Ticker: HYFI CUSIP: 00039J608 Class: HIGH YIELD ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| MML INVESTORS SERVICES, LLC | 18,311 | $688 |
| Atria Investments, Inc | 5,429 | $204 |
| WELLS FARGO & COMPANY/MN | 628 | $24 |
| Allworth Financial LP | 532 | $20 |
| ROYAL BANK OF CANADA | 161 | $6 |
| Pinnacle Wealth Planning Services, Inc. | 28 | $1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Wagner Wealth Management, LLC | 604,838 | 646,526 | +41,688 (+6.9%) |
| Anderson Financial Strategies, LLC | 230,946 | 234,943 | +3,997 (+1.7%) |
| Fjell Capital, LLC | 46,409 | 47,369 | +960 (+2.1%) |
| Advisory Resource Group | 121,177 | 128,497 | +7,320 (+6.0%) |
| Platform Technology Partners | 24,933 | 30,217 | +5,284 (+21.2%) |
| VICTORY FINANCIAL GROUP, LLC | 20,352 | 27,698 | +7,346 (+36.1%) |
| TFB Advisors LLC | 5,530 | 8,980 | +3,450 (+62.4%) |
| ASSETMARK, INC | 262,679 | 445,950 | +183,271 (+69.8%) |
| LPL Financial LLC | 2,378,517 | 2,794,927 | +416,410 (+17.5%) |
| RAYMOND JAMES FINANCIAL INC | 297,933 | 469,702 | +171,769 (+57.7%) |
| Kingsview Wealth Management, LLC | 12,210 | 18,928 | +6,718 (+55.0%) |
| JANE STREET GROUP, LLC | 34,912 | 92,413 | +57,501 (+164.7%) |
| ENVESTNET ASSET MANAGEMENT INC | 211,267 | 240,825 | +29,558 (+14.0%) |
| Stratos Wealth Partners, LTD. | 97,184 | 100,288 | +3,104 (+3.2%) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 134,240 | 142,470 | +8,230 (+6.1%) |
| ALLIANCEBERNSTEIN L.P. | 281,408 | 291,370 | +9,962 (+3.5%) |
| Sanctuary Advisors, LLC | 10,261 | 15,214 | +4,953 (+48.3%) |
| NewEdge Advisors, LLC | 90 | 5,542 | +5,452 (+6057.8%) |
| UBS Group AG | 29,413 | 35,512 | +6,099 (+20.7%) |
| CAPTRUST FINANCIAL ADVISORS | 8,820 | 12,128 | +3,308 (+37.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Wealthcare Advisory Partners LLC | 9,071 | 5,401 | -3,670 (-40.5%) |
| Private Advisor Group, LLC | 12,527 | 6,097 | -6,430 (-51.3%) |
| Bank of New York Mellon Corp | 327,649 | 318,031 | -9,618 (-2.9%) |
| Sage Advisory Services, Ltd.Co. | 7,415 | 7,235 | -180 (-2.4%) |
| OSAIC HOLDINGS, INC. | 80,211 | 78,218 | -1,993 (-2.5%) |
| Global Retirement Partners, LLC | 1,416 | 1,381 | -35 (-2.5%) |
| Cambridge Investment Research Advisors, Inc. | 12,400 | 11,921 | -479 (-3.9%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Good Steward Wealth Advisors,LLC | 7,848 | $298 |
| MMA ASSET MANAGEMENT LLC | 4,389 | $167 |
| GREENWOOD CAPITAL ASSOCIATES LLC | 10,958 | $416 |
| Sigma Planning Corp | 5,533 | $210 |
| GOLDMAN SACHS GROUP INC | 90,952 | $3,452 |
| FLOW TRADERS U.S. LLC | 12,181 | $0 |
| PRINCIPAL SECURITIES, INC. | 743 | $28 |
| COMMONWEALTH EQUITY SERVICES, LLC | 15,634 | $1 |