shares 15,556 (-1.9%) Est. Cost $132.40 Unrealized +69.6%

BAC BANK OF AMERICA CORPORATION 5.8%

Value ($000) $14,911 (+5.1%) Shares 271,115 (-1.4%) Est. Cost $12.29 Unrealized +328.6%

AAPL APPLE INC 9.5%

Value ($000) $24,541 (+2.9%) Shares 90,269 (-3.6%) Est. Cost $82.93 Unrealized +223.6%

PYPL PAYPAL HOLDINGS, INC. 1.3%

Value ($000) $3,366 (-14.9%) Shares 57,650 (-2.2%) Est. Cost $51.25 Unrealized +26.5%

KMI KINDER MORGAN, INC. 5.2%

Value ($000) $13,406 (-4.0%) Shares 487,664 (-1.1%) Est. Cost $11.89 Unrealized +126.3%

CSCO CISCO SYS INC 1.8%

Value ($000) $4,635 (+10.4%) Shares 60,169 (-2.0%) Est. Cost $26.61 Unrealized +177.4%

GEV GE VERNOVA INC. 4.1%

Value ($000) $10,624 (+4.2%) Shares 15,255 (-8.0%) Est. Cost $158.10 Unrealized +285.2%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.6%

Value ($000) $1,458 (-16.2%) Shares 2,900 (-16.2%) Est. Cost $117.14 Unrealized +324.7%

F FORD MTR CO DEL 1.6%

Value ($000) $4,228 (+7.0%) Shares 322,246 (-2.5%) Est. Cost $8.12 Unrealized +58.1%

DIS DISNEY WALT CO 0.3%

Value ($000) $869 (-18.7%) Shares 7,637 (-18.2%) Est. Cost $98.91 Unrealized +10.7%

BABA ALIBABA GROUP HOLDING 0.1%

Value ($000) $365 (-30.2%) Shares 2,490 (-14.9%) Est. Cost $134.94 Unrealized —

— SCHWAB CHARLES CORP NEW 3.3%

Value ($000) $8,444 (+1.9%) Shares 84,520 (-2.7%) Est. Cost $31.63 Unrealized —

VV VANGUARD INDEX FDS 0.0%

Value ($000) $46 (-75.8%) Shares 145 (-66.6%) Est. Cost $334.52 Unrealized —

MCD MCDONALDS CORP 1.1%

Value ($000) $2,842 (-3.3%) Shares 9,299 (-3.9%) Est. Cost $72.12 Unrealized +323.0%

CG CARLYLE GROUP, INC. 0.5%

Value ($000) $1,159 (-7.6%) Shares 19,600 (-2.0%) Est. Cost $25.46 Unrealized +121.1%

PFE PFIZER INC 0.1%

Value ($000) $250 (-23.2%) Shares 10,050 (-21.4%) Est. Cost $21.48 Unrealized +16.6%

CBRE CARRIER GLOBAL CORP 0.5%

Value ($000) $1,366 (-4.3%) Shares 9,355 (-5.1%) Est. Cost $27.85 Unrealized +464.7%

DVN DEVON ENERGY CORP NEW 1.5%

Value ($000) $3,908 (+1.4%) Shares 106,675 (-3.0%) Est. Cost $19.64 Unrealized +76.8%

— GE AEROSPACE 7.7%

Value ($000) $19,912 (+0.3%) Shares 64,643 (-2.1%) Est. Cost $22.61 Unrealized —

BX BLACKSTONE, INC. 0.1%

Value ($000) $154 (-23.2%) Shares 1,000 (-14.9%) Est. Cost $79.07 Unrealized +91.5%

— APA CORPORATION 1.6%

Value ($000) $4,060 (-1.1%) Shares 165,975 (-1.8%) Est. Cost $33.75 Unrealized —

GOOG ALPHABET, INC. 0.2%

Value ($000) $447 (+4.4%) Shares 1,425 (-18.9%) Est. Cost $106.21 Unrealized +169.6%

KO COCA COLA CO 0.1%

Value ($000) $311 (+3.4%) Shares 4,445 (-1.9%) Est. Cost $27.31 Unrealized +154.1%

