ALPS ETF TR

Ticker: OUSA CUSIP: 00162Q387 Class: OSHARES US QUALT

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (25)

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Value ($000) $7,597 (+131.5%) Shares 131,668 (+126.8%)
BXM Wealth LLC
Value ($000) $577 (+155.1%) Shares 10,000 (+300.0%)
Avant Capital LLC
Value ($000) $2,078 (+6.7%) Shares 36,016 (+4.6%)
MGO ONE SEVEN LLC
Value ($000) $15,611 (+4.5%) Shares 270,552 (+2.4%)
Intrepid Financial Planning Group LLC
Value ($000) $501 (+7.4%) Shares 8,680 (+5.2%)
Kestra Advisory Services, LLC
Value ($000) $14,987 (+9.0%) Shares 259,742 (+6.8%)
MORGAN STANLEY
Value ($000) $91,665 (+4.4%) Shares 1,588,646 (+2.3%)
ROYAL BANK OF CANADA
Value ($000) $19,034 (+10.1%) Shares 329,887 (+7.9%)
USA FINANCIAL FORMULAS
Value ($000) $721 (+5.3%) Shares 12,493 (+3.2%)
WealthPlan Investment Management, LLC
Value ($000) $2,049 (+4.3%) Shares 35,510 (+2.2%)
BANK OF AMERICA CORP /DE/
Value ($000) $23,075 (+6.7%) Shares 399,917 (+4.5%)
Sanctuary Advisors, LLC
Value ($000) $4,523 (+12.1%) Shares 78,381 (+3.4%)
JONES FINANCIAL COMPANIES LLLP
Value ($000) $1,392 (+23.4%) Shares 24,121 (+20.2%)
WELLS FARGO & COMPANY/MN
Value ($000) $18,642 (+3.1%) Shares 323,080 (+1.0%)
Astoria Portfolio Advisors LLC.
Value ($000) $219 (+9.3%) Shares 3,746 (+5.7%)
STIFEL FINANCIAL CORP
Value ($000) $5,333 (+3.7%) Shares 92,431 (+1.7%)
TRUIST FINANCIAL CORP
Value ($000) $538 (+18.8%) Shares 9,332 (+16.4%)
OSAIC HOLDINGS, INC.
Value ($000) $3,781 (+4.7%) Shares 65,511 (+1.8%)
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Value ($000) $46 (+778.5%) Shares 792 (+760.9%)
Compound Planning, Inc.
Value ($000) $667 (+5.6%) Shares 11,552 (+3.5%)

Decreased Positions (36)

Symphony Financial Services, Inc.
Value ($000) $592 (-15.5%) Shares 10,253 (-17.2%)
KERR FINANCIAL PLANNING Corp
Value ($000) $498 (+0.3%) Shares 8,382 (-4.8%)
Apollon Financial, LLC
Value ($000) $1,697 (-8.9%) Shares 29,415 (-10.7%)
&PARTNERS
Value ($000) $5,821 (-12.4%) Shares 100,878 (-14.1%)
Equitable Holdings, Inc.
Value ($000) $7,174 (-7.4%) Shares 124,325 (-9.3%)
Capstone Wealth Management Group LLC
Value ($000) $296 (-1.8%) Shares 5,130 (-3.8%)
CHOREO, LLC
Value ($000) $212 (-56.2%) Shares 3,655 (-57.4%)
GOLDMAN SACHS GROUP INC
Value ($000) $1,819 (-57.9%) Shares 31,531 (-58.8%)
TWO SIGMA INVESTMENTS, LP
Value ($000) $421 (-68.8%) Shares 7,300 (-69.5%)
Nemes Rush Group LLC
Value ($000) $232 (-18.3%) Shares 4,029 (-19.9%)
FLAGSHIP HARBOR ADVISORS, LLC
Value ($000) $1,161 (-5.0%) Shares 20,121 (-6.9%)
LPL Financial LLC
Value ($000) $30,500 (-1.2%) Shares 528,599 (-3.2%)
NewEdge Wealth, LLC
Value ($000) $214 (-44.1%) Shares 3,714 (-45.8%)
Rockefeller Capital Management L.P.
Value ($000) $11,375 (-0.2%) Shares 197,148 (-2.2%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $901 (-31.9%) Shares 15,615 (-33.2%)
UBS Group AG
Value ($000) $11,080 (-0.7%) Shares 192,030 (-2.7%)
DAVENPORT & Co LLC
Value ($000) $1,910 (-4.8%) Shares 33,110 (-6.7%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $13,449 (+0.4%) Shares 233,081 (-1.6%)
MML INVESTORS SERVICES, LLC
Value ($000) $2,903 (-2.6%) Shares 50,311 (-4.6%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $3,646 (-2.7%) Shares 63,182 (-4.7%)

Exited Positions (16)