AES CORP

Ticker: AES CUSIP: 00130H105 Class: EQTY

GAM Holding AG's Holding History (CIK: 0001438848)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 13,307 Value ($000) $181 Avg Close $14.48 Range $6.57 - $17.19

Q4 2019

Shares 41,036 Value ($000) $817 Avg Close $14.35 Range $12.31 - $16.18

Q3 2019

Shares 113,419 Value ($000) $1,854 Avg Close $12.81 Range $11.65 - $14.09

Q2 2019

Shares 34,829 Value ($000) $584 Avg Close $13.37 Range $12.43 - $14.38

Q1 2019

Shares 17,448 Value ($000) $315 Avg Close $13.17 Range $10.88 - $14.54

Q4 2018

Shares 118,703 Value ($000) $1,716 Avg Close $11.66 Range $10.55 - $12.67

Q3 2018

Shares 81,804 Value ($000) $1,145 Avg Close $10.36 Range $9.59 - $10.89

Q2 2018

Shares 75,503 Value ($000) $1,012 Avg Close $9.38 Range $8.46 - $10.36

Q1 2018

Shares 61,761 Value ($000) $702 Avg Close $8.19 Range $7.46 - $8.93

Q4 2017

Shares 29,764 Value ($000) $322 Avg Close $8.06 Range $7.48 - $8.38

Q2 2017

Shares 142,752 Value ($000) $1,586 Avg Close $8.38 Range $7.97 - $8.81

Q1 2017

Shares 80,752 Value ($000) $903 Avg Close $8.24 Range $7.91 - $8.64

Q4 2016

Shares 80,752 Value ($000) $938 Avg Close $8.38 Range $7.86 - $9.05

Q3 2016

Shares 130,676 Value ($000) $1,679 Avg Close $8.82 Range $8.41 - $9.45

Q2 2016

Shares 73,676 Value ($000) $919 Avg Close $7.90 Range $7.38 - $8.78

Q1 2016

Shares 73,676 Value ($000) $869 Avg Close $6.91 Range $5.66 - $8.22

Q4 2015

Shares 193,676 Value ($000) $1,853 Avg Close $6.87 Range $6.03 - $7.64

Q3 2015

Shares 112,243 Value ($000) $1,099 Avg Close $8.21 Range $6.42 - $9.06

Q2 2015

Shares 255,604 Value ($000) $3,389 Avg Close $9.05 Range $8.49 - $9.48

Q1 2015

Shares 103,892 Value ($000) $1,335 Avg Close $8.39 Range $7.74 - $9.24

Q4 2014

Shares 61,681 Value ($000) $849 Avg Close $9.08 Range $8.21 - $9.65

Q3 2014

Shares 61,533 Value ($000) $873 Avg Close $9.86 Range $9.30 - $10.34

Q2 2014

Shares 61,433 Value ($000) $955 Avg Close $9.49 Range $8.87 - $10.35

Q1 2014

Shares 61,433 Value ($000) $877 Avg Close $9.29 Range $8.81 - $9.85

Q4 2013

Shares 60,400 Value ($000) $876 Avg Close $9.34 Range $8.62 - $10.20

Q3 2013

Shares 60,400 Value ($000) $803 Avg Close $8.39 Range $7.58 - $9.02

Q2 2013

Shares 60,400 Value ($000) $724 Avg Close $8.29 Range $7.29 - $9.14

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	13,307	$181	$14.48	$6.57 - $17.19
Q4 2019	41,036	$817	$14.35	$12.31 - $16.18
Q3 2019	113,419	$1,854	$12.81	$11.65 - $14.09
Q2 2019	34,829	$584	$13.37	$12.43 - $14.38
Q1 2019	17,448	$315	$13.17	$10.88 - $14.54
Q4 2018	118,703	$1,716	$11.66	$10.55 - $12.67
Q3 2018	81,804	$1,145	$10.36	$9.59 - $10.89
Q2 2018	75,503	$1,012	$9.38	$8.46 - $10.36
Q1 2018	61,761	$702	$8.19	$7.46 - $8.93
Q4 2017	29,764	$322	$8.06	$7.48 - $8.38
Q2 2017	142,752	$1,586	$8.38	$7.97 - $8.81
Q1 2017	80,752	$903	$8.24	$7.91 - $8.64
Q4 2016	80,752	$938	$8.38	$7.86 - $9.05
Q3 2016	130,676	$1,679	$8.82	$8.41 - $9.45
Q2 2016	73,676	$919	$7.90	$7.38 - $8.78
Q1 2016	73,676	$869	$6.91	$5.66 - $8.22
Q4 2015	193,676	$1,853	$6.87	$6.03 - $7.64
Q3 2015	112,243	$1,099	$8.21	$6.42 - $9.06
Q2 2015	255,604	$3,389	$9.05	$8.49 - $9.48
Q1 2015	103,892	$1,335	$8.39	$7.74 - $9.24
Q4 2014	61,681	$849	$9.08	$8.21 - $9.65
Q3 2014	61,533	$873	$9.86	$9.30 - $10.34
Q2 2014	61,433	$955	$9.49	$8.87 - $10.35
Q1 2014	61,433	$877	$9.29	$8.81 - $9.85
Q4 2013	60,400	$876	$9.34	$8.62 - $10.20
Q3 2013	60,400	$803	$8.39	$7.58 - $9.02
Q2 2013	60,400	$724	$8.29	$7.29 - $9.14