JPM JPMORGAN CHASE & CO 6.2%

Value ($000) $15,939 (-0.1%) Shares 49,466 (-2.2%) Est. Cost $39.96 Unrealized +674.6%

SLB SCHLUMBERGER LTD 0.0%

Value ($000) $23 (+3.1%) Shares 600 (-7.7%) Est. Cost $42.22 Unrealized -14.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GOOGL	ALPHABET, INC.	64,345 (-4.5%)	$20,140 (+23.0%)	7.8%	$106.09	+169.2%	CL A	02079K305
TMUS	T-MOBILE US INC	34,952 (-9.6%)	$7,097 (-23.3%)	2.8%	$97.66	+116.4%	COM	872590104
MSFT	MICROSOFT CORP	39,286 (-2.0%)	$18,999 (-8.5%)	7.4%	$30.25	+1555.0%	COM	594918104
AMD	ADVANCED MICRO DEVICE	15,556 (-1.9%)	$3,331 (+29.9%)	1.3%	$132.40	+69.6%	COM	007903107
BAC	BANK OF AMERICA CORPORATION	271,115 (-1.4%)	$14,911 (+5.1%)	5.8%	$12.29	+328.6%	COM	060505104
AAPL	APPLE INC	90,269 (-3.6%)	$24,541 (+2.9%)	9.5%	$82.93	+223.6%	COM	037833100
PYPL	PAYPAL HOLDINGS, INC.	57,650 (-2.2%)	$3,366 (-14.9%)	1.3%	$51.25	+26.5%	COM	70450Y103
KMI	KINDER MORGAN, INC.	487,664 (-1.1%)	$13,406 (-4.0%)	5.2%	$11.89	+126.3%	COM	49456B101
CSCO	CISCO SYS INC	60,169 (-2.0%)	$4,635 (+10.4%)	1.8%	$26.61	+177.4%	COM	17275R102
GEV	GE VERNOVA INC.	15,255 (-8.0%)	$10,624 (+4.2%)	4.1%	$158.10	+285.2%	COM	36828A101
BRK/B	BERKSHIRE HATHAWAY INC DEL	2,900 (-16.2%)	$1,458 (-16.2%)	0.6%	$117.14	+324.7%	CL B NEW	084670702
F	FORD MTR CO DEL	322,246 (-2.5%)	$4,228 (+7.0%)	1.6%	$8.12	+58.1%	COM PAR $0.01	345370860
DIS	DISNEY WALT CO	7,637 (-18.2%)	$869 (-18.7%)	0.3%	$98.91	+10.7%	COM	254687106
BABA	ALIBABA GROUP HOLDING	2,490 (-14.9%)	$365 (-30.2%)	0.1%	$134.94	—	SPONSORED ADR	01609W102
—	SCHWAB CHARLES CORP NEW	84,520 (-2.7%)	$8,444 (+1.9%)	3.3%	$31.63	—	COM	808513015
VV	VANGUARD INDEX FDS	145 (-66.6%)	$46 (-75.8%)	0.0%	$334.52	—	LARGE CAP ETF	922908637
MCD	MCDONALDS CORP	9,299 (-3.9%)	$2,842 (-3.3%)	1.1%	$72.12	+323.0%	COM	580135101
CG	CARLYLE GROUP, INC.	19,600 (-2.0%)	$1,159 (-7.6%)	0.5%	$25.46	+121.1%	COM	14316J108
PFE	PFIZER INC	10,050 (-21.4%)	$250 (-23.2%)	0.1%	$21.48	+16.6%	COM	717081103
CBRE	CARRIER GLOBAL CORP	9,355 (-5.1%)	$1,366 (-4.3%)	0.5%	$27.85	+464.7%	COM	12504L109
DVN	DEVON ENERGY CORP NEW	106,675 (-3.0%)	$3,908 (+1.4%)	1.5%	$19.64	+76.8%	COM	25179M103
—	GE AEROSPACE	64,643 (-2.1%)	$19,912 (+0.3%)	7.7%	$22.61	—	COM	369604103
BX	BLACKSTONE, INC.	1,000 (-14.9%)	$154 (-23.2%)	0.1%	$79.07	+91.5%	COM	09260D107
—	APA CORPORATION	165,975 (-1.8%)	$4,060 (-1.1%)	1.6%	$33.75	—	COM	037411105
GOOG	ALPHABET, INC.	1,425 (-18.9%)	$447 (+4.4%)	0.2%	$106.21	+169.6%	CL C	02079K107
KO	COCA COLA CO	4,445 (-1.9%)	$311 (+3.4%)	0.1%	$27.31	+154.1%	COM	191216100
JPM	JPMORGAN CHASE & CO	49,466 (-2.2%)	$15,939 (-0.1%)	6.2%	$39.96	+674.6%	COM	46625H100
SLB	SCHLUMBERGER LTD	600 (-7.7%)	$23 (+3.1%)	0.0%	$42.22	-14.6%	COM	806857108

