AES CORP

Ticker: AES CUSIP: 00130H105 Class: EQTY

GLOBEFLEX CAPITAL L P's Holding History (CIK: 0000921531)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 15,772 Value ($000) $371 Avg Close $17.25 Range $14.42 - $19.65

Q3 2020

Shares 15,772 Value ($000) $286 Avg Close $13.76 Range $11.26 - $15.79

Q2 2020

Shares 15,772 Value ($000) $229 Avg Close $10.71 Range $9.00 - $12.34

Q1 2020

Shares 23,034 Value ($000) $313 Avg Close $14.48 Range $6.57 - $17.19

Q4 2019

Shares 21,779 Value ($000) $433 Avg Close $14.35 Range $12.31 - $16.18

Q3 2019

Shares 67,381 Value ($000) $1,101 Avg Close $12.81 Range $11.65 - $14.09

Q2 2019

Shares 127,870 Value ($000) $2,143 Avg Close $13.37 Range $12.43 - $14.38

Q1 2019

Shares 129,658 Value ($000) $2,344 Avg Close $13.17 Range $10.88 - $14.54

Q4 2018

Shares 147,351 Value ($000) $2,131 Avg Close $11.66 Range $10.55 - $12.67

Q3 2018

Shares 151,777 Value ($000) $2,125 Avg Close $10.36 Range $9.59 - $10.89

Q2 2018

Shares 176,998 Value ($000) $2,374 Avg Close $9.38 Range $8.46 - $10.36

Q1 2018

Shares 196,084 Value ($000) $2,229 Avg Close $8.19 Range $7.46 - $8.93

Q4 2017

Shares 73,284 Value ($000) $794 Avg Close $8.06 Range $7.48 - $8.38

Q3 2017

Shares 79,332 Value ($000) $874 Avg Close $8.22 Range $7.75 - $8.62

Q2 2017

Shares 158,445 Value ($000) $1,760 Avg Close $8.38 Range $7.97 - $8.81

Q1 2017

Shares 116,717 Value ($000) $1,305 Avg Close $8.24 Range $7.91 - $8.64

Q4 2016

Shares 127,437 Value ($000) $1,481 Avg Close $8.38 Range $7.86 - $9.05

Q1 2016

Shares 55,389 Value ($000) $654 Avg Close $6.91 Range $5.66 - $8.22

Q4 2015

Shares 55,389 Value ($000) $530 Avg Close $6.87 Range $6.03 - $7.64

Q3 2015

Shares 29,161 Value ($000) $285 Avg Close $8.21 Range $6.42 - $9.06

Q2 2015

Shares 29,161 Value ($000) $387 Avg Close $9.05 Range $8.49 - $9.48

Q1 2015

Shares 29,161 Value ($000) $375 Avg Close $8.39 Range $7.74 - $9.24

Q4 2014

Shares 29,161 Value ($000) $402 Avg Close $9.08 Range $8.21 - $9.65

Q3 2014

Shares 270,928 Value ($000) $3,842 Avg Close $9.86 Range $9.30 - $10.34

Q2 2014

Shares 270,928 Value ($000) $4,212 Avg Close $9.49 Range $8.87 - $10.35

Q1 2014

Shares 271,502 Value ($000) $3,877 Avg Close $9.29 Range $8.81 - $9.85

Q4 2013

Shares 272,945 Value ($000) $3,960 Avg Close $9.34 Range $8.62 - $10.20

Q3 2013

Shares 280,622 Value ($000) $3,729 Avg Close $8.39 Range $7.58 - $9.02

Q2 2013

Shares 280,622 Value ($000) $3,364 Avg Close $8.29 Range $7.29 - $9.14

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	15,772	$371	$17.25	$14.42 - $19.65
Q3 2020	15,772	$286	$13.76	$11.26 - $15.79
Q2 2020	15,772	$229	$10.71	$9.00 - $12.34
Q1 2020	23,034	$313	$14.48	$6.57 - $17.19
Q4 2019	21,779	$433	$14.35	$12.31 - $16.18
Q3 2019	67,381	$1,101	$12.81	$11.65 - $14.09
Q2 2019	127,870	$2,143	$13.37	$12.43 - $14.38
Q1 2019	129,658	$2,344	$13.17	$10.88 - $14.54
Q4 2018	147,351	$2,131	$11.66	$10.55 - $12.67
Q3 2018	151,777	$2,125	$10.36	$9.59 - $10.89
Q2 2018	176,998	$2,374	$9.38	$8.46 - $10.36
Q1 2018	196,084	$2,229	$8.19	$7.46 - $8.93
Q4 2017	73,284	$794	$8.06	$7.48 - $8.38
Q3 2017	79,332	$874	$8.22	$7.75 - $8.62
Q2 2017	158,445	$1,760	$8.38	$7.97 - $8.81
Q1 2017	116,717	$1,305	$8.24	$7.91 - $8.64
Q4 2016	127,437	$1,481	$8.38	$7.86 - $9.05
Q1 2016	55,389	$654	$6.91	$5.66 - $8.22
Q4 2015	55,389	$530	$6.87	$6.03 - $7.64
Q3 2015	29,161	$285	$8.21	$6.42 - $9.06
Q2 2015	29,161	$387	$9.05	$8.49 - $9.48
Q1 2015	29,161	$375	$8.39	$7.74 - $9.24
Q4 2014	29,161	$402	$9.08	$8.21 - $9.65
Q3 2014	270,928	$3,842	$9.86	$9.30 - $10.34
Q2 2014	270,928	$4,212	$9.49	$8.87 - $10.35
Q1 2014	271,502	$3,877	$9.29	$8.81 - $9.85
Q4 2013	272,945	$3,960	$9.34	$8.62 - $10.20
Q3 2013	280,622	$3,729	$8.39	$7.58 - $9.02
Q2 2013	280,622	$3,364	$8.29	$7.29 - $9.14