AES CORP

Ticker: AES CUSIP: 00130H105 Class: EQTY

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC88,596,463$1,270,473
BlackRock, Inc.47,554,290$681,929
STATE STREET CORP44,598,987$639,549
AMERIPRISE FINANCIAL INC34,569,655$495,729
MORGAN STANLEY29,024,825$416,216
GEODE CAPITAL MANAGEMENT, LLC26,595,305$380,923
Orbis Allan Gray Ltd21,317,334$305,691
Invesco Ltd.18,282,147$262,166
FMR LLC17,546,012$251,610
Capital International Investors13,715,017$196,763
GOLDMAN SACHS GROUP INC11,020,962$158,041
BANK OF AMERICA CORP /DE/10,783,286$154,632
NORTHERN TRUST CORP8,824,719$126,546
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC7,865,594$112,793
Bank of New York Mellon Corp7,699,911$110,417
CHARLES SCHWAB INVESTMENT MANAGEMENT INC7,644,875$109,628
SG Americas Securities, LLC7,147,438$102
CITADEL ADVISORS LLC7,073,948$101,440
DIMENSIONAL FUND ADVISORS LP7,021,488$100,693
Sound Shore Management Inc /CT/6,898,342$98,922
Point72 Asset Management, L.P.6,056,308$86,847
FIRST TRUST ADVISORS LP5,375,829$77,089
Empower Advisory Group, LLC4,760,950$68,272
Yaupon Capital Management LP4,357,456$62,486
Douglas Lane & Associates, LLC3,583,052$51,381
GABELLI FUNDS LLC3,574,700$51,261
TUDOR INVESTMENT CORP ET AL3,535,076$50,693
Squarepoint Ops LLC3,319,300$47,599
JPMORGAN CHASE & CO3,202,920$45,930
UBS Group AG3,154,166$45,231
JANE STREET GROUP, LLC3,035,419$43,528
Ensign Peak Advisors, Inc2,933,241$42,063
RAYMOND JAMES FINANCIAL INC2,925,147$41,947
CITIGROUP INC2,856,940$40,969
Assenagon Asset Management S.A.2,669,398$38,279
AQR CAPITAL MANAGEMENT LLC2,525,583$36,217
BARCLAYS PLC2,431,251$34,864
BRUNI J V & CO /CO2,317,201$33,229
WELLS FARGO & COMPANY/MN2,315,452$33,204
DEUTSCHE BANK AG\2,313,337$33,173
MARSHALL WACE, LLP2,219,772$31,832
Nuveen, LLC2,065,415$29,618
MANUFACTURERS LIFE INSURANCE COMPANY, THE2,039,827$29,251
M&G PLC2,014,753$28,207
Diameter Capital Partners LP1,950,000$27,963
ENVESTNET ASSET MANAGEMENT INC1,842,308$26,419
NORTH STAR ASSET MANAGEMENT INC1,828,560$26,222
Energy Income Partners, LLC1,793,984$25,726
ROYAL BANK OF CANADA1,758,867$25,221
CastleKnight Management LP1,516,145$21,742
Swiss National Bank1,404,000$20,133
UBS ASSET MANAGEMENT AMERICAS INC1,402,366$20,110
BNP PARIBAS ARBITRAGE, SA1,388,182$19,907
HighTower Advisors, LLC1,382,176$19,820
ALLIANCEBERNSTEIN L.P.1,379,690$19,785
Legal & General Group Plc1,328,914$19,057
Birnam Oak Advisors, LP1,280,832$18,367
RHUMBLINE ADVISERS1,271,943$18,240
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM1,248,792$17,908
MASSACHUSETTS FINANCIAL SERVICES CO /MA/1,221,198$17,512
Rockefeller Capital Management L.P.1,142,962$16,390
FRANKLIN RESOURCES INC1,136,423$16,296
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.1,125,367$16,138
Madison Asset Management, LLC1,094,000$15,688
PRICE T ROWE ASSOCIATES INC /MD/1,046,159$15
HSBC HOLDINGS PLC1,033,842$14,886
HRT FINANCIAL LP1,021,267$15
Empowered Funds, LLC979,248$14,042
Focus Partners Wealth951,668$13,647
Qube Research & Technologies Ltd943,327$13,527
Susquehanna Portfolio Strategies, LLC934,315$13,398
LPL Financial LLC929,384$13,327
Trexquant Investment LP929,024$13,322
CSM Advisors, LLC925,035$13
AMERICAN CENTURY COMPANIES INC923,853$13,248
Cerity Partners LLC918,939$13,178
Capital World Investors899,306$12,896
Advisors Asset Management, Inc.867,436$12,439
ALGERT GLOBAL LLC851,181$12
Rock Point Advisors, LLC845,807$12,129
STEPHENS INC /AR/839,994$12,046
PRINCIPAL FINANCIAL GROUP INC807,391$11,578
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.792,112$11,739
Quinn Opportunity Partners LLC791,222$11,346
Thrivent Financial for Lutherans782,807$11
BANK OF MONTREAL /CAN/782,578$11,222
ExodusPoint Capital Management, LP763,518$10,949
PRUDENTIAL FINANCIAL INC760,756$10,909
OPPENHEIMER ASSET MANAGEMENT INC.746,991$10,712
FIDEURAM - INTESA SANPAOLO PRIVATE BANKING S.P.A.735,074$10,541
MACKENZIE FINANCIAL CORP690,649$9,995
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM676,221$9,697
NEW YORK STATE TEACHERS RETIREMENT SYSTEM673,477$10
STIFEL FINANCIAL CORP667,572$9,573
GAMCO INVESTORS, INC. ET AL654,700$9,388
ADAGE CAPITAL PARTNERS GP, L.L.C.642,912$9,219
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC638,261$9,153
NATIONAL BANK OF CANADA /FI/591,445$8,478
Mitsubishi UFJ Trust & Banking Corp591,362$8,480
EVERGREEN CAPITAL MANAGEMENT LLC586,584$8,412
628 other institutions48,178,891$646,495
Total (728 institutions)605,254,108$8,456,120