Unchanged Positions (44)

HD HOME DEPOT 2.7%

Value ($000) $6,836 Shares 19,866 Est. Cost $58.72 Unrealized +520.9%

PG PROCTER & GAMBLE CO 3.5%

Value ($000) $9,083 Shares 63,377 Est. Cost $58.04 Unrealized +153.6%

INTC INTEL CORP 1.3%

Value ($000) $3,266 Shares 88,500 Est. Cost $33.73 Unrealized +11.9%

LLY LILLY ELI & CO 0.3%

Value ($000) $752 Shares 700 Est. Cost $39.58 Unrealized +2314.3%

XOM EXXON MOBIL CORP 1.3%

Value ($000) $3,248 Shares 26,993 Est. Cost $57.99 Unrealized +99.1%

JNJ JOHNSON & JOHNSON 0.5%

Value ($000) $1,341 Shares 6,479 Est. Cost $65.75 Unrealized +199.6%

— MARVELL TECHNOLOGY, INC. 8.8%

Value ($000) $22,732 Shares 267,494 Est. Cost $13.92 Unrealized —

AMZN AMAZON.COM INC. 1.0%

Value ($000) $2,586 Shares 11,202 Est. Cost $141.48 Unrealized +61.7%

CVX CHEVRON CORP NEW 0.8%

Value ($000) $2,090 Shares 13,712 Est. Cost $67.79 Unrealized +123.3%

ITW ILLINOIS TOOL WKS INC 0.2%

Value ($000) $493 Shares 2,000 Est. Cost $59.45 Unrealized +316.4%

RTX RAYTHEON TECHNOLOGIES CO 0.1%

Value ($000) $250 Shares 1,365 Est. Cost $54.61 Unrealized +217.4%

NVDA NVIDIA CORP 1.4%

Value ($000) $3,487 Shares 18,696 Est. Cost $135.36 Unrealized +37.5%

COP CONOCOPHILLIPS 0.5%

Value ($000) $1,236 Shares 13,207 Est. Cost $41.69 Unrealized +115.9%

KMB KIMBERLY CLARK CORP 0.0%

Value ($000) $63 Shares 624 Est. Cost $66.36 Unrealized +63.4%

T AT&T INC 0.0%

Value ($000) $99 Shares 4,000 Est. Cost $14.54 Unrealized +73.9%

PSA PUBLIC STORAGE 0.0%

Value ($000) $93 Shares 357 Est. Cost $100.16 Unrealized +176.9%

— HANCOCK JOHN INVS TR 0.1%

Value ($000) $191 Shares 14,000 Est. Cost $16.67 Unrealized —

O REALTY INCOME CORP 0.0%

Value ($000) $38 Shares 666 Est. Cost $21.68 Unrealized +164.6%

META META PLATFORMS 0.0%

Value ($000) $26 Shares 39 Est. Cost $160.96 Unrealized +314.6%

PEP PEPSICO INC 0.1%

Value ($000) $133 Shares 930 Est. Cost $57.75 Unrealized +152.6%

— MFS MULTIMARKET INCOME TR 0.0%

Value ($000) $102 Shares 22,000 Est. Cost $6.05 Unrealized —

— OTIS WORLDWIDE CORP 0.0%

Value ($000) $56 Shares 640 Est. Cost $57.18 Unrealized —

WYNN WYNN RESORTS 0.0%

Value ($000) $36 Shares 300 Est. Cost $106.09 Unrealized +16.5%

ESPR ESPERION THERAPEUTIC 0.0%

Value ($000) $7 Shares 2,000 Est. Cost $2.35 Unrealized +37.4%

NTRS NORTHERN TR CORP 0.0%

