AES CORP

Ticker: AES CUSIP: 00130H105 Class: EQTY

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 929,384 Value ($000) $13,327 Avg Close $14.03 Range $13.21 - $15.32

Q3 2025

Shares 1,029,537 Value ($000) $13,549 Avg Close $12.77 Range $10.09 - $13.64

Q2 2025

Shares 922,471 Value ($000) $9,704 Avg Close $10.37 Range $9.16 - $12.34

Q1 2025

Shares 634,974 Value ($000) $7,886 Avg Close $11.02 Range $9.46 - $12.67

Q4 2024

Shares 519,975 Value ($000) $6,692 Avg Close $14.01 Range $11.53 - $18.92

Q3 2024

Shares 481,011 Value ($000) $9,649 Avg Close $16.44 Range $14.92 - $18.83

Q2 2024

Shares 547,890 Value ($000) $9,626 Avg Close $17.50 Range $14.38 - $20.50

Q1 2024

Shares 1,167,193 Value ($000) $20,928 Avg Close $15.22 Range $13.43 - $17.67

Q4 2023

Shares 1,101,990 Value ($000) $21,213 Avg Close $14.67 Range $10.23 - $18.32

Q3 2023

Shares 1,015,682 Value ($000) $15,438 Avg Close $17.00 Range $13.29 - $20.07

Q2 2023

Shares 780,157 Value ($000) $16,173 Avg Close $19.51 Range $17.33 - $22.70

Q1 2023

Shares 626,735 Value ($000) $15,092 Avg Close $22.36 Range $18.98 - $25.51

Q4 2022

Shares 576,617 Value ($000) $16,584 Avg Close $23.57 Range $19.84 - $26.19

Q3 2022

Shares 553,617 Value ($000) $12,512 Avg Close $20.61 Range $16.35 - $24.21

Q2 2022

Shares 581,744 Value ($000) $12,222 Avg Close $18.83 Range $16.10 - $22.76

Q1 2022

Shares 485,782 Value ($000) $12,499 Avg Close $19.36 Range $16.96 - $22.33

Q4 2021

Shares 439,254 Value ($000) $10,674 Avg Close $20.67 Range $19.20 - $22.28

Q3 2021

Shares 311,516 Value ($000) $7,112 Avg Close $20.54 Range $19.14 - $22.30

Q2 2021

Shares 325,042 Value ($000) $8,474 Avg Close $22.19 Range $20.31 - $24.16

Q1 2021

Shares 294,865 Value ($000) $7,905 Avg Close $22.23 Range $18.98 - $24.34

Q4 2020

Shares 292,265 Value ($000) $6,868 Avg Close $17.25 Range $14.42 - $19.65

Q3 2020

Shares 271,646 Value ($000) $4,920 Avg Close $13.76 Range $11.26 - $15.79

Q2 2020

Shares 247,853 Value ($000) $3,591 Avg Close $10.71 Range $9.00 - $12.34

Q1 2020

Shares 180,270 Value ($000) $2,452 Avg Close $14.48 Range $6.57 - $17.19

Q4 2019

Shares 172,304 Value ($000) $3,429 Avg Close $14.35 Range $12.31 - $16.18

Q3 2019

Shares 172,956 Value ($000) $2,826 Avg Close $12.81 Range $11.65 - $14.09

Q2 2019

Shares 208,462 Value ($000) $3,494 Avg Close $13.37 Range $12.43 - $14.38

Q1 2019

Shares 226,123 Value ($000) $4,088 Avg Close $13.17 Range $10.88 - $14.54

Q4 2018

Shares 219,107 Value ($000) $3,168 Avg Close $11.66 Range $10.55 - $12.67

Q3 2018

Shares 223,213 Value ($000) $3,125 Avg Close $10.36 Range $9.59 - $10.89

Q2 2018

Shares 211,417 Value ($000) $2,835 Avg Close $9.38 Range $8.46 - $10.36

Q1 2018

Shares 215,427 Value ($000) $2,449 Avg Close $8.19 Range $7.46 - $8.93

Q4 2017

Shares 48,483 Value ($000) $525 Avg Close $8.06 Range $7.48 - $8.38

