ALPS ETF TR

Ticker: ACES CUSIP: 00162Q460 Class: CLEAN ENERGY

BROWN BROTHERS HARRIMAN & CO's Holding History (CIK: 0000014661)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 5,300 Value ($000) $340 Avg Close — Range —

Q3 2021

Shares 5,300 Value ($000) $351 Avg Close — Range —

Q2 2021

Shares 5,300 Value ($000) $402 Avg Close — Range —

Q1 2021

Shares 5,300 Value ($000) $414 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	5,300	$340	—	—
Q3 2021	5,300	$351	—	—
Q2 2021	5,300	$402	—	—
Q1 2021	5,300	$414	—	—