Value ($000) $109 Shares 800 Est. Cost $41.82 Unrealized +212.6%

TLSI TRISALUS LIFE SCIENCES 0.0%

Value ($000) $5 Shares 668 Est. Cost $5.15 Unrealized +8.8%

C CITIGROUP INC 0.0%

Value ($000) $12 Shares 100 Est. Cost $40.75 Unrealized +154.3%

PFG PRINCIPAL FINL GROUP INC 0.0%

Value ($000) $24 Shares 272 Est. Cost $30.85 Unrealized +171.9%

SCHB SCHWAB US BROAD MARKET ETF 0.0%

Value ($000) $65 Shares 2,480 Est. Cost $36.02 Unrealized —

TCBK TRICO BANCSHARES CHICO 0.0%

Value ($000) $17 Shares 355 Est. Cost $38.69 Unrealized +18.6%

KIM KIMCO REALTY CORP 0.0%

Value ($000) $7 Shares 353 Est. Cost $14.17 Unrealized +45.2%

V VISA, INC. CLASS A 0.0%

Value ($000) $16 Shares 46 Est. Cost $198.34 Unrealized +71.6%

SBUX STARBUCKS CORP 0.0%

Value ($000) $80 Shares 950 Est. Cost $81.93 Unrealized +2.6%

YUM YUM BRANDS 0.0%

Value ($000) $56 Shares 372 Est. Cost $40.89 Unrealized +261.1%

SPOT SPOTIFY TECHNOLOGY 0.0%

Value ($000) $1 Shares 2 Est. Cost $80.65 Unrealized +675.1%

ERTH INVESCO MSCI SUSTAINABLE 0.0%

Value ($000) $21 Shares 448 Est. Cost $45.12 Unrealized —

— TESLA 0.0%

Value ($000) $13 Shares 30 Est. Cost $444.73 Unrealized —

MAT MATTEL INCORPORATED 0.0%

Value ($000) $1 Shares 38 Est. Cost $15.86 Unrealized +21.8%

CMCSA COMCAST CORP NEW CLASS A 0.0%

Value ($000) $1 Shares 33 Est. Cost $33.68 Unrealized -15.3%

BP BP PLC 0.0%

Value ($000) $3 Shares 100 Est. Cost $45.46 Unrealized —

CHDN CHURCHILL DOWNS, INC. 0.0%

Value ($000) $0 Shares 1 Est. Cost $130.45 Unrealized -20.7%

HAL HALIBURTON CO. HLDG. CO. 0.0%

Value ($000) $0 Shares 4 Est. Cost $36.44 Unrealized -27.9%

HAS HASBRO, INC. 0.0%

Value ($000) $0 Shares 1 Est. Cost $81.04 Unrealized -3.7%

EA ELECTRONIC ARTS, INC. 0.0%

Value ($000) $0 Shares 1 Est. Cost $125.41 Unrealized +60.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
HD	HOME DEPOT	19,866	$6,836	2.7%	$58.72	+520.9%	COM	437076102
PG	PROCTER & GAMBLE CO	63,377	$9,083	3.5%	$58.04	+153.6%	COM	742718109
INTC	INTEL CORP	88,500	$3,266	1.3%	$33.73	+11.9%	COM	458140100
LLY	LILLY ELI & CO	700	$752	0.3%	$39.58	+2314.3%	COM	532457108
XOM	EXXON MOBIL CORP	26,993	$3,248	1.3%	$57.99	+99.1%	COM	30231G102
JNJ	JOHNSON & JOHNSON	6,479	$1,341	0.5%	$65.75	+199.6%	COM	478160104
—	MARVELL TECHNOLOGY, INC.	267,494	$22,732	8.8%	$13.92	—	COM	G5876H105
AMZN	AMAZON.COM INC.	11,202	$2,586	1.0%	$141.48	+61.7%	COM	023135106
