AB ACTIVE ETFS INC

Ticker: FWD CUSIP: 00039J509 Class: DISRUPTORS ETF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
ALLIANCEBERNSTEIN L.P.8,091,146$844,797
Betterment LLC540,759$56
LPL Financial LLC513,283$53,592
Integrated Wealth Concepts LLC352,922$36,849
BANK OF AMERICA CORP /DE/275,942$28,811
Intrepid Financial Planning Group LLC93,573$9,775
Embree Financial Group93,035$9,714
Quantum Private Wealth, LLC81,028$8,460
JANE STREET GROUP, LLC62,614$6,538
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO54,965$5,739
StoneCrest Wealth Management, Inc.52,204$5,451
KPP Advisory Services LLC48,785$5,094
Cambridge Investment Research Advisors, Inc.46,418$5
BOS Asset Management, LLC45,147$4,714
Bleakley Financial Group, LLC37,563$3,922
Kingsview Wealth Management, LLC30,280$3,162
ENVESTNET ASSET MANAGEMENT INC29,348$3,064
SUSQUEHANNA INTERNATIONAL GROUP, LLP29,085$3,037
IFG Advisory, LLC27,098$2,829
CWM, LLC26,391$3
UBS Group AG26,063$2,721
Rockefeller Capital Management L.P.25,693$2,683
Global Retirement Partners, LLC23,646$2,469
Anderson Financial Strategies, LLC22,453$2,344
WEDBUSH SECURITIES INC19,965$2
Advisory Services Network, LLC19,708$2,058
USAdvisors Wealth Management, LLC17,583$2
Private Advisor Group, LLC17,032$1,778
Huntleigh Advisors, Inc.16,056$1,676
OSAIC HOLDINGS, INC.15,816$1,651
SILVERCREST ASSET MANAGEMENT GROUP LLC13,172$1,375
MML INVESTORS SERVICES, LLC12,260$1,280
Mirae Asset Global Investments Co., Ltd.11,305$1,180
Mariner, LLC7,616$795
D.A. DAVIDSON & CO.7,117$743
Worth Financial Advisory Group, LLC6,605$690
TRUIST FINANCIAL CORP6,100$637
HighTower Advisors, LLC5,816$607
Boyer Financial Services, Inc.4,979$532
Trademark Financial Management, LLC4,589$479
Quantinno Capital Management LP3,062$320
RAYMOND JAMES FINANCIAL INC3,058$319
Geneos Wealth Management Inc.3,000$313
HUNTINGTON NATIONAL BANK2,975$311
Janney Montgomery Scott LLC2,857$0
MORGAN STANLEY2,420$253
D. E. Shaw & Co., Inc.2,227$233
Laraway Financial Advisors Inc2,133$223
Steward Partners Investment Advisory, LLC2,100$219
Cornerstone Planning Group LLC1,324$154
ROYAL BANK OF CANADA1,224$128
PRIVATE TRUST CO NA1,176$123
Wagner Wealth Management, LLC1,083$113
Kestra Advisory Services, LLC1,055$110
HARBOUR INVESTMENTS, INC.457$48
Security National Bank411$43
Pinnacle Bancorp, Inc.53$6
Pinnacle Wealth Planning Services, Inc.25$3
Key Financial Inc8$1
Total (59 institutions)10,845,808$1,064,232