ALPS ETF TR

Ticker: SMTH CUSIP: 00162Q346 Class: ETF

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 9,994 Value ($000) $261 Avg Close — Range —
Q3 2025
Shares 10,853 Value ($000) $284 Avg Close — Range —