Q3 2017

Shares 29,599 Value ($000) $326 Avg Close $8.22 Range $7.75 - $8.62

Q1 2016

Shares 15,925 Value ($000) $176 Avg Close $6.91 Range $5.66 - $8.22

Q4 2015

Shares 23,884 Value ($000) $228 Avg Close $6.87 Range $6.03 - $7.64

Q3 2015

Shares 15,436 Value ($000) $159 Avg Close $8.21 Range $6.42 - $9.06

Q2 2015

Shares 21,679 Value ($000) $286 Avg Close $9.05 Range $8.49 - $9.48

Q3 2014

Shares 10,880 Value ($000) $154 Avg Close $9.86 Range $9.30 - $10.34

Q2 2014

Shares 20,613 Value ($000) $321 Avg Close $9.49 Range $8.87 - $10.35

Q1 2014

Shares 23,622 Value ($000) $337 Avg Close $9.29 Range $8.81 - $9.85

Q4 2013

Shares 22,346 Value ($000) $324 Avg Close $9.34 Range $8.62 - $10.20

Q3 2013

Shares 21,674 Value ($000) $299 Avg Close $8.39 Range $7.58 - $9.02

Q2 2013

Shares 16,285 Value ($000) $195 Avg Close $8.29 Range $7.29 - $9.14

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	929,384	$13,327	$14.03	$13.21 - $15.32
Q3 2025	1,029,537	$13,549	$12.77	$10.09 - $13.64
Q2 2025	922,471	$9,704	$10.37	$9.16 - $12.34
Q1 2025	634,974	$7,886	$11.02	$9.46 - $12.67
Q4 2024	519,975	$6,692	$14.01	$11.53 - $18.92
Q3 2024	481,011	$9,649	$16.44	$14.92 - $18.83
Q2 2024	547,890	$9,626	$17.50	$14.38 - $20.50
Q1 2024	1,167,193	$20,928	$15.22	$13.43 - $17.67
Q4 2023	1,101,990	$21,213	$14.67	$10.23 - $18.32
Q3 2023	1,015,682	$15,438	$17.00	$13.29 - $20.07
Q2 2023	780,157	$16,173	$19.51	$17.33 - $22.70
Q1 2023	626,735	$15,092	$22.36	$18.98 - $25.51
Q4 2022	576,617	$16,584	$23.57	$19.84 - $26.19
Q3 2022	553,617	$12,512	$20.61	$16.35 - $24.21
Q2 2022	581,744	$12,222	$18.83	$16.10 - $22.76
Q1 2022	485,782	$12,499	$19.36	$16.96 - $22.33
Q4 2021	439,254	$10,674	$20.67	$19.20 - $22.28
Q3 2021	311,516	$7,112	$20.54	$19.14 - $22.30
Q2 2021	325,042	$8,474	$22.19	$20.31 - $24.16
Q1 2021	294,865	$7,905	$22.23	$18.98 - $24.34
Q4 2020	292,265	$6,868	$17.25	$14.42 - $19.65
Q3 2020	271,646	$4,920	$13.76	$11.26 - $15.79
Q2 2020	247,853	$3,591	$10.71	$9.00 - $12.34
Q1 2020	180,270	$2,452	$14.48	$6.57 - $17.19
Q4 2019	172,304	$3,429	$14.35	$12.31 - $16.18
Q3 2019	172,956	$2,826	$12.81	$11.65 - $14.09
Q2 2019	208,462	$3,494	$13.37	$12.43 - $14.38
Q1 2019	226,123	$4,088	$13.17	$10.88 - $14.54
Q4 2018	219,107	$3,168	$11.66	$10.55 - $12.67
Q3 2018	223,213	$3,125	$10.36	$9.59 - $10.89
Q2 2018	211,417	$2,835	$9.38	$8.46 - $10.36
Q1 2018	215,427	$2,449	$8.19	$7.46 - $8.93
Q4 2017	48,483	$525	$8.06	$7.48 - $8.38
Q3 2017	29,599	$326	$8.22	$7.75 - $8.62
Q1 2016	15,925	$176	$6.91	$5.66 - $8.22
Q4 2015	23,884	$228	$6.87	$6.03 - $7.64
Q3 2015	15,436	$159	$8.21	$6.42 - $9.06
Q2 2015	21,679	$286	$9.05	$8.49 - $9.48
Q3 2014	10,880	$154	$9.86	$9.30 - $10.34
Q2 2014	20,613	$321	$9.49	$8.87 - $10.35
Q1 2014	23,622	$337	$9.29	$8.81 - $9.85
Q4 2013	22,346	$324	$9.34	$8.62 - $10.20
Q3 2013	21,674	$299	$8.39	$7.58 - $9.02
Q2 2013	16,285	$195	$8.29	$7.29 - $9.14