CVX	CHEVRON CORP NEW	13,712	$2,090	0.8%	$67.79	+123.3%	COM	166764100
ITW	ILLINOIS TOOL WKS INC	2,000	$493	0.2%	$59.45	+316.4%	COM	452308109
RTX	RAYTHEON TECHNOLOGIES CO	1,365	$250	0.1%	$54.61	+217.4%	COM	75513E101
NVDA	NVIDIA CORP	18,696	$3,487	1.4%	$135.36	+37.5%	COM	67066G104
COP	CONOCOPHILLIPS	13,207	$1,236	0.5%	$41.69	+115.9%	COM	20825C104
KMB	KIMBERLY CLARK CORP	624	$63	0.0%	$66.36	+63.4%	COM	494368103
T	AT&T INC	4,000	$99	0.0%	$14.54	+73.9%	COM	00206R102
PSA	PUBLIC STORAGE	357	$93	0.0%	$100.16	+176.9%	COM	74460D109
—	HANCOCK JOHN INVS TR	14,000	$191	0.1%	$16.67	—	COM	410142103
O	REALTY INCOME CORP	666	$38	0.0%	$21.68	+164.6%	COM	756109104
META	META PLATFORMS	39	$26	0.0%	$160.96	+314.6%	COM	30303M102
PEP	PEPSICO INC	930	$133	0.1%	$57.75	+152.6%	COM	713448108
—	MFS MULTIMARKET INCOME TR	22,000	$102	0.0%	$6.05	—	SH BEN INT	552737108
—	OTIS WORLDWIDE CORP	640	$56	0.0%	$57.18	—	COM	68902v107
WYNN	WYNN RESORTS	300	$36	0.0%	$106.09	+16.5%	COM	983134107
ESPR	ESPERION THERAPEUTIC	2,000	$7	0.0%	$2.35	+37.4%	COM	29664W105
NTRS	NORTHERN TR CORP	800	$109	0.0%	$41.82	+212.6%	COM	665859104
TLSI	TRISALUS LIFE SCIENCES	668	$5	0.0%	$5.15	+8.8%	COM	89680M101
C	CITIGROUP INC	100	$12	0.0%	$40.75	+154.3%	COM	172967424
PFG	PRINCIPAL FINL GROUP INC	272	$24	0.0%	$30.85	+171.9%	COM	74251V102
SCHB	SCHWAB US BROAD MARKET ETF	2,480	$65	0.0%	$36.02	—	US BRD MARKET ETF	808524102
TCBK	TRICO BANCSHARES CHICO	355	$17	0.0%	$38.69	+18.6%	COM	896095106
KIM	KIMCO REALTY CORP	353	$7	0.0%	$14.17	+45.2%	COM	49446R109
V	VISA, INC. CLASS A	46	$16	0.0%	$198.34	+71.6%	COM	92826C839
SBUX	STARBUCKS CORP	950	$80	0.0%	$81.93	+2.6%	COM	855244109
YUM	YUM BRANDS	372	$56	0.0%	$40.89	+261.1%	COM	988498101
SPOT	SPOTIFY TECHNOLOGY	2	$1	0.0%	$80.65	+675.1%	COM	L8681T102
ERTH	INVESCO MSCI SUSTAINABLE	448	$21	0.0%	$45.12	—	GLOBAL LRG CO ETF	46137V407
—	TESLA	30	$13	0.0%	$444.73	—	COM	88160r101
MAT	MATTEL INCORPORATED	38	$1	0.0%	$15.86	+21.8%	COM	577081102
CMCSA	COMCAST CORP NEW CLASS A	33	$1	0.0%	$33.68	-15.3%	COM	20030N101
BP	BP PLC	100	$3	0.0%	$45.46	—	COM	055622104
CHDN	CHURCHILL DOWNS, INC.	1	$0	0.0%	$130.45	-20.7%	COM	171484108
HAL	HALIBURTON CO. HLDG. CO.	4	$0	0.0%	$36.44	-27.9%	COM	406216101
HAS	HASBRO, INC.	1	$0	0.0%	$81.04	-3.7%	COM	418056107
EA	ELECTRONIC ARTS, INC.	1	$0	0.0%	$125.41	+60.8%	COM	285512109