ALPS ETF TR

Ticker: SMTH CUSIP: 00162Q346 Class: ETF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC55,466,105$1,447,111
Annex Advisory Services, LLC6,974,911$181,836
SHUFRO ROSE & CO LLC4,858,041$126,649
Fundamentum, LLC3,259,817$84,983
Bank of New York Mellon Corp2,138,991$55,764
Trilogy Capital Inc.1,621,551$42,274
Lineweaver Wealth Advisors, LLC1,383,903$36,078
LEVEL FOUR ADVISORY SERVICES, LLC1,342,242$34,992
Hamilton Wealth, LLC1,337,496$34,869
Thrivent Financial for Lutherans1,259,837$33
Meridian Wealth Management, LLC832,218$21,696
Traction Financial Partners, LLC806,689$21,030
ADAPT WEALTH ADVISORS, LLC712,157$18,566
Principle Wealth Partners LLC710,938$18,534
NorthCrest Asset Manangement, LLC481,656$12,566
Vise Technologies, Inc.464,880$12,119
Guardian Financial Partners, LLC450,621$11,748
World Investment Advisors394,821$10,293
Prasad Wealth Partners, LLC387,020$10,090
SENTINEL PENSION ADVISORS INC386,669$10,080
Gallacher Capital Management LLC374,399$9,761
Sovereign Investment Advisors, LLC349,695$9,117
Old Port Advisors339,388$8,848
NIXON PEABODY TRUST CO277,317$7,230
Ethos Financial Group, LLC273,327$7,126
Tenzing Financial LLC246,721$6,432
SBE LLC DBA CEDAR COVE WEALTH PARTNERS204,501$5,331
Spectrum Investment Advisors, Inc.180,617$4,709
Riverbend Wealth Management, LLC169,593$4,421
CITADEL ADVISORS LLC148,142$3,862
ALPS ADVISORS INC147,517$3,846
RAYMOND JAMES FINANCIAL INC137,730$3,591
FIRST FOUNDATION ADVISORS117,325$3,059
LPL Financial LLC95,359$2,486
Fermata Advisors, LLC82,575$2,153
Arsenal Capital Advisors LLC77,556$2,022
Crestwood Advisors Group LLC77,075$2,009
Boyer Financial Services, Inc.57,606$1,501
WELLS FARGO & COMPANY/MN53,317$1,390
JPMORGAN CHASE & CO44,116$1,150
Toroso Investments, LLC41,391$1,079
G&S Capital LLC40,832$1,064
Triumph Capital Management37,505$978
Legacy Capital Wealth Partners, LLC33,627$877
Wealth Enhancement Trust Services, Inc.26,835$700
Apollon Wealth Management, LLC26,797$699
Coastal Bridge Advisors, LLC23,967$625
COMMONWEALTH EQUITY SERVICES, LLC22,422$585
Curbstone Financial Management Corp21,366$557
SUSQUEHANNA INTERNATIONAL GROUP, LLP20,120$525
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC19,695$513
SRS Capital Advisors, Inc.18,378$479
Stratos Wealth Partners, LTD.18,258$476
MORGAN STANLEY17,190$448
Summit Financial, LLC16,950$442
Blue Line Capital, LLC / IL16,834$439
OSAIC HOLDINGS, INC.16,647$434
Kestra Advisory Services, LLC16,589$432
Tribridge Partners Financial LLC13,461$351
Concurrent Investment Advisors, LLC11,611$303
Rockefeller Capital Management L.P.9,994$261
STIFEL FINANCIAL CORP9,221$240
JANE STREET GROUP, LLC8,347$218
AQR CAPITAL MANAGEMENT LLC7,674$200
COMERICA BANK7,486$195
BlackRock, Inc.4,808$125
ROYAL BANK OF CANADA3,331$87
MAI Capital Management3,250$85
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,941$77
FRANKLIN RESOURCES INC934$24
AE Wealth Management LLC631$16
Family Capital Trust Co613$16
Fairway Wealth LLC570$15
ASSETMARK, INC304$8
Operose Advisors LLC256$7
SOA Wealth Advisors, LLC.206$5
FWL INVESTMENT MANAGEMENT, LLC178$5
Allworth Financial LP36$1
O'SHAUGHNESSY ASSET MANAGEMENT, LLC19$0
Total (79 institutions)89,245,713$2,294,943